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FORM 5500 DATA

G.M. Johnson Companies, Inc. 401k and Profit Sharing Plan

Overview

Plan Information

  • Plan Year01/01/2018 — 12/31/2018
  • Date of Plan03/28/1979
  • Net Assets as of 12/31/2018 $10,854,799
  • Plan Number1
  • Plan Type Single Employer
  • Is the plan collectively bargained? No
  • Did the plan file for an extension of time or the DFVC Program?Yes
  • Plan Funding ArrangementInsurance Trust
  • Plan Benefit ArrangementInsurance Trust

Participant Information as of 12/31/2018

  • Active (Eligible) Participants97
  • Retired or separated participants receiving benefits0
  • Other retired or separated participants entitled to future benefits50
  • Subtotal147
  • Deceased participants whose beneficiaries are receiving or are entitled to receive benefits0
  • Total147
  • Total number of participants as of 01/01/2018164
  • Number of participants with account balances141
  • Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested21

Expenses

  • Total Benefit Payments$0
  • Corrective Distributions$0
  • Administrative Service Providers$0
  • Other Expenses$0
  • Total Expenses$0
  • Total Transfers$0

Sponsor Information

  • Address3200 County Road 257
  • CityFulton
  • StateMO
  • Zip65251
  • Telephone(573) 642-6087
  • EIN43-1578328
  • Industry Code237310
  • Named AdministratorStephanie Fuchs

Audit Information

  • Audit StatusAudited
  • AuditorMueller Prost Pc
  • Auditor EIN43-1594752
  • Audit Opinion Disclaimer
  • Audit TypeLimited Scope Audit

Benefits Provided Under the Plan

Code Benefit Description
2E Profit-sharing A defined contribution plan that allows employer discretionary contributions. These plans often contain a 401(k) feature.
2F ERISA section 404(c) Plan This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
2G Total participant-directed account plan Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J Code section 401(k) feature A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
2K Code section 401(m) arrangement Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contributions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
2S Automatic Enrollment Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
2T Participant-directed Account Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
3H Controlled Group Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

Questions and Answers

Question Answer Amount
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? No
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. No
Were any leases to which the plan was a party in default or classified during the year as uncollectible? No
Were there any nonexempt transactions with any party-in-interest? No
Was this plan covered by a fidelity bond? Yes $500,000
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? No
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan have assets held for investment? Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? No
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? No
Has the plan failed to provide any benefit when due under the plan? No
If this is an individual account plan, was there a blackout period? No
If there was a blackout period, have you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3? No

Financials

Income and Expense Statement

Income $238,237
Contributions $741,938
Cash Contributions $741,938
Cash from Employers $172,375
Cash from Participants $551,342
Others (including rollovers) $18,221
Noncash Contributions $0
Total Earnings on Investments $-515,203
Total Interest $9,513
Interest-Bearing Cash $1,943
U.S. Government Securities $0
Corporate Debt Instruments $0
Loans (other than to participants) $0
Participant Loans $7,570
Interest from Other Investments $0
Total Dividends $0
Preferred Stock $0
Common Stock $0
Rents $0
Net gain (loss) on sale of assets $0
Aggregate Proceeds $0
Aggregate Carrying Amount $0
Total Unrealized Appreciation (depreciation) of assets $0
Real Estate $0
Other $0
Net investment gain (loss) from common/collective trusts $0
Net investment gain (loss) from pooled separate accounts $-524,716
Net investment gain (loss) from master trust investment accounts $0
Net investment gain (loss) from 103-12 investment entities $0
Net investment gain (loss) from registered investment companies $0
Other Income $11,502
Expenses $798,620
Total Benefit Payments $798,126
Directly to participants or beneficiaries, including direct rollovers $798,126
To insurance carriers for the provision of benefits $0
Other Benefit Payment Fees $0
Corrective Distributions $0
Certain deemed distributions of participant loans $0
Interest expense $0
Total Administrative Expenses $494
Professional Fees $0
Contract Administrator Fees $494
Investment Advisory and management fees $0
Other Administrative Fees $0
Net Income $-560,383
Transfers of Assets to this Plan $0
Transfers of Assets from this Plan $0

Asset and Liability Statement

12/31/2018 12/31/2017 Change YOY
Total Assets $10,854,799 $11,415,182 -4.91%
Total noninterest-bearing cash $4,033 $623 547.35%
Receivables $0 $0 0.0%
Employer Contributions $0 $0 0.0%
Participant Contributions $0 $0 0.0%
Other Contributions $0 $0 0.0%
General Investments $0 $0 0.0%
Interest-bearing cash $0 $0 0.0%
U.S. Government Securities $0 $0 0.0%
Corporate Debt Instruments $0 $0 0.0%
Preferred $0 $0 0.0%
All Other $0 $0 0.0%
Corporate Stocks $0 $0 0.0%
Preferred $0 $0 0.0%
Common $0 $0 0.0%
Partnership/joint venture interests $0 $0 0.0%
Real estate (other than employer real property) $0 $0 0.0%
Loans (other than to participants) $0 $0 0.0%
Participants Loans $221,289 $184,493 19.94%
Value of interest in common/collective trusts $0 $0 0.0%
Value of interest in pooled separate accounts $10,454,156 $11,024,826 -5.18%
Value of interest in master trust investment accounts $0 $0 0.0%
Value of interest in 103-12 investment entities $0 $0 0.0%
Value of interest in registered investment companies $0 $0 0.0%
Value of funds held in insurance co. general account $175,321 $205,240 -14.58%
Other Investments $0 $0 0.0%
Employer-related Investments $0 $0 0.0%
Employer Securities $0 $0 0.0%
Employer Real Property $0 $0 0.0%
Buildings and other property used in plan operation $0 $0 0.0%
Total Liabilities $0 $0 0.0%
Benefit Claims Payable (1) $0 $0 0.0%
Operating Payables (1) $0 $0 0.0%
Acquisition Indebtedness (1) $0 $0 0.0%
Other liabilities (1) $0 $0 0.0%
Net Assets $10,854,799 $11,415,182 -4.91%

Service Providers

Persons Receiving Only Eligible Indirect Compensation

There is no information on eligible indirect compensation for this plan.

Other Service Providers Receiving Direct or Indirect Compensation

Name Nature of Service Relationship to Plan Sponsor Direct Compensation Paid by Plan Indirect Compensation Paid by Plan Total Compensation
John Hancock Life Insurance Company Recordkeeping and information management (computing, tabulating, data processing, etc.), Investment management, Shareholder servicing fees, Sub-transfer agency fees, Float revenue, Distribution (12b-1) fees, Soft dollars commissions Recordkeeper $494 $0 $494
Total $494 $0 $494

Indirect Compensation

There are no service providers with indirect compensation listed for this plan.

Service Providers Who Fail or Refuse to Provide Information

There are no service providers who failed or refused to provide information.

Termination Information on Accountants and Enrolled Actuaries

There is no termination information for this plan.

Investments

Investments

Name of Investment Investment Manager Type of Investment Dollar Value
Blue Chip Growth Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $2,381,370
Jh Multimanager Growth Ls John Hancock Life Insurance Company DFE: Pooled Separate Account $765,827
Jh Multimanager Moderate Ls John Hancock Life Insurance Company DFE: Pooled Separate Account $707,800
Equity Income Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $612,734
T. Rowe Price Health Sci John Hancock Life Insurance Company DFE: Pooled Separate Account $476,850
Jh Multimanager Balanced Ls John Hancock Life Insurance Company DFE: Pooled Separate Account $474,616
Science & Technology Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $452,036
Jh Multimanager Aggressive Ls John Hancock Life Insurance Company DFE: Pooled Separate Account $450,098
Total Stock Market Index Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $280,225
Fidelity Advisor Total Bond John Hancock Life Insurance Company DFE: Pooled Separate Account $276,539
Money Market Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $252,346
T. Rowe Price Spectrum Inc John Hancock Life Insurance Company DFE: Pooled Separate Account $215,507
Mid Cap Stock Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $203,063
500 Index Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $199,531
Capital Appreciation Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $176,095
Jh Multimanager Conserv Ls John Hancock Life Insurance Company DFE: Pooled Separate Account $171,376
American Balanced Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $170,644
Real Est. Securtities Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $165,086
Jpmorgan U.S. Equity Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $139,831
New Opportunities Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $130,307
Fundamental Investors John Hancock Life Insurance Company DFE: Pooled Separate Account $129,889
High Yield Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $123,042
International Value Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $118,328
Invesco Small Cap Growth John Hancock Life Insurance Company DFE: Pooled Separate Account $109,057
Small Company Value Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $103,326
Dfa Us Targeted Value Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $102,279
Strategic Income Opp Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $81,906
Jh Multimanager 2025 Lifetime John Hancock Life Insurance Company DFE: Pooled Separate Account $78,922
Jh Multimanager 2035 Lifetime John Hancock Life Insurance Company DFE: Pooled Separate Account $76,586
Mid Value Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $75,936
Jh Multimanager 2045 Lifetime John Hancock Life Insurance Company DFE: Pooled Separate Account $70,924
Intl Equity Index Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $70,404
Mid Cap Index Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $65,637
Jh Multimanager 2020 Lifetime John Hancock Life Insurance Company DFE: Pooled Separate Account $61,140
New Perspective Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $52,273
Vanguard Short-Term Federal John Hancock Life Insurance Company DFE: Pooled Separate Account $47,313
Jh Multimanager 2040 Lifetime John Hancock Life Insurance Company DFE: Pooled Separate Account $46,834
John Hancock Bond Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $43,624
Pimco Real Return John Hancock Life Insurance Company DFE: Pooled Separate Account $39,377
U.S. Growth Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $30,521
New World Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $29,550
Blackrock Global Allocation John Hancock Life Insurance Company DFE: Pooled Separate Account $28,799
Ivy Asset Strategy Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $28,036
Intl Small Cap Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $24,043
American Century Heritage John Hancock Life Insurance Company DFE: Pooled Separate Account $23,923
Europacific Growth Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $19,394
Utilities Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $16,586
U.S. High Yield Bond Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $12,620
Templeton World John Hancock Life Insurance Company DFE: Pooled Separate Account $9,752
Fundamental Large Cap Value John Hancock Life Insurance Company DFE: Pooled Separate Account $8,279
Jh Multimanager 2030 Lifetime John Hancock Life Insurance Company DFE: Pooled Separate Account $6,728
Jh Disciplined Value Intl Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $4,696
Small Cap Index Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $3,947
Dfa Emerging Markets Value John Hancock Life Insurance Company DFE: Pooled Separate Account $3,934
Small Cap Value Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $3,352
Global Bond Fund John Hancock Life Insurance Company DFE: Pooled Separate Account $1,047
Us Government Securities John Hancock Life Insurance Company DFE: Pooled Separate Account $74
Total $10,453,959

Insurance Information

Insurance Information

Insurance Carrier Summary Persons Covered
John Hancock Life Insurance Company 145
EIN 01-0233346
Industry Code 65838
Contract Number 12787
Contract Year 01/01/2018 — 12/31/2018
Value in General Account at Year End $183,834
Value in Separate Accounts at Year End $10,454,156
Insurance Fees and Commissions $5,993
Persons Receiving Commissions and Fees
Agent/Broker Organization Code Commissions Paid Fees Paid Purpose of Fees Paid
Benefits of Missouri Inc 14323 South Outer Forty Chesterfield, MO 63017 Third Party Administrator $0 $5,993 TPA COMPENSATION; TPA FEES
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $210,373
Additions $10,588
Contributions Deposited during the year $8,402
Dividends and credits $1,943
Interest credited during the year $0
Transferred from separate account $0
Other $243
Total of Balance and Additions $220,961
Deductions $37,127
Disbursed from fund to pay benefits or purchase annuities during the year $15,000
Administration charge made by carrier $0
Transferred to Separate Account $21,761
Other $366
Balance at the end of the current year $183,834