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FORM 5500 DATA

Alion Science and Technology Corporation Savings and Retirement Plan

Overview

Plan Information

  • Plan Year10/01/2007 — 09/30/2008
  • Date of Plan12/19/2001
  • Net Assets as of 09/30/2008 $346,144,296
  • Plan Number1
  • Plan Type Single Employer
  • Is the plan collectively bargained? No
  • Did the plan file for an extension of time or the DFVC Program? No
  • Report Description This is an amended report.
  • Plan Funding ArrangementInsurance Trust
  • Plan Benefit ArrangementInsurance Trust

Participant Information as of 09/30/2008

  • Active (Eligible) Participants3,312
  • Retired or separated participants receiving benefits241
  • Other retired or separated participants entitled to future benefits2,996
  • Subtotal6,549
  • Deceased participants whose beneficiaries are receiving or are entitled to receive benefits20
  • Total6,569
  • Total number of participants as of 10/01/20076,136
  • Number of participants with account balances5,455
  • Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested596
  • Number of participants required to be reported on Schedule SSA702

Expenses

  • Total Benefit Payments$0
  • Corrective Distributions$0
  • Administrative Service Providers$0
  • Other Expenses$0
  • Total Expenses$0
  • Total Transfers$0

Sponsor Information

  • Address1750 Tysons Blvd., Suite 1300
  • CityMclean
  • StateVA
  • Zip22102-4220
  • Telephone(703) 269-3487
  • EIN54-2061691
  • Industry Code541700
  • Named AdministratorKerry Wilson
  • Named Plan SponsorKerry Wilson

Plan Administrator Information

  • Administrator NameSAME
  • Administrator EIN

Audit Information

  • Audit StatusAudited
  • AuditorDeloitte & Touche LLP
  • Auditor EIN13-3891517
  • Audit OpinionUnqualified
  • Audit Type Full Audit

Benefits Provided Under the Plan

Code Benefit Description
2E Profit-sharing A defined contribution plan that allows employer discretionary contributions. These plans often contain a 401(k) feature.
2F ERISA section 404(c) Plan This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
2H Partial participant-directed account plan Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2I Stock bonus A stock bonus plan is a type of profit-sharing by which a corporation uses its own stock to make contributions and distributions.
2K Code section 401(m) arrangement Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contributions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
2O ESOP other than a leveraged ESOP An Employee Stock Ownership Plan (ESOP) is a type of employee benefit plan designed to invest primarily in employer stock.
2Q S Corporation ESOP The employer maintaining this Employee Stock Ownership Plan (ESOP) is an S Corporation.

Questions and Answers

Question Answer Amount
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? No
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. No
Were any leases to which the plan was a party in default or classified during the year as uncollectible? No
Were there any nonexempt transactions with any party-in-interest? No
Was this plan covered by a fidelity bond? Yes $500,000
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? No
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan have assets held for investment? Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? No
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? No

Financials

Income and Expense Statement

Income $-3,853,895
Contributions $37,267,116
Cash Contributions $37,267,116
Cash from Employers $11,930,750
Cash from Participants $23,043,483
Others (including rollovers) $2,292,883
Noncash Contributions $0
Total Earnings on Investments $-41,121,011
Total Interest $3,557,178
Interest-Bearing Cash $3,557,178
U.S. Government Securities $0
Corporate Debt Instruments $0
Loans (other than to participants) $0
Participant Loans $0
Interest from Other Investments $0
Total Dividends $0
Preferred Stock $0
Common Stock $0
Rents $0
Net gain (loss) on sale of assets $0
Aggregate Proceeds $0
Aggregate Carrying Amount $0
Total Unrealized Appreciation (depreciation) of assets $-8,615,946
Real Estate $0
Other $-8,615,946
Net investment gain (loss) from common/collective trusts $0
Net investment gain (loss) from pooled separate accounts $-19,116,598
Net investment gain (loss) from master trust investment accounts $0
Net investment gain (loss) from 103-12 investment entities $0
Net investment gain (loss) from registered investment companies $-16,945,645
Other Income $0
Expenses $23,787,434
Total Benefit Payments $23,775,791
Directly to participants or beneficiaries, including direct rollovers $23,775,791
To insurance carriers for the provision of benefits $0
Other Benefit Payment Fees $0
Corrective Distributions $509
Certain deemed distributions of participant loans $0
Interest expense $0
Total Administrative Expenses $11,134
Professional Fees $0
Contract Administrator Fees $9,084
Investment Advisory and management fees $0
Other Administrative Fees $2,050
Net Income $-27,641,329
Transfers of Assets to this Plan $0
Transfers of Assets from this Plan $0

Asset and Liability Statement

09/30/2008 09/30/2007 Change YOY
Total Assets $348,811,889 $376,829,146 -7.44%
Total noninterest-bearing cash $0 $0 0.0%
Receivables $900,632 $2,051,430 -56.10%
Employer Contributions $313,930 $684,763 -54.15%
Participant Contributions $565,825 $1,329,713 -57.45%
Other Contributions $20,877 $36,954 -43.51%
General Investments $2,667,593 $3,377,370 -21.02%
Interest-bearing cash $2,667,593 $3,377,370 -21.02%
U.S. Government Securities $0 $0 0.0%
Corporate Debt Instruments $0 $0 0.0%
Preferred $0 $0 0.0%
All Other $0 $0 0.0%
Corporate Stocks $0 $0 0.0%
Preferred $0 $0 0.0%
Common $0 $0 0.0%
Partnership/joint venture interests $0 $0 0.0%
Real estate (other than employer real property) $0 $0 0.0%
Loans (other than to participants) $0 $0 0.0%
Participants Loans $2,200,705 $1,886,836 16.63%
Value of interest in common/collective trusts $0 $0 0.0%
Value of interest in pooled separate accounts $99,279,294 $112,892,617 -12.06%
Value of interest in master trust investment accounts $0 $0 0.0%
Value of interest in 103-12 investment entities $0 $0 0.0%
Value of interest in registered investment companies $43,204,835 $55,852,869 -22.65%
Value of funds held in insurance co. general account $0 $0 0.0%
Other Investments $0 $0 0.0%
Employer-related Investments $200,558,830 $200,768,024 -0.10%
Employer Securities $200,558,830 $200,768,024 -0.10%
Employer Real Property $0 $0 0.0%
Buildings and other property used in plan operation $0 $0 0.0%
Total Liabilities $2,667,593 $3,377,370 -21.02%
Benefit Claims Payable (1) $0 $0 0.0%
Operating Payables (1) $0 $0 0.0%
Acquisition Indebtedness (1) $0 $0 0.0%
Other liabilities (1) $2,667,593 $3,377,370 -21.02%
Net Assets $346,144,296 $373,451,776 -7.31%

Service Providers

Service Providers

Name Nature of Service Relationship to Plan Sponsor Gross Salary or Allowances Paid by Plan Fees and Commissions Paid by Plan Total Salary/Fees
Principal Life Insurance Company Contract Administrator $0 $9,084 $9,084
Total $0 $9,084 $9,084

Investments

Investments

Name of Investment Investment Manager Type of Investment Dollar Value
Principal Money Market Sep Acct Principal Life Insurance Company DFE: Pooled Separate Account $31,459,509
Principal Intl Growth Sep Acct Principal Life Insurance Company DFE: Pooled Separate Account $11,526,303
Principal Bond and Mtg Sep Acct Principal Life Insurance Company DFE: Pooled Separate Account $8,129,187
Principal Lifetime 2020 Sep Acct Principal Life Insurance Company DFE: Pooled Separate Account $7,401,590
Principal Disc Lgcap Blend Sep Acct Principal Life Insurance Company DFE: Pooled Separate Account $6,495,272
Prin Mid Cap Blend Sep Acct Principal Life Insurance Company DFE: Pooled Separate Account $5,852,833
Prin Large Cap Blend I Sep Acct Principal Life Insurance Company DFE: Pooled Separate Account $5,739,875
Principal Lifetime 2010 Sep Acct Principal Life Insurance Company DFE: Pooled Separate Account $5,531,014
Prin Large Cap Value III Sep Acct Principal Life Insurance Company DFE: Pooled Separate Account $5,028,077
Prin Large Cap S&P 500 Idx Sep Acct Principal Life Insurance Company DFE: Pooled Separate Account $4,642,780
Principal Lifetime 2030 Sep Acct Principal Life Insurance Company DFE: Pooled Separate Account $3,028,351
Principal Money Mkt Sep Acct (ESOP) Principal Life Insurance Company DFE: Pooled Separate Account $2,667,593
Prin Lifetime 2040 Sep Acct Principal Life Insurance Company DFE: Pooled Separate Account $2,307,173
Prin Lifetime Str Income Sep Acct Principal Life Insurance Company DFE: Pooled Separate Account $1,052,616
Principal Real Estate Sec Sep Acct Principal Life Insurance Company DFE: Pooled Separate Account $726,187
Principal Lifetime 2050 Sep Acct Principal Life Insurance Company DFE: Pooled Separate Account $358,527
Total $101,946,887

Insurance Information

Insurance Information

Insurance Carrier Summary Persons Covered
Principal Life Insurance Company 6,155
EIN 42-0127290
Industry Code 61271
Contract Number 8-03922
Contract Year 10/01/2007 — 09/30/2008
Value in General Account at Year End $0
Value in Separate Accounts at Year End $99,279,294
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Unspecified
Balance at the end of the previous year $0
Additions $0
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $0
Transferred from separate account $0
Other $0
Total of Balance and Additions $0
Deductions $0
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $0