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FORM 5500 DATA

G.M. Johnson Companies, Inc. 401k and Profit Sharing Plan

Overview

Plan Information

  • Plan Year01/01/2010 — 12/31/2010
  • Date of Plan03/28/1979
  • Net Assets as of 12/31/2010 $5,166,609
  • Plan Number1
  • Plan Type Single Employer
  • Is the plan collectively bargained? No
  • Did the plan file for an extension of time or the DFVC Program?Yes
  • Plan Funding ArrangementInsurance Trust
  • Plan Benefit ArrangementInsurance Trust

Participant Information as of 12/31/2010

  • Active (Eligible) Participants150
  • Retired or separated participants receiving benefits0
  • Other retired or separated participants entitled to future benefits19
  • Subtotal169
  • Deceased participants whose beneficiaries are receiving or are entitled to receive benefits0
  • Total169
  • Total number of participants as of 01/01/2010188
  • Number of participants with account balances130
  • Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested9

Expenses

  • Total Benefit Payments$0
  • Corrective Distributions$0
  • Administrative Service Providers$0
  • Other Expenses$0
  • Total Expenses$0
  • Total Transfers$0

Sponsor Information

  • Address3200 County Road 257
  • CityFulton
  • StateMO
  • Zip65251
  • Telephone(573) 642-6087
  • EIN43-0985085
  • Industry Code237310
  • Named AdministratorJeff Raetz

Plan Administrator Information

  • Administrator NameG.M. Johnson Companies, Inc.
  • Address3200 County Road 257
  • CityFulton
  • StateMO
  • Zip65251
  • Telephone(573) 642-6087
  • Administrator EIN43-0985085

Audit Information

  • Audit StatusAudited
  • AuditorMarberry & Company CPAS, P.C,
  • Auditor EIN26-3799709
  • Audit Opinion Disclaimer
  • Audit TypeLimited Scope Audit

Benefits Provided Under the Plan

Code Benefit Description
2E Profit-sharing A defined contribution plan that allows employer discretionary contributions. These plans often contain a 401(k) feature.
2F ERISA section 404(c) Plan This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
2G Total participant-directed account plan Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J Code section 401(k) feature A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
2K Code section 401(m) arrangement Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contributions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
2T Participant-directed Account Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
3H Controlled Group Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

Questions and Answers

Question Answer Amount
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? Yes $208
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. No
Were any leases to which the plan was a party in default or classified during the year as uncollectible? No
Were there any nonexempt transactions with any party-in-interest? No
Was this plan covered by a fidelity bond? Yes $500,000
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? No
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan have assets held for investment? Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? No
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? No
Has the plan failed to provide any benefit when due under the plan? No
If this is an individual account plan, was there a blackout period? No
If there was a blackout period, have you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3? No

Financials

Income and Expense Statement

Income $1,260,092
Contributions $659,767
Cash Contributions $659,767
Cash from Employers $89,812
Cash from Participants $493,341
Others (including rollovers) $76,614
Noncash Contributions $0
Total Earnings on Investments $600,325
Total Interest $10,912
Interest-Bearing Cash $5,173
U.S. Government Securities $0
Corporate Debt Instruments $0
Loans (other than to participants) $0
Participant Loans $5,739
Interest from Other Investments $0
Total Dividends $0
Preferred Stock $0
Common Stock $0
Rents $0
Net gain (loss) on sale of assets $0
Aggregate Proceeds $0
Aggregate Carrying Amount $0
Total Unrealized Appreciation (depreciation) of assets $0
Real Estate $0
Other $0
Net investment gain (loss) from common/collective trusts $0
Net investment gain (loss) from pooled separate accounts $589,413
Net investment gain (loss) from master trust investment accounts $0
Net investment gain (loss) from 103-12 investment entities $0
Net investment gain (loss) from registered investment companies $0
Other Income $0
Expenses $149,123
Total Benefit Payments $102,882
Directly to participants or beneficiaries, including direct rollovers $102,882
To insurance carriers for the provision of benefits $0
Other Benefit Payment Fees $0
Corrective Distributions $0
Certain deemed distributions of participant loans $29,843
Interest expense $0
Total Administrative Expenses $16,398
Professional Fees $0
Contract Administrator Fees $13,674
Investment Advisory and management fees $0
Other Administrative Fees $2,724
Net Income $1,110,969
Transfers of Assets to this Plan $0
Transfers of Assets from this Plan $0

Asset and Liability Statement

12/31/2010 12/31/2009 Change YOY
Total Assets $5,166,609 $4,070,882 26.92%
Total noninterest-bearing cash $9,304 $6,557 41.89%
Receivables $260 $22,687 -98.85%
Employer Contributions $52 $22,687 -99.77%
Participant Contributions $208 $0 0.0%
Other Contributions $0 $0 0.0%
General Investments $0 $0 0.0%
Interest-bearing cash $0 $0 0.0%
U.S. Government Securities $0 $0 0.0%
Corporate Debt Instruments $0 $0 0.0%
Preferred $0 $0 0.0%
All Other $0 $0 0.0%
Corporate Stocks $0 $0 0.0%
Preferred $0 $0 0.0%
Common $0 $0 0.0%
Partnership/joint venture interests $0 $0 0.0%
Real estate (other than employer real property) $0 $0 0.0%
Loans (other than to participants) $0 $0 0.0%
Participants Loans $123,684 $118,219 4.62%
Value of interest in common/collective trusts $0 $0 0.0%
Value of interest in pooled separate accounts $4,861,329 $3,749,070 29.67%
Value of interest in master trust investment accounts $0 $0 0.0%
Value of interest in 103-12 investment entities $0 $0 0.0%
Value of interest in registered investment companies $0 $0 0.0%
Value of funds held in insurance co. general account $172,032 $174,349 -1.33%
Other Investments $0 $0 0.0%
Employer-related Investments $0 $0 0.0%
Employer Securities $0 $0 0.0%
Employer Real Property $0 $0 0.0%
Buildings and other property used in plan operation $0 $0 0.0%
Total Liabilities $0 $15,242 -100.00%
Benefit Claims Payable (1) $0 $0 0.0%
Operating Payables (1) $0 $0 0.0%
Acquisition Indebtedness (1) $0 $0 0.0%
Other liabilities (1) $0 $15,242 -100.00%
Net Assets $5,166,609 $4,055,640 27.39%

Service Providers

Persons Receiving Only Eligible Indirect Compensation

There is no information on eligible indirect compensation for this plan.

Other Service Providers Receiving Direct or Indirect Compensation

There are no service providers listed for this plan.

Indirect Compensation

There are no service providers with indirect compensation listed for this plan.

Service Providers Who Fail or Refuse to Provide Information

There are no service providers who failed or refused to provide information.

Termination Information on Accountants and Enrolled Actuaries

There is no termination information for this plan.

Investments

Investments

Name of Investment Investment Manager Type of Investment Dollar Value
Blue Chip Growth Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $853,668
Lifestyle Aggressive John Hancock Life Insurance Company DFE: Pooled Separate Account $448,380
Lifestyle Growth John Hancock Life Insurance Company DFE: Pooled Separate Account $394,428
Equity Income Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $362,500
Lifestyle Moderate John Hancock Life Insurance Company DFE: Pooled Separate Account $265,117
Lifestyle Balanced John Hancock Life Insurance Company DFE: Pooled Separate Account $196,643
International Value Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $183,741
All Cap Core Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $181,741
Utilities Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $140,737
Money Market Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $136,005
Small Cap Index Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $135,909
High Yield Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $113,874
Total Return Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $106,559
Science & Technology Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $98,955
Mid Cap Stock Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $85,439
Real Est. Securities Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $84,874
Intl Equity Index Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $77,522
Blackrock Global Allocation John Hancock Life Insurance Company DFE: Pooled Separate Account $75,244
American Balanced Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $74,063
Davis New York Venture John Hancock Life Insurance Company DFE: Pooled Separate Account $73,122
Capital Income Builder John Hancock Life Insurance Company DFE: Pooled Separate Account $72,785
Lifestyle Conservative John Hancock Life Insurance Company DFE: Pooled Separate Account $66,518
Short-Term Federal John Hancock Life Insurance Company DFE: Pooled Separate Account $60,957
Capital Appreciation Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $52,727
Intl Small Cap Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $50,888
International Core Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $36,780
Retirement Living At 2030 John Hancock Life Insurance Company DFE: Pooled Separate Account $31,007
Pimco All Asset John Hancock Life Insurance Company DFE: Pooled Separate Account $30,295
Small Company Value Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $28,452
Mid Value Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $28,061
T. Rowe Price Health Sci John Hancock Life Insurance Company DFE: Pooled Separate Account $27,936
Global Bond Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $24,416
Templeton World John Hancock Life Insurance Company DFE: Pooled Separate Account $24,101
Small Cap Opportunities Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $22,051
Value Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $21,198
Retirement Living At 2025 John Hancock Life Insurance Company DFE: Pooled Separate Account $20,954
Fundamental Investors John Hancock Life Insurance Company DFE: Pooled Separate Account $20,811
Mid Cap Index Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $19,391
500 Index Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $15,891
American Century Vista John Hancock Life Insurance Company DFE: Pooled Separate Account $15,520
U.S. High Yield Bond Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $13,322
Retirement Living At 2020 John Hancock Life Insurance Company DFE: Pooled Separate Account $12,787
Pimco Real Return John Hancock Life Insurance Company DFE: Pooled Separate Account $10,900
Retirement Living At 2045 John Hancock Life Insurance Company DFE: Pooled Separate Account $10,244
Strategic Income Opp Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $9,503
Investment Qual Bond Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $9,191
Small Cap Value Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $9,191
Active Bond Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $8,180
Pimco Global Bond John Hancock Life Insurance Company DFE: Pooled Separate Account $5,292
Financial Services Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $4,863
Inv Small Cap Growth John Hancock Life Insurance Company DFE: Pooled Separate Account $3,973
Large Cap Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $2,103
T. Rowe Price Spectrum Inc John Hancock Life Insurance Company DFE: Pooled Separate Account $862
All Cap Value Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $858
Retirement Living At 2035 John Hancock Life Insurance Company DFE: Pooled Separate Account $586
Us Government Securities John Hancock Life Insurance Company DFE: Pooled Separate Account $212
Total $4,861,327

Insurance Information

Insurance Information

Insurance Carrier Summary Persons Covered
John Hancock Life Insurance Company 132
EIN 01-0233346
Industry Code 65838
Contract Number 12787
Contract Year 01/01/2010 — 12/31/2010
Value in General Account at Year End $172,032
Value in Separate Accounts at Year End $4,861,328
Insurance Fees and Commissions $15,174
Persons Receiving Commissions and Fees
Agent/Broker Organization Code Commissions Paid Fees Paid Purpose of Fees Paid
Securities America Inc. 12400 Olive Blvd. St. Louis, MO 63141 Insurance Agent or Broker $12,964 $0
Benefits of Missouri, Inc. 14323 S. Outer Forty Chesterfield, MO 63017 Third Party Administrator $0 $2,210 TPA COMPENSATION
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $174,349
Additions $23,949
Contributions Deposited during the year $14,076
Dividends and credits $0
Interest credited during the year $5,173
Transferred from separate account $0
Other $4,700
Total of Balance and Additions $198,298
Deductions $26,266
Disbursed from fund to pay benefits or purchase annuities during the year $4,991
Administration charge made by carrier $594
Transferred to Separate Account $0
Other $20,681
Balance at the end of the current year $172,032