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FORM 5500 DATA

G.M. Johnson Companies, Inc. 401k and Profit Sharing Plan

Overview

Plan Information

  • Plan Year01/01/2015 — 12/31/2015
  • Date of Plan03/28/1979
  • Net Assets as of 12/31/2015 $8,024,321
  • Plan Number1
  • Plan Type Single Employer
  • Is the plan collectively bargained? No
  • Did the plan file for an extension of time or the DFVC Program?Yes
  • Plan Funding ArrangementInsurance Trust
  • Plan Benefit ArrangementInsurance Trust

Participant Information as of 12/31/2015

  • Active (Eligible) Participants111
  • Retired or separated participants receiving benefits0
  • Other retired or separated participants entitled to future benefits36
  • Subtotal147
  • Deceased participants whose beneficiaries are receiving or are entitled to receive benefits0
  • Total147
  • Total number of participants as of 01/01/2015130
  • Number of participants with account balances133
  • Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested7

Expenses

  • Total Benefit Payments$0
  • Corrective Distributions$0
  • Administrative Service Providers$0
  • Other Expenses$0
  • Total Expenses$0
  • Total Transfers$0

Sponsor Information

  • Address3200 County Road 257
  • CityFulton
  • StateMO
  • Zip65251
  • Telephone(573) 642-6087
  • EIN43-1578328
  • Industry Code237310
  • Named AdministratorStephanie Fuchs

Audit Information

  • Audit StatusAudited
  • AuditorMarberry & Eagle, Pc, CPAS
  • Auditor EIN26-3799709
  • Audit Opinion Disclaimer
  • Audit TypeLimited Scope Audit

Benefits Provided Under the Plan

Code Benefit Description
2E Profit-sharing A defined contribution plan that allows employer discretionary contributions. These plans often contain a 401(k) feature.
2F ERISA section 404(c) Plan This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
2G Total participant-directed account plan Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J Code section 401(k) feature A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
2K Code section 401(m) arrangement Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contributions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
2S Automatic Enrollment Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
2T Participant-directed Account Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
3H Controlled Group Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

Questions and Answers

Question Answer Amount
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? No
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. No
Were any leases to which the plan was a party in default or classified during the year as uncollectible? No
Were there any nonexempt transactions with any party-in-interest? No
Was this plan covered by a fidelity bond? Yes $500,000
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? No
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan have assets held for investment? Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? No
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? No
Has the plan failed to provide any benefit when due under the plan? No
If this is an individual account plan, was there a blackout period? No
If there was a blackout period, have you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3? No

Financials

Income and Expense Statement

Income $845,729
Contributions $681,040
Cash Contributions $681,040
Cash from Employers $143,254
Cash from Participants $500,054
Others (including rollovers) $37,732
Noncash Contributions $0
Total Earnings on Investments $159,904
Total Interest $7,473
Interest-Bearing Cash $1,922
U.S. Government Securities $0
Corporate Debt Instruments $0
Loans (other than to participants) $0
Participant Loans $5,551
Interest from Other Investments $0
Total Dividends $0
Preferred Stock $0
Common Stock $0
Rents $0
Net gain (loss) on sale of assets $0
Aggregate Proceeds $0
Aggregate Carrying Amount $0
Total Unrealized Appreciation (depreciation) of assets $0
Real Estate $0
Other $0
Net investment gain (loss) from common/collective trusts $0
Net investment gain (loss) from pooled separate accounts $152,431
Net investment gain (loss) from master trust investment accounts $0
Net investment gain (loss) from 103-12 investment entities $0
Net investment gain (loss) from registered investment companies $0
Other Income $4,785
Expenses $692,698
Total Benefit Payments $675,067
Directly to participants or beneficiaries, including direct rollovers $675,067
To insurance carriers for the provision of benefits $0
Other Benefit Payment Fees $0
Corrective Distributions $17,111
Certain deemed distributions of participant loans $0
Interest expense $0
Total Administrative Expenses $520
Professional Fees $0
Contract Administrator Fees $520
Investment Advisory and management fees $0
Other Administrative Fees $0
Net Income $153,031
Transfers of Assets to this Plan $0
Transfers of Assets from this Plan $0

Asset and Liability Statement

12/31/2015 12/31/2014 Change YOY
Total Assets $8,041,432 $7,888,057 1.94%
Total noninterest-bearing cash $1,586 $607 161.29%
Receivables $225 $0 0.0%
Employer Contributions $225 $0 0.0%
Participant Contributions $0 $0 0.0%
Other Contributions $0 $0 0.0%
General Investments $0 $0 0.0%
Interest-bearing cash $0 $0 0.0%
U.S. Government Securities $0 $0 0.0%
Corporate Debt Instruments $0 $0 0.0%
Preferred $0 $0 0.0%
All Other $0 $0 0.0%
Corporate Stocks $0 $0 0.0%
Preferred $0 $0 0.0%
Common $0 $0 0.0%
Partnership/joint venture interests $0 $0 0.0%
Real estate (other than employer real property) $0 $0 0.0%
Loans (other than to participants) $0 $0 0.0%
Participants Loans $170,568 $183,026 -6.81%
Value of interest in common/collective trusts $0 $0 0.0%
Value of interest in pooled separate accounts $7,677,322 $7,500,929 2.35%
Value of interest in master trust investment accounts $0 $0 0.0%
Value of interest in 103-12 investment entities $0 $0 0.0%
Value of interest in registered investment companies $0 $0 0.0%
Value of funds held in insurance co. general account $191,731 $203,495 -5.78%
Other Investments $0 $0 0.0%
Employer-related Investments $0 $0 0.0%
Employer Securities $0 $0 0.0%
Employer Real Property $0 $0 0.0%
Buildings and other property used in plan operation $0 $0 0.0%
Total Liabilities $17,111 $16,767 2.05%
Benefit Claims Payable (1) $0 $0 0.0%
Operating Payables (1) $0 $0 0.0%
Acquisition Indebtedness (1) $0 $0 0.0%
Other liabilities (1) $17,111 $16,767 2.05%
Net Assets $8,024,321 $7,871,290 1.94%

Service Providers

Persons Receiving Only Eligible Indirect Compensation

There is no information on eligible indirect compensation for this plan.

Other Service Providers Receiving Direct or Indirect Compensation

Name Nature of Service Relationship to Plan Sponsor Direct Compensation Paid by Plan Indirect Compensation Paid by Plan Total Compensation
John Hancock Life Insurance Company Recordkeeping and information management (computing, tabulating, data processing, etc.), Investment management, Shareholder servicing fees, Sub-transfer agency fees, Float revenue, Distribution (12b-1) fees, Soft dollars commissions Recordkeeper $520 $0 $520
Total $520 $0 $520

Indirect Compensation

There are no service providers with indirect compensation listed for this plan.

Service Providers Who Fail or Refuse to Provide Information

There are no service providers who failed or refused to provide information.

Termination Information on Accountants and Enrolled Actuaries

There is no termination information for this plan.

Investments

Investments

Name of Investment Investment Manager Type of Investment Dollar Value
Blue Chip Growth Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $1,665,932
Jh Ls Grow Active Strategy John Hancock Life Insurance Company DFE: Pooled Separate Account $574,433
Jh Ls Mod Active Strategy John Hancock Life Insurance Company DFE: Pooled Separate Account $563,364
T. Rowe Price Health Sci John Hancock Life Insurance Company DFE: Pooled Separate Account $496,218
Equity Income Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $493,846
Jh Ls Bal Active Strategy John Hancock Life Insurance Company DFE: Pooled Separate Account $344,881
Jh Ls Agg Active Strategy John Hancock Life Insurance Company DFE: Pooled Separate Account $287,874
Fidelity Advisor Total Bond John Hancock Life Insurance Company DFE: Pooled Separate Account $220,348
All Cap Core Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $198,263
Money Market Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $182,870
Real Est. Securities Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $181,408
Capital Appreciation Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $157,975
Jpmorgan Us Equity Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $148,986
Jh Ls Con Active Strategy John Hancock Life Insurance Company DFE: Pooled Separate Account $144,625
Science & Technology Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $139,528
T. Rowe Price Spectrum Inc John Hancock Life Insurance Company DFE: Pooled Separate Account $139,178
International Value Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $138,051
500 Index Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $136,212
American Balanced Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $117,894
Mid Cap Stock Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $112,965
New Opportunities Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $103,391
High Yield Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $101,958
Fundamental Investors John Hancock Life Insurance Company DFE: Pooled Separate Account $99,426
Mid Value Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $87,089
Small Company Value Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $74,369
Strategic Income Opp Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $71,537
Utilities Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $64,460
Jh Thru 2025 Active Strategy John Hancock Life Insurance Company DFE: Pooled Separate Account $59,224
Vanguard Short-Term Federal John Hancock Life Insurance Company DFE: Pooled Separate Account $47,002
Dfa Us Targeted Value Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $46,545
Intl Equity Index Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $44,018
Value Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $40,943
Smallcap World Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $36,726
Jh Thru 2020 Active Strategy John Hancock Life Insurance Company DFE: Pooled Separate Account $30,614
Jh Thru 2045 Active Strategy John Hancock Life Insurance Company DFE: Pooled Separate Account $30,537
Jh Thru 2040 Active Strategy John Hancock Life Insurance Company DFE: Pooled Separate Account $28,656
Pimco Real Return John Hancock Life Insurance Company DFE: Pooled Separate Account $28,063
American Century Heritage John Hancock Life Insurance Company DFE: Pooled Separate Account $19,322
Ivy Asset Strategy Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $19,293
Total Stock Market Index Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $18,901
Intl Small Cap Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $18,684
New World Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $18,419
International Core Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $16,262
Investment Qual Bond Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $15,230
Active Bond Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $14,728
Small Cap Value Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $13,550
Europacific Growth Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $13,076
Templeton World John Hancock Life Insurance Company DFE: Pooled Separate Account $9,896
New Perspective Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $7,948
Invesco Small Cap Growth John Hancock Life Insurance Company DFE: Pooled Separate Account $6,200
Blackrock Global Allocation John Hancock Life Insurance Company DFE: Pooled Separate Account $5,909
U.S. Equity Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $5,881
Jh Thru 2030 Active Strategy John Hancock Life Insurance Company DFE: Pooled Separate Account $5,609
Dfa Emerging Markets Value John Hancock Life Insurance Company DFE: Pooled Separate Account $4,521
Midcap Index Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $4,239
Pimco All Asset John Hancock Life Insurance Company DFE: Pooled Separate Account $3,447
U.S. High Yield Bond Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $1,184
Jh Thru 2055 Active Strategy John Hancock Life Insurance Company DFE: Pooled Separate Account $1,079
Global Bond Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $948
Capital World Bond Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $866
Pimco Global Bond John Hancock Life Insurance Company DFE: Pooled Separate Account $864
Small Cap Index Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $605
Us Government Securities John Hancock Life Insurance Company DFE: Pooled Separate Account $72
Total $7,666,142

Insurance Information

Insurance Information

Insurance Carrier Summary Persons Covered
John Hancock Life Insurance Company 136
EIN 01-0233346
Industry Code 65838
Contract Number 12787
Contract Year 01/01/2015 — 12/31/2015
Value in General Account at Year End $197,576
Value in Separate Accounts at Year End $7,666,138
Insurance Fees and Commissions $4,043
Persons Receiving Commissions and Fees
Agent/Broker Organization Code Commissions Paid Fees Paid Purpose of Fees Paid
Benefits of Missouri Inc 14323 South Outer Forty Chesterfield, MO 63017 Third Party Administrator $0 $4,043 TPA COMPENSATION; TPA FEES
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $206,278
Additions $10,995
Contributions Deposited during the year $5,872
Dividends and credits $194
Interest credited during the year $1,922
Transferred from separate account $0
Other $3,007
Total of Balance and Additions $217,273
Deductions $19,697
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $20
Transferred to Separate Account $9,677
Other $10,000
Balance at the end of the current year $197,576