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FORM 5500 DATA

Abengoa Bioenergy US 401k Savings Plan

Overview

Plan Information

  • Plan Year01/01/2006 — 12/31/2006
  • Date of Plan06/01/1991
  • Net Assets as of 12/31/2006 $3,382,089
  • Plan Number1
  • Plan Type Single Employer
  • Is the plan collectively bargained? No
  • Did the plan file for an extension of time or the DFVC Program?Yes
  • Report Description This is an amended report.
  • Plan Funding ArrangementInsurance Trust
  • Plan Benefit ArrangementInsurance Trust

Participant Information as of 12/31/2006

  • Active (Eligible) Participants259
  • Retired or separated participants receiving benefits0
  • Other retired or separated participants entitled to future benefits156
  • Subtotal415
  • Deceased participants whose beneficiaries are receiving or are entitled to receive benefits0
  • Total415
  • Total number of participants as of 01/01/2006293
  • Number of participants with account balances306
  • Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested0
  • Number of participants required to be reported on Schedule SSA24

Expenses

  • Total Benefit Payments$0
  • Corrective Distributions$0
  • Administrative Service Providers$0
  • Other Expenses$0
  • Total Expenses$0
  • Total Transfers$0

Sponsor Information

  • Address1400 Elbridge Payne Rd Ste 212
  • CityChesterfield
  • StateMO
  • Zip63017-8520
  • Telephone(636) 728-0508
  • EIN48-0901658
  • Industry Code324190

Plan Administrator Information

  • Administrator NameSAME
  • Administrator EIN

Audit Information

  • Audit StatusAudited
  • AuditorBrown Smith Wallcae, LLC
  • Auditor EIN43-1054807
  • Audit Opinion Disclaimer
  • Audit TypeLimited Scope Audit

Benefits Provided Under the Plan

Code Benefit Description
2E Profit-sharing A defined contribution plan that allows employer discretionary contributions. These plans often contain a 401(k) feature.
2G Total participant-directed account plan Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J Code section 401(k) feature A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
2K Code section 401(m) arrangement Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contributions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
3E Prototype plan A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a separate funding medium (for example, a separate trust or custodial account) is established for the use of each adopting employer.

Questions and Answers

Question Answer Amount
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? No
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. No
Were any leases to which the plan was a party in default or classified during the year as uncollectible? No
Were there any nonexempt transactions with any party-in-interest? No
Was this plan covered by a fidelity bond? Yes $1,000,000
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? No
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan have assets held for investment? Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? No
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? No

Financials

Income and Expense Statement

Income $1,245,927
Contributions $899,376
Cash Contributions $899,376
Cash from Employers $287,808
Cash from Participants $571,280
Others (including rollovers) $40,288
Noncash Contributions $0
Total Earnings on Investments $346,551
Total Interest $5,092
Interest-Bearing Cash $0
U.S. Government Securities $0
Corporate Debt Instruments $0
Loans (other than to participants) $0
Participant Loans $5,092
Interest from Other Investments $0
Total Dividends $0
Preferred Stock $0
Common Stock $0
Rents $0
Net gain (loss) on sale of assets $0
Aggregate Proceeds $0
Aggregate Carrying Amount $0
Total Unrealized Appreciation (depreciation) of assets $0
Real Estate $0
Other $0
Net investment gain (loss) from common/collective trusts $0
Net investment gain (loss) from pooled separate accounts $0
Net investment gain (loss) from master trust investment accounts $0
Net investment gain (loss) from 103-12 investment entities $0
Net investment gain (loss) from registered investment companies $341,459
Other Income $0
Expenses $637,493
Total Benefit Payments $635,708
Directly to participants or beneficiaries, including direct rollovers $635,708
To insurance carriers for the provision of benefits $0
Other Benefit Payment Fees $0
Corrective Distributions $0
Certain deemed distributions of participant loans $0
Interest expense $0
Total Administrative Expenses $1,785
Professional Fees $0
Contract Administrator Fees $1,785
Investment Advisory and management fees $0
Other Administrative Fees $0
Net Income $608,434
Transfers of Assets to this Plan $0
Transfers of Assets from this Plan $0

Asset and Liability Statement

12/31/2006 12/31/2005 Change YOY
Total Assets $3,382,089 $2,773,655 21.94%
Total noninterest-bearing cash $0 $0 0.0%
Receivables $0 $0 0.0%
Employer Contributions $0 $0 0.0%
Participant Contributions $0 $0 0.0%
Other Contributions $0 $0 0.0%
General Investments $0 $0 0.0%
Interest-bearing cash $0 $0 0.0%
U.S. Government Securities $0 $0 0.0%
Corporate Debt Instruments $0 $0 0.0%
Preferred $0 $0 0.0%
All Other $0 $0 0.0%
Corporate Stocks $0 $0 0.0%
Preferred $0 $0 0.0%
Common $0 $0 0.0%
Partnership/joint venture interests $0 $0 0.0%
Real estate (other than employer real property) $0 $0 0.0%
Loans (other than to participants) $0 $0 0.0%
Participants Loans $82,395 $94,431 -12.75%
Value of interest in common/collective trusts $0 $0 0.0%
Value of interest in pooled separate accounts $0 $0 0.0%
Value of interest in master trust investment accounts $0 $0 0.0%
Value of interest in 103-12 investment entities $0 $0 0.0%
Value of interest in registered investment companies $3,144,066 $2,679,224 17.35%
Value of funds held in insurance co. general account $155,628 $0 0.0%
Other Investments $0 $0 0.0%
Employer-related Investments $0 $0 0.0%
Employer Securities $0 $0 0.0%
Employer Real Property $0 $0 0.0%
Buildings and other property used in plan operation $0 $0 0.0%
Total Liabilities $0 $0 0.0%
Benefit Claims Payable (1) $0 $0 0.0%
Operating Payables (1) $0 $0 0.0%
Acquisition Indebtedness (1) $0 $0 0.0%
Other liabilities (1) $0 $0 0.0%
Net Assets $3,382,089 $2,773,655 21.94%

Service Providers

Service Providers

There are no service providers listed for this plan.

Investments

Investments

Name of Investment Investment Manager Type of Investment Dollar Value
Metlife Series Fund Metropolitan Life Insurance Company DFE: Pooled Separate Account $3,144,066
Total $3,144,066

Insurance Information

Insurance Information

Insurance Carrier Summary Persons Covered
Metropolitan Life Insurance Company 306
EIN 13-5581829
Industry Code 65978
Contract Number 454814-01
Contract Year 01/01/2006 — 12/31/2006
Value in General Account at Year End $155,628
Value in Separate Accounts at Year End $3,144,066
Insurance Fees and Commissions $9,380
Persons Receiving Commissions and Fees
Agent/Broker Organization Code Commissions Paid Fees Paid Purpose of Fees Paid
Aig Financial Advisors, Inc 2800 N Central Ave., Ste 2100 Phoenix, AZ 85004 Insurance Agent or Broker $5,327 $0
Lockton Companies of St. Louis 3 Cityplacae Dr., Ste 900 St. Louis, MO 63141 Insurance Agent or Broker $4,053 $0
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract
Balance at the end of the previous year $147,652
Additions $162,821
Contributions Deposited during the year $154,143
Dividends and credits $0
Interest credited during the year $5,119
Transferred from separate account $1,490
Other $2,069
Total of Balance and Additions $310,473
Deductions $154,846
Disbursed from fund to pay benefits or purchase annuities during the year $37,374
Administration charge made by carrier $437
Transferred to Separate Account $109,335
Other $7,700
Balance at the end of the current year $155,627
Metropolitan Life Insurance Company 0
EIN 13-5581829
Industry Code 65978
Contract Number 454814-01
Contract Year 01/01/2006 — 12/31/2006
Value in General Account at Year End $155,627
Value in Separate Accounts at Year End $3,144,068
Insurance Fees and Commissions $9,380
Persons Receiving Commissions and Fees
Agent/Broker Organization Code Commissions Paid Fees Paid Purpose of Fees Paid
Aig Financial Advisors, Inc 2800 N Central Ave., Ste 2100 Phoenix, AZ 85004 Insurance Agent or Broker $5,327 $0
Lockton Companies of St. Louis 3 Cityplacae Dr., Ste 900 St. Louis, MO 63141 Insurance Agent or Broker $4,053 $0
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract
Balance at the end of the previous year $147,652
Additions $162,821
Contributions Deposited during the year $154,143
Dividends and credits $0
Interest credited during the year $5,119
Transferred from separate account $1,490
Other $2,069
Total of Balance and Additions $310,473
Deductions $154,846
Disbursed from fund to pay benefits or purchase annuities during the year $37,374
Administration charge made by carrier $437
Transferred to Separate Account $109,335
Other $7,700
Balance at the end of the current year $155,627