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FORM 5500 DATA

Wells Fargo & Company Cash Balance Plan

Overview

Plan Information

  • Plan Year01/01/2018 — 12/31/2018
  • Date of Plan01/01/1949
  • Net Assets as of 12/31/2018 $9,797,431,844
  • Plan Number1
  • Plan Type Single Employer
  • Is the plan collectively bargained? No
  • Did the plan file for an extension of time or the DFVC Program?Yes
  • Plan Funding ArrangementInsurance Trust
  • Plan Benefit ArrangementInsurance Trust

Participant Information as of 12/31/2018

  • Active (Eligible) Participants80,608
  • Retired or separated participants receiving benefits45,896
  • Other retired or separated participants entitled to future benefits96,176
  • Subtotal222,680
  • Deceased participants whose beneficiaries are receiving or are entitled to receive benefits5,612
  • Total228,292
  • Total number of participants as of 01/01/2018236,754
  • Number of participants with account balances0
  • Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2

Expenses

  • Total Benefit Payments$0
  • Corrective Distributions$0
  • Administrative Service Providers$0
  • Other Expenses$0
  • Total Expenses$0
  • Total Transfers$0

Sponsor Information

  • AddressMac A0101-121 420 Montgomery Street, 12th Floor
  • CitySan Francisco
  • StateCA
  • Zip94104
  • Telephone(877) 479-3557
  • EIN41-0449260
  • Industry Code551111
  • Named AdministratorMichael Branca
  • Named Plan SponsorScott Klismet

Plan Administrator Information

  • Administrator NameWells Fargo & Company
  • AddressMac N9310-110 550 S. 4th Street
  • CityMinneapolis
  • StateMN
  • Zip55415
  • Telephone(877) 479-3557
  • Administrator EIN41-0449260

Benefits Provided Under the Plan

Code Benefit Description
3H Controlled Group Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

Questions and Answers

Question Answer Amount
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? No
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. No
Were any leases to which the plan was a party in default or classified during the year as uncollectible? No
Were there any nonexempt transactions with any party-in-interest? No
Was this plan covered by a fidelity bond? Yes $100,000,000
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? No
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? No
Has the plan failed to provide any benefit when due under the plan? No
If this is an individual account plan, was there a blackout period? No
If there was a blackout period, have you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3? No

Service Providers

Persons Receiving Only Eligible Indirect Compensation

  • Bayview Capital Management II
  • Bny Mellon
  • Blue Rock
  • Core Commodity Fund Sei
  • Bayview Capital Management III
  • Dreyfus Strategic Glbl
  • Harbourvest Partners Lp
  • Harbourvest VIII Buyout Associates
  • River Rock European Capital
  • Sustainable Growth/Forest Inv Assc
  • Rcg Longview Debt Fund IV Mgmt LLC
  • Rcg Longview Equity Mgmt LLC
  • Rmk Balanced Timberland Fund B
  • Snow Phipps Group II LLC
  • New Boston Institutional Fund
  • Summit Partners
  • Allianz Global Investors
  • Arena Capital Advisors, LLC
  • Fortress Credit Opportunities Fd Lp
  • Medley Opportunities Fund
  • Pimco, LLC
  • Sprucegrove Cit
  • Wells Fargo/Blackrock S&P 500 Index
  • Wells Fargo/Blackrock S&P Midcap In
  • Wells Fargo/Blackrock Us Agg Bond I
  • Wells Fargo/Causeway Intl Value Cit
  • Wells Fargo/Core Bond Fund Cit
  • Wells Fargo/Mfs Value Cit
  • Wells Fargo/T.Rowe Price Large Cap
  • Wells Fargo/Voya Large Cap Growth C
  • Stone Harbor Investment Partners
  • Tennenbaum Capital Partners

Other Service Providers Receiving Direct or Indirect Compensation

Name Nature of Service Relationship to Plan Sponsor Direct Compensation Paid by Plan Indirect Compensation Paid by Plan Total Compensation
Towers Watson Delaware Inc Claims processing, Contract Administrator, Direct payment from the plan NONE $8,156,650 $0 $8,156,650
Prudential Investment Management Investment management, Direct payment from the plan, Investment management fees paid directly by plan NONE $1,557,907 $0 $1,557,907
Mfs Institutional Advisors Investment management, Direct payment from the plan, Investment management fees paid directly by plan, Investment management fees paid indirectly by plan, Soft dollars commissions NONE $1,391,190 $0 $1,391,190
Nisa Investment Advisors LLC Investment management, Direct payment from the plan, Investment management fees paid directly by plan NONE $1,231,360 $0 $1,231,360
Peregrine Capital Mgmt Investment management, Direct payment from the plan, Investment management fees paid directly by plan NONE $895,463 $0 $895,463
Mondrian Investment Partners Ltd Investment management, Direct payment from the plan, Investment management fees paid directly by plan, Investment management fees paid indirectly by plan NONE $878,321 $0 $878,321
Fiam Ldi Investment management, Investment management fees paid directly by plan, Soft dollars commissions NONE $809,302 $0 $809,302
Genesis Asset Managers LLP Investment management, Direct payment from the plan, Investment management fees paid directly by plan NONE $804,270 $0 $804,270
Lsv Asset Management Investment management, Direct payment from the plan, Investment management fees paid directly by plan NONE $790,010 $0 $790,010
Guggenheim Partners Investment Mgmt Investment management, Direct payment from the plan NONE $756,376 $0 $756,376
Bhms LLC Investment management, Direct payment from the plan, Investment management fees paid directly by plan NONE $731,626 $0 $731,626
Green Street Investors LLC Investment management, Direct payment from the plan, Investment management fees paid directly by plan NONE $711,157 $0 $711,157
Artisan Partners Lp Investment management, Investment management fees paid directly by plan, Non-monetary compensation NONE $705,713 $0 $705,713
Dodge & Cox Investment management, Direct payment from the plan, Investment management fees paid directly by plan NONE $696,258 $0 $696,258
Acadian International Small Cap Investment management, Direct payment from the plan, Investment management fees paid directly by plan, Investment management fees paid indirectly by plan NONE $667,621 $0 $667,621
Acadian Emerging Markets Equity Fnd Investment management, Direct payment from the plan, Investment management fees paid directly by plan, Investment management fees paid indirectly by plan NONE $571,101 $0 $571,101
Jp Morgan Investment Mgmt Inc Investment management, Direct payment from the plan NONE $523,726 $0 $523,726
T Rowe Price Associates Inc Investment management, Direct payment from the plan, Investment management fees paid directly by plan, Soft dollars commissions NONE $506,759 $0 $506,759
Capital Guardian Trust Company Investment management, Direct payment from the plan NONE $498,177 $0 $498,177
Aksia Investment management, Direct payment from the plan, Investment management fees paid directly by plan, Investment management fees paid indirectly by plan NONE $475,916 $0 $475,916
Jackson Square Partners, LLC Investment management, Direct payment from the plan, Investment management fees paid directly by plan, Soft dollars commissions NONE $396,810 $0 $396,810
Wasatch Advisors Inc Investment management, Direct payment from the plan, Investment management fees paid directly by plan, Investment management fees paid indirectly by plan, Soft dollars commissions NONE $360,930 $0 $360,930
Trian Partners Strategic Inv Fnd II Investment management, Direct payment from the plan, Investment management fees paid directly by plan, Soft dollars commissions NONE $350,214 $0 $350,214
Cooke & Bieler, Lp Trustee (bank, trust company, or similar financial institution), Investment management, Direct payment from the plan, Investment management fees paid directly by plan, Soft dollars commissions, Securities brokerage commissions and fees NONE $333,421 $0 $333,421
Acadian Global Mgd Volatility Eq Fd Investment management, Direct payment from the plan, Investment management fees paid directly by plan, Investment management fees paid indirectly by plan NONE $323,431 $0 $323,431
Pinebridge Investments LLC Investment management, Direct payment from the plan, Investment management fees paid directly by plan NONE $319,836 $0 $319,836
Doubleline Capital Lp Investment management, Investment management fees paid directly by plan NONE $306,827 $0 $306,827
Thompson Siegel & Walmsley LLC Investment management, Direct payment from the plan, Investment management fees paid directly by plan, Soft dollars commissions NONE $252,499 $0 $252,499
Rocaton Investment Advisors LLC Investment advisory (plan), Direct payment from the plan NONE $243,454 $0 $243,454
KPMG LLP Accounting (including auditing), Direct payment from the plan NONE $211,000 $0 $211,000
United Health Care Insurance services, Direct payment from the plan, Insurance brokerage commissions and fees NONE $200,790 $0 $200,790
Lazard Asset Management Investment management, Direct payment from the plan, Investment management fees paid directly by plan, Soft dollars commissions NONE $179,164 $0 $179,164
Brandywine Global Inv Mgmt LLC Investment management, Direct payment from the plan, Investment management fees paid directly by plan, Investment management fees paid indirectly by plan NONE $167,483 $0 $167,483
Huntsman Gay Capital Partners Fd Lp Investment management, Direct payment from the plan, Investment management fees paid directly by plan NONE $134,744 $0 $134,744
Berkshire Fund Viii-A Investment management, Direct payment from the plan, Investment management fees paid directly by plan NONE $104,111 $0 $104,111
Goldman Sachs Priv Eqty Ptrs Investment management, Investment management fees paid indirectly by plan, Non-monetary compensation NONE $95,046 $0 $95,046
Westview Capital Partners III Investment management, Direct payment from the plan, Investment management fees paid directly by plan NONE $82,766 $0 $82,766
Ffl Parallel Fund III Lp Investment management, Direct payment from the plan, Investment management fees paid directly by plan NONE $72,105 $0 $72,105
Wellington Trust Company LLC Investment management, Direct payment from the plan, Investment management fees paid directly by plan, Investment management fees paid indirectly by plan, Soft dollars commissions NONE $53,032 $0 $53,032
Thompson Street Capital Ptnrs III Investment management, Direct payment from the plan, Investment management fees paid directly by plan NONE $42,336 $0 $42,336
Fiam Select International Eq Commin Investment management, Investment management fees paid directly by plan NONE $36,946 $0 $36,946
Z Capital Special Situations II Investment management, Direct payment from the plan, Investment management fees paid directly by plan NONE $32,359 $0 $32,359
Snow Phipps Group LLC Investment management, Direct payment from the plan, Investment management fees paid directly by plan, Investment management fees paid indirectly by plan NONE $28,870 $0 $28,870
Mill Road Capital Management LLC Investment management, Direct payment from the plan, Investment management fees paid directly by plan, Investment management fees paid indirectly by plan NONE $28,783 $0 $28,783
Jeffrey S Polinchock, CPA Accounting (including auditing), Direct payment from the plan NONE $28,000 $0 $28,000
Energy Capital Ptnrs Mezzanine Oppo Investment management, Direct payment from the plan, Investment management fees paid directly by plan, Investment management fees paid indirectly by plan NONE $15,999 $0 $15,999
Dunedin Buyout Fd Iii, Lp Investment management, Direct payment from the plan NONE $15,224 $0 $15,224
Delta Dental Insurance services, Direct payment from the plan, Insurance brokerage commissions and fees NONE $10,878 $0 $10,878
Carlyle Infrastructure Partners Investment management, Direct payment from the plan, Investment management fees paid directly by plan NONE $10,699 $0 $10,699
Eqt Credit II Investment management, Direct payment from the plan, Investment management fees paid directly by plan NONE $9,337 $0 $9,337
Caremark Claims processing, Contract Administrator, Direct payment from the plan NONE $7,418 $0 $7,418
Comvest Advisors Investment management, Direct payment from the plan, Investment management fees paid directly by plan NONE $5,347 $0 $5,347
Total $27,818,762 $0 $27,818,762

Indirect Compensation

There are no service providers with indirect compensation listed for this plan.

Service Providers Who Fail or Refuse to Provide Information

There are no service providers who failed or refused to provide information.

Termination Information on Accountants and Enrolled Actuaries

There is no termination information for this plan.

Investments

Investments

Name of Investment Investment Manager Type of Investment Dollar Value
Wf/Blackrock Us Agg Bond Ind Fd Wells Fargo Bank DFE: Common/Collective Trust $138,848,273
Wf/Blackrock S&P 500 Index Fund Wells Fargo Bank DFE: Common/Collective Trust $133,114,491
Wf Troweprice Instl Lg Cap Growth T Rowe Price Trust Company DFE: Common/Collective Trust $120,354,806
Wf/Blackrock S&P Mid-Cap Wells Fargo Bank DFE: Common/Collective Trust $97,491,725
Acadian Global Managed Volatility E Acadian Asset Management DFE: Common/Collective Trust $96,118,146
Lazard/Wilmington Global Mngd Vol Lazard Asset Mgmt, LLC DFE: Common/Collective Trust $94,975,385
Mfs Heritage Tr Co Collective Invt Mfs Investment Management DFE: Common/Collective Trust $90,604,560
Acadian Int'L Small Cap Fund Acadian Asset Management DFE: Common/Collective Trust $84,426,337
Blackrock Msci Acwi Esg Focus Index Blackrock DFE: Common/Collective Trust $75,633,311
Wf High Yield Bond Fund Wells Fargo Bank DFE: Common/Collective Trust $72,506,058
Genesis Emerging Markets Fund Genesis Asset Managers, LLP DFE: Common/Collective Trust $70,855,553
Lazard Emerging Markets Equity Fund Lazard Asset Mgmt, LLC DFE: Common/Collective Trust $68,436,757
Acadian Emerging Markets Acadian Asset Management DFE: Common/Collective Trust $65,428,663
Wf Core Bond Cit Wells Fargo Bank DFE: Common/Collective Trust $51,525,314
Core Commodity Mgmt Collective Inv SEI DFE: Common/Collective Trust $43,603,870
Brandywine Int'L Opportunistic Fund Brandywine Asset Management DFE: Common/Collective Trust $35,221,921
Lazard Global Listed Infrastructure Lazard Asset Mgmt, LLC DFE: Common/Collective Trust $25,085,196
Sprucegrove Collective Invt Sprucegrove Investment Management DFE: Common/Collective Trust $9,174,123
Wf Mfs Value Cit Wells Fargo Bank DFE: Common/Collective Trust $9,162,071
Wf Causeway International Value Cit Wells Fargo Bank DFE: Common/Collective Trust $9,123,174
Troweprice Equity Income T Rowe Price Trust Company DFE: Common/Collective Trust $9,038,502
Wf/Voya Large Cap Growth Cit Wells Fargo Bank DFE: Common/Collective Trust $8,930,987
Wf Multi-Manager Small Cap Fund Wells Fargo Bank DFE: Common/Collective Trust $8,514,752
Wellington Trust Co. Commodities Fd Wellington Trust Company, N.A. DFE: Common/Collective Trust $0
Fiam Select Int'L Equity Fidelity DFE: Common/Collective Trust $0
Total $1,418,173,975

Insurance Information

Insurance Information

Insurance Carrier Summary Persons Covered
Sierra Health & Life Insurance Company, Inc. 3,034
EIN 94-0734860
Industry Code 71420
Contract Number H2001
Contract Year 01/01/2018 — 12/31/2018
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Unspecified
Balance at the end of the previous year $0
Additions $0
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $0
Transferred from separate account $0
Other $0
Total of Balance and Additions $0
Deductions $0
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $0
Kaiser Foundation Health Plan, Inc. 204
EIN 94-1340523
Industry Code 00000
Contract Number 1915
Contract Year 01/01/2018 — 12/31/2018
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Unspecified
Balance at the end of the previous year $0
Additions $0
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $0
Transferred from separate account $0
Other $0
Total of Balance and Additions $0
Deductions $0
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $0
Kaiser Foundation Health Plan, Inc. 92
EIN 94-1340523
Industry Code 00000
Contract Number 101872
Contract Year 01/01/2018 — 12/31/2018
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Unspecified
Balance at the end of the previous year $0
Additions $0
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $0
Transferred from separate account $0
Other $0
Total of Balance and Additions $0
Deductions $0
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $0
Axa Equitable Life Insurance Company 5
EIN 13-5570651
Industry Code 62944
Contract Number AC306
Contract Year 01/01/2018 — 12/31/2018
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Group Deferred Annuity
Basis of premium rates One Time Premium Paid In 1941
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Unspecified
Balance at the end of the previous year $0
Additions $0
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $0
Transferred from separate account $0
Other $0
Total of Balance and Additions $0
Deductions $0
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $0
Axa Equitable Life Insurance Company 4
EIN 13-5570651
Industry Code 62944
Contract Number AC176
Contract Year 01/01/2018 — 12/31/2018
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Group Deferred Annuity
Basis of premium rates One Time Premium Paid In 1934
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Unspecified
Balance at the end of the previous year $0
Additions $0
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $0
Transferred from separate account $0
Other $0
Total of Balance and Additions $0
Deductions $0
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $0
Axa Equitable Life Insurance Company 1
EIN 13-5570651
Industry Code 62944
Contract Number AC188
Contract Year 01/01/2018 — 12/31/2018
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Group Deferred Annuity
Basis of premium rates One Time Premium Paid In 1934
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Unspecified
Balance at the end of the previous year $0
Additions $0
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $0
Transferred from separate account $0
Other $0
Total of Balance and Additions $0
Deductions $0
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $0
Kaiser Foundation Health Plan of Hawaii 0
EIN 94-1340523
Industry Code 60053
Contract Number 35612
Contract Year 01/01/2018 — 12/31/2018
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Unspecified
Balance at the end of the previous year $0
Additions $0
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $0
Transferred from separate account $0
Other $0
Total of Balance and Additions $0
Deductions $0
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $0
Metropolitan Life Insurance Company 0
EIN 13-5581829
Industry Code 65978
Contract Number GAC-5068
Contract Year 01/01/2018 — 12/31/2018
Value in General Account at Year End $628,340
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Immediate Participation Guarantee
Balance at the end of the previous year $610,993
Additions $21,847
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $21,847
Transferred from separate account $0
Other $0
Total of Balance and Additions $632,840
Deductions $4,500
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $4,500
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $628,340
Brighthouse Life Insurance Company 0
EIN 06-0566090
Industry Code 87726
Contract Number GR-92668
Contract Year 01/01/2018 — 12/31/2018
Value in General Account at Year End $2,505,187
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $2,448,255
Additions $69,165
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $69,165
Transferred from separate account $0
Other $0
Total of Balance and Additions $2,517,420
Deductions $12,233
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $12,233
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $2,505,187
Mony Life Insurance Company 0
EIN 13-1632487
Industry Code 66370
Contract Number MNOE40228
Contract Year 01/01/2018 — 12/31/2018
Value in General Account at Year End $5,341,346
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Deposit Administration
Balance at the end of the previous year $5,174,415
Additions $168,131
Contributions Deposited during the year $0
Dividends and credits $12,933
Interest credited during the year $155,198
Transferred from separate account $0
Other $0
Total of Balance and Additions $5,342,546
Deductions $1,200
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $1,200
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $5,341,346