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FORM 5500 DATA

Anheuser-Busch 401k Savings and Retirement Plan

Overview

Plan Information

  • Plan Year04/01/2010 — 03/31/2011
  • Date of Plan01/08/1985
  • Net Assets as of 03/31/2011 $3,002,002,200
  • Plan Number59
  • Plan Type Single Employer
  • Is the plan collectively bargained?Yes
  • Did the plan file for an extension of time or the DFVC Program?Yes
  • Plan Funding Arrangement Trust
  • Plan Benefit Arrangement Trust

Participant Information as of 03/31/2011

  • Active (Eligible) Participants13,028
  • Retired or separated participants receiving benefits0
  • Other retired or separated participants entitled to future benefits4,266
  • Subtotal17,294
  • Deceased participants whose beneficiaries are receiving or are entitled to receive benefits4
  • Total17,298
  • Total number of participants as of 04/01/201019,957
  • Number of participants with account balances15,610
  • Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested8

Expenses

  • Total Benefit Payments$0
  • Corrective Distributions$0
  • Administrative Service Providers$0
  • Other Expenses$0
  • Total Expenses$0
  • Total Transfers$0

Sponsor Information

  • AddressOne Busch Place 203-Ll
  • CitySt. Louis
  • StateMO
  • Zip63118-1852
  • Telephone(314) 765-3134
  • EIN43-1162835
  • Industry Code312120
  • Named AdministratorRobert Zimmer, Director Ret. Plans

Plan Administrator Information

  • Administrator NameAnheuser-Busch Companies, Inc.
  • AddressOne Busch Place 203-Ll
  • CitySt. Louis
  • StateMO
  • Zip63118-1852
  • Telephone(314) 765-3134
  • Administrator EIN43-1162835

Audit Information

  • Audit StatusAudited
  • AuditorPricewaterhousecoopers LLC
  • Auditor EIN13-4008324
  • Audit OpinionUnqualified
  • Audit Type Full Audit

Benefits Provided Under the Plan

Code Benefit Description
2E Profit-sharing A defined contribution plan that allows employer discretionary contributions. These plans often contain a 401(k) feature.
2F ERISA section 404(c) Plan This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
2H Partial participant-directed account plan Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2I Stock bonus A stock bonus plan is a type of profit-sharing by which a corporation uses its own stock to make contributions and distributions.
2J Code section 401(k) feature A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
2K Code section 401(m) arrangement Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contributions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
2T Participant-directed Account Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
3H Controlled Group Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
3I Employer Securities Limitations Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

Questions and Answers

Question Answer Amount
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? No
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. No
Were any leases to which the plan was a party in default or classified during the year as uncollectible? No
Were there any nonexempt transactions with any party-in-interest? No
Was this plan covered by a fidelity bond? Yes $500,000
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? No
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan have assets held for investment? Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? No
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? No
Has the plan failed to provide any benefit when due under the plan? No
If this is an individual account plan, was there a blackout period? No
If there was a blackout period, have you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3? No

Financials

Income and Expense Statement

Income $379,439,061
Contributions $115,106,096
Cash Contributions $115,106,096
Cash from Employers $42,919,064
Cash from Participants $70,809,832
Others (including rollovers) $1,377,200
Noncash Contributions $0
Total Earnings on Investments $263,944,622
Total Interest $4,951,061
Interest-Bearing Cash $-569
U.S. Government Securities $0
Corporate Debt Instruments $0
Loans (other than to participants) $0
Participant Loans $4,951,630
Interest from Other Investments $0
Total Dividends $433,630
Preferred Stock $0
Common Stock $433,630
Rents $0
Net gain (loss) on sale of assets $3,799,788
Aggregate Proceeds $95,707,313
Aggregate Carrying Amount $91,907,525
Total Unrealized Appreciation (depreciation) of assets $3,427,629
Real Estate $0
Other $3,427,629
Net investment gain (loss) from common/collective trusts $251,332,514
Net investment gain (loss) from pooled separate accounts $0
Net investment gain (loss) from master trust investment accounts $0
Net investment gain (loss) from 103-12 investment entities $0
Net investment gain (loss) from registered investment companies $0
Other Income $388,343
Expenses $463,011,069
Total Benefit Payments $456,419,312
Directly to participants or beneficiaries, including direct rollovers $455,454,462
To insurance carriers for the provision of benefits $0
Other Benefit Payment Fees $964,850
Corrective Distributions $0
Certain deemed distributions of participant loans $5,908,644
Interest expense $0
Total Administrative Expenses $683,113
Professional Fees $0
Contract Administrator Fees $0
Investment Advisory and management fees $0
Other Administrative Fees $683,113
Net Income $-83,572,008
Transfers of Assets to this Plan $0
Transfers of Assets from this Plan $0

Asset and Liability Statement

03/31/2011 03/31/2010 Change YOY
Total Assets $3,002,002,200 $3,086,126,247 -2.73%
Total noninterest-bearing cash $0 $0 0.0%
Receivables $0 $1,108,865 0.0%
Employer Contributions $0 $382,610 0.0%
Participant Contributions $0 $726,255 0.0%
Other Contributions $0 $0 0.0%
General Investments $0 $0 0.0%
Interest-bearing cash $0 $0 0.0%
U.S. Government Securities $0 $0 0.0%
Corporate Debt Instruments $0 $0 0.0%
Preferred $0 $0 0.0%
All Other $0 $0 0.0%
Corporate Stocks $0 $0 0.0%
Preferred $0 $0 0.0%
Common $0 $0 0.0%
Partnership/joint venture interests $0 $0 0.0%
Real estate (other than employer real property) $0 $0 0.0%
Loans (other than to participants) $0 $0 0.0%
Participants Loans $87,711,592 $98,001,718 -10.50%
Value of interest in common/collective trusts $2,814,847,607 $0 0.0%
Value of interest in pooled separate accounts $0 $0 0.0%
Value of interest in master trust investment accounts $0 $2,987,015,664 0.0%
Value of interest in 103-12 investment entities $0 $0 0.0%
Value of interest in registered investment companies $206,461 $0 0.0%
Value of funds held in insurance co. general account $0 $0 0.0%
Other Investments $0 $0 0.0%
Employer-related Investments $99,236,540 $0 0.0%
Employer Securities $99,236,540 $0 0.0%
Employer Real Property $0 $0 0.0%
Buildings and other property used in plan operation $0 $0 0.0%
Total Liabilities $0 $552,039 -100.00%
Benefit Claims Payable (1) $0 $552,039 0.0%
Operating Payables (1) $0 $0 0.0%
Acquisition Indebtedness (1) $0 $0 0.0%
Other liabilities (1) $0 $0 0.0%
Net Assets $3,002,002,200 $3,085,574,208 -2.71%

Service Providers

Persons Receiving Only Eligible Indirect Compensation

There is no information on eligible indirect compensation for this plan.

Other Service Providers Receiving Direct or Indirect Compensation

Name Nature of Service Relationship to Plan Sponsor Direct Compensation Paid by Plan Indirect Compensation Paid by Plan Total Compensation
State Street Global Advisors Investment management, Investment management fees paid directly by plan Investment Advisor $1,034,052 $0 $1,034,052
Mercer Hr Services, LLC Recordkeeping and information management (computing, tabulating, data processing, etc.), Participant loan processing, Participant communication, Other services, Direct payment from the plan, Shareholder servicing fees, Sub-transfer agency fees, Float revenue, Recordkeeping fees, Account maintenance fees, Other fees Recordkeeper $408,116 $20,941 $429,057
Mellon Capital Markets LLC Investment management, Securities brokerage, Investment management fees paid directly by plan, Securities brokerage commissions and fees Securities Broker $293,238 $0 $293,238
Frank Russell Investment Investment management, Investment management fees paid directly by plan Investment Advisor $118,765 $0 $118,765
Ing Institutional Plan Services,LLC Participant loan processing, Account maintenance fees Recordkeeper $77,375 $0 $77,375
Pricewaterhousecoopers Accounting (including auditing) Auditor $70,907 $0 $70,907
Bny Mellon Trustee (bank, trust company, or similar financial institution), Trustee (directed), Other services, Other fees Trustee $24,690 $0 $24,690
Rubin Brown Accounting (including auditing) Auditor $16,500 $0 $16,500
Total $2,043,643 $20,941 $2,064,584

Indirect Compensation

Name Source of Indirect Compensation* Nature of Service Description of Indirect Compensation Indirect Compensation Paid by Plan
Mercer Hr Services, LLC Financial Engines Recordkeeping and information management (computing, tabulating, data processing, etc.), Participant communication, Other services, Recordkeeping fees, Account maintenance fees, Other fees Investment Advice $13,750
Mercer Hr Services, LLC Wells Fargo, N.A. Recordkeeping and information management (computing, tabulating, data processing, etc.), Float revenue Float Revenue $7,191
*As outlined by the Form 5500 Instructions for service providers with indirect compensation.

Service Providers Who Fail or Refuse to Provide Information

There are no service providers who failed or refused to provide information.

Termination Information on Accountants and Enrolled Actuaries

There is no termination information for this plan.

Investments

Investments

Name of Investment Investment Manager Type of Investment Dollar Value
Ssga Yield Enhanced Short Term State Street Bank & Trust Company DFE: Common/Collective Trust $731,287,611
Eb Daily Liquidity Stock Index Mellon Capital Management DFE: Common/Collective Trust $643,253,351
Eb Daily Liq. Market Completion Mellon Capital Management DFE: Common/Collective Trust $530,937,576
Ssga International Index Fund State Street Bank & Trust Company DFE: Common/Collective Trust $280,926,497
Eb Daily Liquidity Aggregate Bond Mellon Capital Management DFE: Common/Collective Trust $260,831,014
Ssga U.S. Intermediate Govt. State Street Bank & Trust Company DFE: Common/Collective Trust $249,747,115
Frank Russell Managed Balanced Fund State Street Bank & Trust Company DFE: Common/Collective Trust $117,864,443
Total $2,814,847,607

Insurance Information

Insurance Information

There are no insurance carriers listed for this plan.