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Overview

Plan Information

  • Plan Year01/01/2017 — 12/31/2017
  • Date of Plan01/01/2007
  • Net Assets as of 12/31/2017 $12,751,834
  • Plan Number3
  • Plan Type Single Employer
  • Is the plan collectively bargained? No
  • Did the plan file for an extension of time or the DFVC Program?Yes
  • Plan Funding ArrangementInsurance Trust
  • Plan Benefit ArrangementInsurance Trust

Participant Information as of 12/31/2017

  • Active (Eligible) Participants1,251
  • Retired or separated participants receiving benefits0
  • Other retired or separated participants entitled to future benefits194
  • Subtotal1,445
  • Deceased participants whose beneficiaries are receiving or are entitled to receive benefits1
  • Total1,446
  • Total number of participants as of 01/01/20171,767
  • Number of participants with account balances828
  • Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested44

Expenses

  • Total Benefit Payments$0
  • Corrective Distributions$0
  • Administrative Service Providers$0
  • Other Expenses$0
  • Total Expenses$0
  • Total Transfers$0

Sponsor Information

  • Address5900 San Fernando Road, Unit B
  • CityGlendale
  • StateCA
  • Zip91202
  • Telephone(818) 246-1170
  • EIN47-5452603
  • Industry Code541400
  • Named AdministratorVictor Rodriguez

Audit Information

  • Audit StatusAudited
  • AuditorHolthouse Carlin & Van Trigt LLP
  • Auditor EIN95-4345526
  • Audit Opinion Disclaimer
  • Audit TypeLimited Scope Audit

Benefits Provided Under the Plan

Code Benefit Description
2A Age/Service Weighted or New Comparability or Similar Plan Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New Comparability or Similar Plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the threshold or additional rate allowed under the permitted disparity rules of section 401(l)
2E Profit-sharing A defined contribution plan that allows employer discretionary contributions. These plans often contain a 401(k) feature.
2F ERISA section 404(c) Plan This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
2G Total participant-directed account plan Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J Code section 401(k) feature A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
2K Code section 401(m) arrangement Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contributions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
2T Participant-directed Account Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
3D Master plan A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
3H Controlled Group Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

Questions and Answers

Question Answer Amount
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? No
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. No
Were any leases to which the plan was a party in default or classified during the year as uncollectible? No
Were there any nonexempt transactions with any party-in-interest? No
Was this plan covered by a fidelity bond? Yes $500,000
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? No
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan have assets held for investment? Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? No
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? No
Has the plan failed to provide any benefit when due under the plan? No
If this is an individual account plan, was there a blackout period? No
If there was a blackout period, have you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3? No

Financials

Income and Expense Statement

Income $3,760,439
Contributions $2,157,444
Cash Contributions $2,157,444
Cash from Employers $554,591
Cash from Participants $1,456,711
Others (including rollovers) $146,142
Noncash Contributions $0
Total Earnings on Investments $1,592,545
Total Interest $23,239
Interest-Bearing Cash $300
U.S. Government Securities $0
Corporate Debt Instruments $0
Loans (other than to participants) $0
Participant Loans $22,939
Interest from Other Investments $0
Total Dividends $0
Preferred Stock $0
Common Stock $0
Rents $0
Net gain (loss) on sale of assets $0
Aggregate Proceeds $0
Aggregate Carrying Amount $0
Total Unrealized Appreciation (depreciation) of assets $0
Real Estate $0
Other $0
Net investment gain (loss) from common/collective trusts $0
Net investment gain (loss) from pooled separate accounts $0
Net investment gain (loss) from master trust investment accounts $0
Net investment gain (loss) from 103-12 investment entities $0
Net investment gain (loss) from registered investment companies $1,569,306
Other Income $10,450
Expenses $465,094
Total Benefit Payments $380,716
Directly to participants or beneficiaries, including direct rollovers $380,716
To insurance carriers for the provision of benefits $0
Other Benefit Payment Fees $0
Corrective Distributions $25,334
Certain deemed distributions of participant loans $7,422
Interest expense $0
Total Administrative Expenses $51,622
Professional Fees $0
Contract Administrator Fees $51,622
Investment Advisory and management fees $0
Other Administrative Fees $0
Net Income $3,295,345
Transfers of Assets to this Plan $0
Transfers of Assets from this Plan $0

Asset and Liability Statement

12/31/2017 12/31/2016 Change YOY
Total Assets $12,751,834 $9,456,489 34.85%
Total noninterest-bearing cash $23,984 $21,720 10.42%
Receivables $554,591 $442,602 25.30%
Employer Contributions $554,591 $442,602 25.30%
Participant Contributions $0 $0 0.0%
Other Contributions $0 $0 0.0%
General Investments $0 $0 0.0%
Interest-bearing cash $0 $0 0.0%
U.S. Government Securities $0 $0 0.0%
Corporate Debt Instruments $0 $0 0.0%
Preferred $0 $0 0.0%
All Other $0 $0 0.0%
Corporate Stocks $0 $0 0.0%
Preferred $0 $0 0.0%
Common $0 $0 0.0%
Partnership/joint venture interests $0 $0 0.0%
Real estate (other than employer real property) $0 $0 0.0%
Loans (other than to participants) $0 $0 0.0%
Participants Loans $565,351 $402,759 40.37%
Value of interest in common/collective trusts $0 $0 0.0%
Value of interest in pooled separate accounts $0 $0 0.0%
Value of interest in master trust investment accounts $0 $0 0.0%
Value of interest in 103-12 investment entities $0 $0 0.0%
Value of interest in registered investment companies $11,554,725 $8,550,536 35.13%
Value of funds held in insurance co. general account $53,183 $38,872 36.82%
Other Investments $0 $0 0.0%
Employer-related Investments $0 $0 0.0%
Employer Securities $0 $0 0.0%
Employer Real Property $0 $0 0.0%
Buildings and other property used in plan operation $0 $0 0.0%
Total Liabilities $0 $0 0.0%
Benefit Claims Payable (1) $0 $0 0.0%
Operating Payables (1) $0 $0 0.0%
Acquisition Indebtedness (1) $0 $0 0.0%
Other liabilities (1) $0 $0 0.0%
Net Assets $12,751,834 $9,456,489 34.85%

Service Providers

Persons Receiving Only Eligible Indirect Compensation

  • John Hancock Life Insurance Company

Other Service Providers Receiving Direct or Indirect Compensation

Name Nature of Service Relationship to Plan Sponsor Direct Compensation Paid by Plan Indirect Compensation Paid by Plan Total Compensation
John Hancock Life Insurance Company Recordkeeping and information management (computing, tabulating, data processing, etc.), Investment management, Shareholder servicing fees, Sub-transfer agency fees, Float revenue, Distribution (12b-1) fees, Soft dollars commissions Recordkeeper $2,740 $0 $2,740
Total $2,740 $0 $2,740

Indirect Compensation

There are no service providers with indirect compensation listed for this plan.

Service Providers Who Fail or Refuse to Provide Information

There are no service providers who failed or refused to provide information.

Termination Information on Accountants and Enrolled Actuaries

There is no termination information for this plan.

Investments

Investments

Name of Investment Investment Manager Type of Investment Dollar Value
Jh Multimanager Growth Ls John Hancock USA DFE: Pooled Separate Account $2,474,630
Jh Multimanager Balanced Ls John Hancock USA DFE: Pooled Separate Account $2,054,779
Jh Multimanager 2045 Lifetime John Hancock USA DFE: Pooled Separate Account $1,145,597
Jh Multimanager Moderate Ls John Hancock USA DFE: Pooled Separate Account $1,133,108
Jh Multimanager Aggressive Ls John Hancock USA DFE: Pooled Separate Account $826,597
Jh Multimanager 2040 Lifetime John Hancock USA DFE: Pooled Separate Account $387,203
Jh Multimanager Conserv Ls John Hancock USA DFE: Pooled Separate Account $350,993
Jh Multimanager 2035 Lifetime John Hancock USA DFE: Pooled Separate Account $298,575
Jh Multimanager 2030 Lifetime John Hancock USA DFE: Pooled Separate Account $292,472
Money Market Fund John Hancock USA DFE: Pooled Separate Account $221,879
500 Index Fund John Hancock USA DFE: Pooled Separate Account $221,806
Jh Multimanager 2025 Lifetime John Hancock USA DFE: Pooled Separate Account $195,561
Jh Multimanager 2050 Lifetime John Hancock USA DFE: Pooled Separate Account $153,896
Jh Multimanager 2020 Lifetime John Hancock USA DFE: Pooled Separate Account $135,060
Fidelity Advisor Total Bond John Hancock USA DFE: Pooled Separate Account $130,098
Washington Mutual Investors John Hancock USA DFE: Pooled Separate Account $99,177
Vanguard Value Index Fund John Hancock USA DFE: Pooled Separate Account $86,447
Jh Multimanager 2015 Lifetime John Hancock USA DFE: Pooled Separate Account $67,060
Vanguard Growth Index Fund John Hancock USA DFE: Pooled Separate Account $66,021
Investment Company of America John Hancock USA DFE: Pooled Separate Account $65,274
Fundamental Investors John Hancock USA DFE: Pooled Separate Account $64,139
Jh Multimanager 2055 Lifetime John Hancock USA DFE: Pooled Separate Account $59,613
Vanguard Short-Term Federal John Hancock USA DFE: Pooled Separate Account $51,476
Total Bond Market Fund John Hancock USA DFE: Pooled Separate Account $47,616
Vanguard Small Cap Value Index John Hancock USA DFE: Pooled Separate Account $43,186
Blue Chip Growth Fund John Hancock USA DFE: Pooled Separate Account $40,465
John Hancock Disciplined Value John Hancock USA DFE: Pooled Separate Account $37,349
Vanguard Mid-Cap Value Etf John Hancock USA DFE: Pooled Separate Account $36,481
Pru Jennison Mid Growth Fund John Hancock USA DFE: Pooled Separate Account $36,221
Small Cap Growth Fund John Hancock USA DFE: Pooled Separate Account $33,496
Strategic Income Opp Fund John Hancock USA DFE: Pooled Separate Account $33,361
The Growth Fund of America John Hancock USA DFE: Pooled Separate Account $32,968
Oppenheimer Global John Hancock USA DFE: Pooled Separate Account $30,816
Blackrock Global Allocation John Hancock USA DFE: Pooled Separate Account $26,608
Smallcap World Fund John Hancock USA DFE: Pooled Separate Account $26,448
Oppenheimer Developing Mkt John Hancock USA DFE: Pooled Separate Account $26,365
Fidelity Adv New Insights John Hancock USA DFE: Pooled Separate Account $26,084
Jpmorgan Midcap Value Fund John Hancock USA DFE: Pooled Separate Account $25,872
Vanguard Mid-Cap Growth Etf John Hancock USA DFE: Pooled Separate Account $25,414
High Yield Fund John Hancock USA DFE: Pooled Separate Account $23,724
Dfa Us Targeted Value Fund John Hancock USA DFE: Pooled Separate Account $23,315
Mid Cap Stock Fund John Hancock USA DFE: Pooled Separate Account $22,663
Dfa Emerging Markets Value John Hancock USA DFE: Pooled Separate Account $21,369
American Century Heritage John Hancock USA DFE: Pooled Separate Account $20,718
Capital Appreciation Fund John Hancock USA DFE: Pooled Separate Account $20,545
Europacific Growth Fund John Hancock USA DFE: Pooled Separate Account $18,207
Templeton World John Hancock USA DFE: Pooled Separate Account $18,173
Mutual Global Discovery John Hancock USA DFE: Pooled Separate Account $17,992
Capital Income Builder John Hancock USA DFE: Pooled Separate Account $17,956
New Perspective Fund John Hancock USA DFE: Pooled Separate Account $17,913
American Balanced Fund John Hancock USA DFE: Pooled Separate Account $16,435
Jpmorgan Us Equity Fund John Hancock USA DFE: Pooled Separate Account $14,903
Vanguard Small Cap Grow Index John Hancock USA DFE: Pooled Separate Account $14,326
Total Stock Market Index Fund John Hancock USA DFE: Pooled Separate Account $14,299
Franklin Small-Mid Growth John Hancock USA DFE: Pooled Separate Account $12,786
Franklin Mutual Beacon Fund John Hancock USA DFE: Pooled Separate Account $11,818
T. Rowe Price Sml Cap Val John Hancock USA DFE: Pooled Separate Account $11,264
Mid Value Fund John Hancock USA DFE: Pooled Separate Account $10,101
Small Cap Value Fund John Hancock USA DFE: Pooled Separate Account $9,947
Equity Income Fund John Hancock USA DFE: Pooled Separate Account $8,623
New World Fund John Hancock USA DFE: Pooled Separate Account $8,603
Fidelity Contrafund John Hancock USA DFE: Pooled Separate Account $8,201
Jh Disciplined Value Mid Cap John Hancock USA DFE: Pooled Separate Account $7,328
Ivy Asset Strategy Fund John Hancock USA DFE: Pooled Separate Account $7,146
Royce Opportunity John Hancock USA DFE: Pooled Separate Account $6,643
Capital World Growth & Income John Hancock USA DFE: Pooled Separate Account $6,632
Vanguard Explorer Fund John Hancock USA DFE: Pooled Separate Account $5,393
Intl Equity Index Fund John Hancock USA DFE: Pooled Separate Account $5,215
T. Rowe Price Equity Inc John Hancock USA DFE: Pooled Separate Account $4,851
Jh Multimanager 2060 Lifetime John Hancock USA DFE: Pooled Separate Account $3,849
Pimco All Asset John Hancock USA DFE: Pooled Separate Account $3,781
Mid Cap Index Fund John Hancock USA DFE: Pooled Separate Account $3,623
Parnassus Core Equity Fund John Hancock USA DFE: Pooled Separate Account $3,416
Fundamental Large Cap Value John Hancock USA DFE: Pooled Separate Account $3,357
T. Rowe Price Cap Appreciation John Hancock USA DFE: Pooled Separate Account $2,929
Dfa Inflation-Protected Sec John Hancock USA DFE: Pooled Separate Account $2,616
U.S. Growth Fund John Hancock USA DFE: Pooled Separate Account $2,202
Invesco International Growth John Hancock USA DFE: Pooled Separate Account $2,097
Massachusetts Investors Fund John Hancock USA DFE: Pooled Separate Account $1,809
Dfa U.S. Small Cap Fund John Hancock USA DFE: Pooled Separate Account $1,761
Dfa International Value John Hancock USA DFE: Pooled Separate Account $1,742
Fidelity Adv Leveraged Co Stk John Hancock USA DFE: Pooled Separate Account $1,714
International Value Fund John Hancock USA DFE: Pooled Separate Account $1,290
Intl Small Cap Fund John Hancock USA DFE: Pooled Separate Account $1,029
Small Cap Index Fund John Hancock USA DFE: Pooled Separate Account $172
Keeley Small Cap Value John Hancock USA DFE: Pooled Separate Account $35
Oppenheimer Intl Growth Fund John Hancock USA DFE: Pooled Separate Account $3
Total $11,554,725

Insurance Information

Insurance Information

Insurance Carrier Summary Persons Covered
John Hancock Life Insurance Company (U.S.A.) 833
EIN 01-0233346
Industry Code 65838
Contract Number 58598
Contract Year 01/01/2017 — 12/31/2017
Value in General Account at Year End $53,183
Value in Separate Accounts at Year End $11,554,725
Insurance Fees and Commissions $51,838
Persons Receiving Commissions and Fees
Agent/Broker Organization Code Commissions Paid Fees Paid Purpose of Fees Paid
Axa Network, LLC 225 S. Lake Avenue #600 Pasadena, CA 91101 Insurance Agent or Broker $41,148 $0
Qbi, LLC 21031 Ventura Blvd. 12th Floor Woodland Hills, CA 91364 Third Party Administrator $0 $10,690 TPA FORUM COMPENSATION PAID BY JOHN HANCOCK
Allocated Funds
Type of Contract GROUP ANNUITY
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs Group Annuity
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $38,872
Additions $17,398
Contributions Deposited during the year $13,709
Dividends and credits $0
Interest credited during the year $300
Transferred from separate account $0
Other $3,389
Total of Balance and Additions $56,270
Deductions $3,087
Disbursed from fund to pay benefits or purchase annuities during the year $2,890
Administration charge made by carrier $191
Transferred to Separate Account $0
Other $6
Balance at the end of the current year $53,183