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Overview

Plan Information

  • Plan Year02/01/2017 — 01/31/2018
  • Date of Plan02/01/1989
  • Net Assets as of 01/31/2018 $96,217,011
  • Plan Number1
  • Plan Type Single Employer
  • Is the plan collectively bargained? No
  • Did the plan file for an extension of time or the DFVC Program?Yes
  • Plan Funding Arrangement Trust
  • Plan Benefit Arrangement Trust

Participant Information as of 01/31/2018

  • Active (Eligible) Participants208
  • Retired or separated participants receiving benefits9
  • Other retired or separated participants entitled to future benefits47
  • Subtotal264
  • Deceased participants whose beneficiaries are receiving or are entitled to receive benefits0
  • Total264
  • Total number of participants as of 02/01/2017307
  • Number of participants with account balances260
  • Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested4

Expenses

  • Total Benefit Payments$0
  • Corrective Distributions$0
  • Administrative Service Providers$0
  • Other Expenses$0
  • Total Expenses$0
  • Total Transfers$0

Sponsor Information

  • Address1010 Walnut Street Suite 500
  • CityKansas City
  • StateMO
  • Zip64106-2147
  • Telephone(816) 421-2500
  • EIN48-1072151
  • Industry Code541110
  • Named AdministratorChris Buckley
  • Named Plan SponsorChris Buckley

Audit Information

  • Audit StatusAudited
  • AuditorBkd LLP
  • Auditor EIN44-0160260
  • Audit Opinion Disclaimer
  • Audit TypeLimited Scope Audit

Benefits Provided Under the Plan

Code Benefit Description
2A Age/Service Weighted or New Comparability or Similar Plan Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New Comparability or Similar Plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the threshold or additional rate allowed under the permitted disparity rules of section 401(l)
2E Profit-sharing A defined contribution plan that allows employer discretionary contributions. These plans often contain a 401(k) feature.
2G Total participant-directed account plan Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J Code section 401(k) feature A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
2R Brokerage Window Participant-directed brokerage accounts provided as an investment option under the plan.
3B Self-Employed Plan Plan covering Self-Employed individuals.
3H Controlled Group Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

Questions and Answers

Question Answer Amount
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? No
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. No
Were any leases to which the plan was a party in default or classified during the year as uncollectible? No
Were there any nonexempt transactions with any party-in-interest? No
Was this plan covered by a fidelity bond? Yes $1,000,000
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? No
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan have assets held for investment? Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? No
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? No
Has the plan failed to provide any benefit when due under the plan? No
If this is an individual account plan, was there a blackout period? No
If there was a blackout period, have you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3? No

Financials

Income and Expense Statement

Income $18,167,348
Contributions $5,924,253
Cash Contributions $5,924,253
Cash from Employers $2,607,739
Cash from Participants $2,160,949
Others (including rollovers) $1,155,565
Noncash Contributions $0
Total Earnings on Investments $8,844,825
Total Interest $23,935
Interest-Bearing Cash $1,116
U.S. Government Securities $0
Corporate Debt Instruments $0
Loans (other than to participants) $0
Participant Loans $22,819
Interest from Other Investments $0
Total Dividends $1,699,909
Preferred Stock $0
Common Stock $0
Rents $0
Net gain (loss) on sale of assets $0
Aggregate Proceeds $0
Aggregate Carrying Amount $0
Total Unrealized Appreciation (depreciation) of assets $0
Real Estate $0
Other $0
Net investment gain (loss) from common/collective trusts $93,080
Net investment gain (loss) from pooled separate accounts $0
Net investment gain (loss) from master trust investment accounts $0
Net investment gain (loss) from 103-12 investment entities $0
Net investment gain (loss) from registered investment companies $7,027,901
Other Income $3,398,270
Expenses $3,353,385
Total Benefit Payments $3,311,443
Directly to participants or beneficiaries, including direct rollovers $3,311,443
To insurance carriers for the provision of benefits $0
Other Benefit Payment Fees $0
Corrective Distributions $0
Certain deemed distributions of participant loans $0
Interest expense $0
Total Administrative Expenses $41,942
Professional Fees $0
Contract Administrator Fees $0
Investment Advisory and management fees $41,942
Other Administrative Fees $0
Net Income $14,813,963
Transfers of Assets to this Plan $0
Transfers of Assets from this Plan $0

Asset and Liability Statement

01/31/2018 01/31/2017 Change YOY
Total Assets $96,217,011 $72,658,428 32.42%
Total noninterest-bearing cash $0 $0 0.0%
Receivables $2,739,324 $3,349,420 -18.21%
Employer Contributions $2,607,739 $3,349,420 -22.14%
Participant Contributions $131,585 $0 0.0%
Other Contributions $0 $0 0.0%
General Investments $138,291 $81,701 69.26%
Interest-bearing cash $138,291 $81,701 69.26%
U.S. Government Securities $0 $0 0.0%
Corporate Debt Instruments $0 $0 0.0%
Preferred $0 $0 0.0%
All Other $0 $0 0.0%
Corporate Stocks $0 $0 0.0%
Preferred $0 $0 0.0%
Common $0 $0 0.0%
Partnership/joint venture interests $5,842,418 $1,278,405 357.01%
Real estate (other than employer real property) $0 $0 0.0%
Loans (other than to participants) $0 $0 0.0%
Participants Loans $532,942 $400,140 33.19%
Value of interest in common/collective trusts $7,650,896 $7,355,752 4.01%
Value of interest in pooled separate accounts $0 $0 0.0%
Value of interest in master trust investment accounts $0 $0 0.0%
Value of interest in 103-12 investment entities $0 $0 0.0%
Value of interest in registered investment companies $50,733,131 $27,062,120 87.47%
Value of funds held in insurance co. general account $0 $0 0.0%
Other Investments $28,580,009 $33,130,890 -13.74%
Employer-related Investments $0 $0 0.0%
Employer Securities $0 $0 0.0%
Employer Real Property $0 $0 0.0%
Buildings and other property used in plan operation $0 $0 0.0%
Total Liabilities $0 $0 0.0%
Benefit Claims Payable (1) $0 $0 0.0%
Operating Payables (1) $0 $0 0.0%
Acquisition Indebtedness (1) $0 $0 0.0%
Other liabilities (1) $0 $0 0.0%
Net Assets $96,217,011 $72,658,428 32.42%

Service Providers

Persons Receiving Only Eligible Indirect Compensation

There is no information on eligible indirect compensation for this plan.

Other Service Providers Receiving Direct or Indirect Compensation

Name Nature of Service Relationship to Plan Sponsor Direct Compensation Paid by Plan Indirect Compensation Paid by Plan Total Compensation
Merrill Lynch,Pierce,Fenner & Smith Recordkeeping and information management (computing, tabulating, data processing, etc.), Securities brokerage, Investment management fees paid directly by plan, Investment management fees paid indirectly by plan, Shareholder servicing fees, Sub-transfer agency fees, Distribution (12b-1) fees Recordkeeper $3,361 $63,736 $67,097
Cutter & Company Consulting (pension), Direct payment from the plan Consultant $15,005 $0 $15,005
Plancorp, LLC Accounting (including auditing), Consulting (pension), Direct payment from the plan Accountant $11,074 $0 $11,074
Parkside Financial Bank and Trust Consulting (pension), Direct payment from the plan Consultant $7,773 $0 $7,773
Total $37,213 $63,736 $100,949

Indirect Compensation

There are no service providers with indirect compensation listed for this plan.

Service Providers Who Fail or Refuse to Provide Information

There are no service providers who failed or refused to provide information.

Termination Information on Accountants and Enrolled Actuaries

Name Position Explanation
Howe and Company CPA P.C. Plan Auditors Change In CPA Firms Due To Split of Plans

Investments

Investments

Name of Investment Investment Manager Type of Investment Dollar Value
Capital Preservation Fund Cl R6 Federated DFE: Common/Collective Trust $7,369,076
Capital Preservation Fund R6 Gm Federated DFE: Common/Collective Trust $281,820
Ssga S&P 500 Index Fund State Street Global Investors DFE: Common/Collective Trust $0
Morley Stable Value Fund Union Bond and Trust Company DFE: Common/Collective Trust $0
Total $7,650,896

Insurance Information

Insurance Information

There are no insurance carriers listed for this plan.