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Kanawha Scales & Systems, Inc.

Plan Rating

Overview Financials Service Providers Investments Insurance Information

FORM 5500 DATA

Kanawha Scales & Systems, Inc. 401k Profit Sharing Plan

Plan Rating

Overview Financials Service Providers Investments Insurance Information

Overview

Plan Information

Plan Year01/01/2017 — 12/31/2017
Date of Plan12/31/1976
Net Assets as of 12/31/2017 $14,684,387
Plan Number2
Plan Type Single Employer
Is the plan collectively bargained? No
Did the plan file for an extension of time or the DFVC Program?Yes
Plan Funding ArrangementInsurance Trust
Plan Benefit ArrangementInsurance Trust

Participant Information as of 12/31/2017

Active (Eligible) Participants141
Retired or separated participants receiving benefits0
Other retired or separated participants entitled to future benefits68
Subtotal209
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits0
Total209
Total number of participants as of 01/01/2017203
Number of participants with account balances199
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested3

Expenses

Total Benefit Payments$0
Corrective Distributions$0
Administrative Service Providers$0
Other Expenses$0
Total Expenses$0
Total Transfers$0

Audit Information

Audit StatusAudited
AuditorArnett Carbis Toothman LLP
Auditor EIN55-0486667
Audit Opinion Disclaimer
Audit TypeLimited Scope Audit

Benefits Provided Under the Plan

Code	Benefit	Description
2E	Profit-sharing	A defined contribution plan that allows employer discretionary contributions. These plans often contain a 401(k) feature.
2F	ERISA section 404(c) Plan	This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
2G	Total participant-directed account plan	Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J	Code section 401(k) feature	A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
2K	Code section 401(m) arrangement	Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contributions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
2T	Participant-directed Account	Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
3D	Master plan	A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

Questions and Answers

Question	Answer	Amount
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102?	No
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance.	No
Were any leases to which the plan was a party in default or classified during the year as uncollectible?	No
Were there any nonexempt transactions with any party-in-interest?	No
Was this plan covered by a fidelity bond?	Yes	$500,000
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty?	No
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser?	No
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser?	No
Did the plan have assets held for investment?	Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets?	No
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC?	No
Has the plan failed to provide any benefit when due under the plan?	No
If this is an individual account plan, was there a blackout period?	No
If there was a blackout period, have you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3?	No

Financials

Income and Expense Statement

Income

$2,301,961

Contributions

$680,723

Cash Contributions

$680,723

	Cash from Employers	$132,994
	Cash from Participants	$547,729
	Others (including rollovers)	$0

Noncash Contributions

Total Earnings on Investments

$1,621,238

Total Interest

$3,491

	Interest-Bearing Cash	$0
	U.S. Government Securities	$0
	Corporate Debt Instruments	$0
	Loans (other than to participants)	$0
	Participant Loans	$3,491
	Interest from Other Investments	$0

Total Dividends

	Preferred Stock	$0
	Common Stock	$0

Rents

Net gain (loss) on sale of assets

	Aggregate Proceeds	$0
	Aggregate Carrying Amount	$0

Total Unrealized Appreciation (depreciation) of assets

	Real Estate	$0
	Other	$0

Net investment gain (loss) from common/collective trusts

Net investment gain (loss) from pooled separate accounts

$1,617,747

Net investment gain (loss) from master trust investment accounts

Net investment gain (loss) from 103-12 investment entities

Net investment gain (loss) from registered investment companies

Other Income

Expenses

$1,077,452

Total Benefit Payments

$1,076,852

	Directly to participants or beneficiaries, including direct rollovers	$1,076,852
	To insurance carriers for the provision of benefits	$0
	Other Benefit Payment Fees	$0

Corrective Distributions

Certain deemed distributions of participant loans

Interest expense

Total Administrative Expenses

$600

	Professional Fees	$600
	Contract Administrator Fees	$0
	Investment Advisory and management fees	$0
	Other Administrative Fees	$0

Net Income

$1,224,509

	Transfers of Assets to this Plan	$0
	Transfers of Assets from this Plan	$0

Asset and Liability Statement

12/31/2017

12/31/2016

Change YOY

Total Assets

$14,684,387

$13,459,878

9.10%

Total noninterest-bearing cash

$10,738

$5,111

110.10%

Receivables

$20,463

$20,919

-2.18%

Employer Contributions	$4,093	$4,184	-2.17%
Participant Contributions	$16,370	$16,735	-2.18%
Other Contributions	$0	$0	0.0%

General Investments

0.0%

Interest-bearing cash

0.0%

U.S. Government Securities

0.0%

Corporate Debt Instruments

0.0%

	Preferred		$0	$0	0.0%
	All Other		$0	$0	0.0%

Corporate Stocks

0.0%

	Preferred		$0	$0	0.0%
	Common		$0	$0	0.0%

Partnership/joint venture interests

0.0%

Real estate (other than employer real property)

0.0%

Loans (other than to participants)

0.0%

Participants Loans

$73,925

$91,765

-19.44%

Value of interest in common/collective trusts

0.0%

Value of interest in pooled separate accounts

0.0%

Value of interest in master trust investment accounts

0.0%

Value of interest in 103-12 investment entities

0.0%

Value of interest in registered investment companies

$11,932,451

$10,725,906

11.25%

Value of funds held in insurance co. general account

0.0%

Other Investments

$2,646,810

$2,616,177

1.17%

Employer-related Investments

0.0%

	Employer Securities		$0	$0	0.0%
	Employer Real Property		$0	$0	0.0%

Buildings and other property used in plan operation

0.0%

Total Liabilities

0.0%

Benefit Claims Payable (1)	$0	$0	0.0%
Operating Payables (1)	$0	$0	0.0%
Acquisition Indebtedness (1)	$0	$0	0.0%
Other liabilities (1)	$0	$0	0.0%

Net Assets

$14,684,387

$13,459,878

9.10%

Service Providers

Persons Receiving Only Eligible Indirect Compensation

There is no information on eligible indirect compensation for this plan.

Other Service Providers Receiving Direct or Indirect Compensation

Name	Nature of Service	Relationship to Plan Sponsor	Direct Compensation Paid by Plan	Indirect Compensation Paid by Plan	Total Compensation
Ja Investment Management, LLC	Investment advisory (participants)		$0	$68,945	$68,945
John Hancock Life Insurance Company	Recordkeeping and information management (computing, tabulating, data processing, etc.), Investment management, Shareholder servicing fees, Sub-transfer agency fees, Float revenue, Distribution (12b-1) fees, Soft dollars commissions	Recordkeeper	$600	$0	$600
Total			$600	$68,945	$69,545

Indirect Compensation

There are no service providers with indirect compensation listed for this plan.

Service Providers Who Fail or Refuse to Provide Information

There are no service providers who failed or refused to provide information.

Termination Information on Accountants and Enrolled Actuaries

There is no termination information for this plan.

Investments

Name of Investment	Investment Manager	Type of Investment	Dollar Value
Jh John Hancock Stable Value	John Hancock	DFE: Pooled Separate Account	$2,646,810
Jh Lifestyle Growth	John Hancock	DFE: Pooled Separate Account	$1,806,909
Jh Lifestyle Balanced	John Hancock	DFE: Pooled Separate Account	$1,579,541
Index Total Fund	John Hancock	DFE: Pooled Separate Account	$944,454
Jh Lifestyle Moderate	John Hancock	DFE: Pooled Separate Account	$691,369
Jh Mutual Beacon	John Hancock	DFE: Pooled Separate Account	$632,347
Jh Mutual Discovery	John Hancock	DFE: Pooled Separate Account	$580,006
Jh Index Total	John Hancock	DFE: Pooled Separate Account	$555,297
Jh Growth Mutal Fund	John Hancock	DFE: Pooled Separate Account	$478,536
Sm Opps Fund	John Hancock	DFE: Pooled Separate Account	$390,969
Jh Emerging Market Fund	John Hancock	DFE: Pooled Separate Account	$357,259
Jh Lifestyle Conservative	John Hancock	DFE: Pooled Separate Account	$342,031
Jh Energy Fund	John Hancock	DFE: Pooled Separate Account	$327,636
Vs Rests Fund	John Hancock	DFE: Pooled Separate Account	$307,912
Vs Utility Fund	John Hancock	DFE: Pooled Separate Account	$270,264
Index Small Fund	John Hancock	DFE: Pooled Separate Account	$269,070
Jh International Value Fund	John Hancock	DFE: Pooled Separate Account	$249,018
Jh Europacific Fund	John Hancock	DFE: Pooled Separate Account	$247,319
Vs Cap App Fund	John Hancock	DFE: Pooled Separate Account	$186,709
Jh Pimco Global Bond	John Hancock	DFE: Pooled Separate Account	$183,285
Jh Value Index Fund	John Hancock	DFE: Pooled Separate Account	$167,715
Vs Core Bond Fund	John Hancock	DFE: Pooled Separate Account	$143,350
Jh Us Equity	John Hancock	DFE: Pooled Separate Account	$137,792
Jh Lifestyle Aggressive	John Hancock	DFE: Pooled Separate Account	$128,862
Jh Small Cap Value Index	John Hancock	DFE: Pooled Separate Account	$118,481
Vs Small Value Fund	John Hancock	DFE: Pooled Separate Account	$112,200
Jh Growth Index Fund	John Hancock	DFE: Pooled Separate Account	$103,570
Jh Small Cap Growth Index	John Hancock	DFE: Pooled Separate Account	$92,307
Jh Global Fund	John Hancock	DFE: Pooled Separate Account	$77,394
Mid Cap Value Etf	John Hancock	DFE: Pooled Separate Account	$71,562
Vs Sctec Fund	John Hancock	DFE: Pooled Separate Account	$68,588
Idx Intl	John Hancock	DFE: Pooled Separate Account	$60,576
Index 500 Fund	John Hancock	DFE: Pooled Separate Account	$54,287
Vs Us High Yield Fund	John Hancock	DFE: Pooled Separate Account	$43,403
Tot Bmkt Fund	John Hancock	DFE: Pooled Separate Account	$42,912
Vs Natural Resources Fund	John Hancock	DFE: Pooled Separate Account	$39,694
T Rowe Price Equity Inc	John Hancock	DFE: Pooled Separate Account	$22,369
Tocq Gold	John Hancock	DFE: Pooled Separate Account	$18,792
Vs Mc St	John Hancock	DFE: Pooled Separate Account	$8,827
Vs Small Growth Fund	John Hancock	DFE: Pooled Separate Account	$6,868
Jh Intl Growth Fund	John Hancock	DFE: Pooled Separate Account	$5,565
Vs Smc Fund	John Hancock	DFE: Pooled Separate Account	$5,281
Mid Cap Growth Etf	John Hancock	DFE: Pooled Separate Account	$2,129
Total			$14,579,265

Insurance Information

Insurance Carrier Summary

Persons Covered

John Hancock Life Insurance Company (U.S.A)

199

EIN

01-0233346

Industry Code

65838

Contract Number

68839

Contract Year

01/01/2017 — 12/31/2017

Value in General Account at Year End

$10,738

Value in Separate Accounts at Year End

$14,579,261

Insurance Fees and Commissions

$6,865

Persons Receiving Commissions and Fees

Agent/Broker	Organization Code	Commissions Paid	Fees Paid	Purpose of Fees Paid
Benefit Solutions, Inc. 5347 Us Route 60 Barboursville, WV 25504	Third Party Administrator	$0	$6,865	TPA COMPENSATION

Allocated Funds

	Type of Contract	Unspecified
	Basis of premium rates
	Premiums paid to carrier	$0
	Premiums due but unpaid at the end of the year	$0
	If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount	$0
	Specify the nature of the costs

Unallocated Funds

Type of Contract

Unspecified

Balance at the end of the previous year

Additions

	Contributions Deposited during the year	$0
	Dividends and credits	$0
	Interest credited during the year	$0
	Transferred from separate account	$0
	Other	$0

Total of Balance and Additions

Deductions

	Disbursed from fund to pay benefits or purchase annuities during the year	$0
	Administration charge made by carrier	$0
	Transferred to Separate Account	$0
	Other	$0

Balance at the end of the current year