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FORM 5500 DATA

Acxiom Corporation Retirement Savings Plan

Overview

Plan Information

  • Plan Year01/01/2017 — 12/31/2017
  • Date of Plan10/01/1985
  • Net Assets as of 12/31/2017 $515,004,021
  • Plan Number1
  • Plan Type Single Employer
  • Is the plan collectively bargained? No
  • Did the plan file for an extension of time or the DFVC Program?Yes
  • Plan Funding Arrangement Trust
  • Plan Benefit Arrangement Trust

Participant Information as of 12/31/2017

  • Active (Eligible) Participants2,753
  • Retired or separated participants receiving benefits12
  • Other retired or separated participants entitled to future benefits1,850
  • Subtotal4,615
  • Deceased participants whose beneficiaries are receiving or are entitled to receive benefits14
  • Total4,629
  • Total number of participants as of 01/01/20174,675
  • Number of participants with account balances4,282
  • Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested149

Expenses

  • Total Benefit Payments$0
  • Corrective Distributions$0
  • Administrative Service Providers$0
  • Other Expenses$0
  • Total Expenses$0
  • Total Transfers$0

Sponsor Information

  • Address301 E. Dave Ward Drive
  • CityConway
  • StateAR
  • Zip72032
  • Telephone(501) 342-1000
  • EIN71-0581897
  • Industry Code541990
  • Named AdministratorSarah Mathis
  • Named Plan SponsorSarah Mathis

Plan Administrator Information

  • Administrator NameAdministrative Committee of Acxiom Corporation Plan Administrator
  • Address301 Main Street
  • CityLittle Rock
  • StateAR
  • Zip72201
  • Telephone(501) 342-1000
  • Administrator EIN46-3295149

Audit Information

  • Audit StatusAudited
  • AuditorBkd CPAS & Advisors
  • Auditor EIN44-0160260
  • Audit OpinionUnqualified
  • Audit Type Full Audit

Benefits Provided Under the Plan

Code Benefit Description
2E Profit-sharing A defined contribution plan that allows employer discretionary contributions. These plans often contain a 401(k) feature.
2F ERISA section 404(c) Plan This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
2G Total participant-directed account plan Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J Code section 401(k) feature A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
2K Code section 401(m) arrangement Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contributions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
2O ESOP other than a leveraged ESOP An Employee Stock Ownership Plan (ESOP) is a type of employee benefit plan designed to invest primarily in employer stock.
2R Brokerage Window Participant-directed brokerage accounts provided as an investment option under the plan.
2S Automatic Enrollment Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
2T Participant-directed Account Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
3H Controlled Group Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

Questions and Answers

Question Answer Amount
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? No
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. No
Were any leases to which the plan was a party in default or classified during the year as uncollectible? No
Were there any nonexempt transactions with any party-in-interest? No
Was this plan covered by a fidelity bond? Yes $5,000,000
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? No
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan have assets held for investment? Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? No
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? No
Has the plan failed to provide any benefit when due under the plan? No
If this is an individual account plan, was there a blackout period? No
If there was a blackout period, have you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3? No

Financials

Income and Expense Statement

Income $105,652,300
Contributions $29,404,415
Cash Contributions $29,404,415
Cash from Employers $6,720,718
Cash from Participants $21,142,326
Others (including rollovers) $1,541,371
Noncash Contributions $0
Total Earnings on Investments $75,990,417
Total Interest $221,777
Interest-Bearing Cash $0
U.S. Government Securities $0
Corporate Debt Instruments $0
Loans (other than to participants) $0
Participant Loans $221,777
Interest from Other Investments $0
Total Dividends $13,952,640
Preferred Stock $0
Common Stock $0
Rents $0
Net gain (loss) on sale of assets $-64,296
Aggregate Proceeds $11,441,780
Aggregate Carrying Amount $11,506,076
Total Unrealized Appreciation (depreciation) of assets $1,840,553
Real Estate $0
Other $1,840,553
Net investment gain (loss) from common/collective trusts $38,236,933
Net investment gain (loss) from pooled separate accounts $0
Net investment gain (loss) from master trust investment accounts $0
Net investment gain (loss) from 103-12 investment entities $0
Net investment gain (loss) from registered investment companies $21,802,810
Other Income $257,468
Expenses $43,690,844
Total Benefit Payments $43,172,134
Directly to participants or beneficiaries, including direct rollovers $43,172,134
To insurance carriers for the provision of benefits $0
Other Benefit Payment Fees $0
Corrective Distributions $0
Certain deemed distributions of participant loans $1,332
Interest expense $0
Total Administrative Expenses $517,378
Professional Fees $155,803
Contract Administrator Fees $0
Investment Advisory and management fees $0
Other Administrative Fees $361,575
Net Income $61,961,456
Transfers of Assets to this Plan $0
Transfers of Assets from this Plan $0

Asset and Liability Statement

12/31/2017 12/31/2016 Change YOY
Total Assets $515,004,021 $453,042,565 13.68%
Total noninterest-bearing cash $1,453 $79,973 -98.18%
Receivables $0 $0 0.0%
Employer Contributions $0 $0 0.0%
Participant Contributions $0 $0 0.0%
Other Contributions $0 $0 0.0%
General Investments $0 $0 0.0%
Interest-bearing cash $0 $0 0.0%
U.S. Government Securities $0 $0 0.0%
Corporate Debt Instruments $0 $0 0.0%
Preferred $0 $0 0.0%
All Other $0 $0 0.0%
Corporate Stocks $0 $0 0.0%
Preferred $0 $0 0.0%
Common $0 $0 0.0%
Partnership/joint venture interests $0 $0 0.0%
Real estate (other than employer real property) $0 $0 0.0%
Loans (other than to participants) $0 $0 0.0%
Participants Loans $5,202,647 $5,437,740 -4.32%
Value of interest in common/collective trusts $253,514,818 $217,497,124 16.56%
Value of interest in pooled separate accounts $0 $0 0.0%
Value of interest in master trust investment accounts $0 $0 0.0%
Value of interest in 103-12 investment entities $0 $0 0.0%
Value of interest in registered investment companies $190,410,860 $163,917,816 16.16%
Value of funds held in insurance co. general account $0 $0 0.0%
Other Investments $2,443,224 $1,972,047 23.89%
Employer-related Investments $63,431,019 $64,137,865 -1.10%
Employer Securities $63,431,019 $64,137,865 -1.10%
Employer Real Property $0 $0 0.0%
Buildings and other property used in plan operation $0 $0 0.0%
Total Liabilities $0 $0 0.0%
Benefit Claims Payable (1) $0 $0 0.0%
Operating Payables (1) $0 $0 0.0%
Acquisition Indebtedness (1) $0 $0 0.0%
Other liabilities (1) $0 $0 0.0%
Net Assets $515,004,021 $453,042,565 13.68%

Service Providers

Persons Receiving Only Eligible Indirect Compensation

  • Pimco Funds Dist Inst
  • Blackrock Funds
  • Harbor Funds
  • American Funds
  • Eagle Funds
  • Jp Morgan
  • Metropolitan West
  • Invesco

Other Service Providers Receiving Direct or Indirect Compensation

Name Nature of Service Relationship to Plan Sponsor Direct Compensation Paid by Plan Indirect Compensation Paid by Plan Total Compensation
T Rowe Price Rps Inc Recordkeeping and information management (computing, tabulating, data processing, etc.), Trustee (bank, trust company, or similar financial institution), Trustee (directed), Investment management, Securities brokerage, Participant loan processing, Participant communication, Other services, Direct payment from the plan, Investment management fees paid indirectly by plan, Other commissions, Shareholder servicing fees, Float revenue, Recordkeeping fees, Account maintenance fees, Securities brokerage commissions and fees NONE $360,594 $0 $360,594
UBS Consulting (general), Direct payment from the plan NONE $155,802 $0 $155,802
Charles Schwab and Co Inc Securities brokerage, Direct payment from the plan, Shareholder servicing fees NONE $982 $0 $982
Total $517,378 $0 $517,378

Indirect Compensation

Name Source of Indirect Compensation* Nature of Service Description of Indirect Compensation Indirect Compensation Paid by Plan
T Rowe Price Rps Inc Blackrock Global Allocation I Recordkeeping and information management (computing, tabulating, data processing, etc.), Trustee (bank, trust company, or similar financial institution), Trustee (directed), Investment management, Securities brokerage, Participant loan processing, Participant communication, Other services, Direct payment from the plan, Investment management fees paid indirectly by plan, Other commissions, Shareholder servicing fees, Float revenue, Recordkeeping fees, Account maintenance fees, Securities brokerage commissions and fees Fee for Shareholder Servicing Based Upon 0.25% $0
T Rowe Price Rps Inc Harbor International Fund Inst. Recordkeeping and information management (computing, tabulating, data processing, etc.), Trustee (bank, trust company, or similar financial institution), Trustee (directed), Investment management, Securities brokerage, Participant loan processing, Participant communication, Other services, Direct payment from the plan, Investment management fees paid indirectly by plan, Other commissions, Shareholder servicing fees, Float revenue, Recordkeeping fees, Account maintenance fees, Securities brokerage commissions and fees Fee for Shareholder Servicing Based Upon 0.1% $0
T Rowe Price Rps Inc Jp Morgan Mid Cap Value L Recordkeeping and information management (computing, tabulating, data processing, etc.), Trustee (bank, trust company, or similar financial institution), Trustee (directed), Investment management, Securities brokerage, Participant loan processing, Participant communication, Other services, Direct payment from the plan, Investment management fees paid indirectly by plan, Other commissions, Shareholder servicing fees, Float revenue, Recordkeeping fees, Account maintenance fees, Securities brokerage commissions and fees Fee for Shareholder Servicing Based Upon 0.1% $0
T Rowe Price Rps Inc Met West Total Return Bond I Recordkeeping and information management (computing, tabulating, data processing, etc.), Trustee (bank, trust company, or similar financial institution), Trustee (directed), Investment management, Securities brokerage, Participant loan processing, Participant communication, Other services, Direct payment from the plan, Investment management fees paid indirectly by plan, Other commissions, Shareholder servicing fees, Float revenue, Recordkeeping fees, Account maintenance fees, Securities brokerage commissions and fees Fee for Shareholder Servicing Based Upon 0.1% $0
Charles Schwab and Co., Inc. Cohen and Steers Securities brokerage, Direct payment from the plan, Shareholder servicing fees Fee for Shareholder Servicing Based On 0.4% $0
Charles Schwab and Co., Inc. Fidelity Investments Securities brokerage, Direct payment from the plan, Shareholder servicing fees Fee for Shareholder Servicing Based On 0.1% $0
Charles Schwab and Co., Inc. Invesco Securities brokerage, Direct payment from the plan, Shareholder servicing fees Fee for Shareholder Servicing Based On 0.1% $0
Charles Schwab and Co., Inc. Rydex Funds Securities brokerage, Direct payment from the plan, Shareholder servicing fees Fee for Shareholder Servicing Based On 0.45% $0
Charles Schwab and Co., Inc. T. Rowe Price Securities brokerage, Direct payment from the plan, Shareholder servicing fees Fee for Shareholder Servicing Based On 0.15% $0
*As outlined by the Form 5500 Instructions for service providers with indirect compensation.

Service Providers Who Fail or Refuse to Provide Information

There are no service providers who failed or refused to provide information.

Termination Information on Accountants and Enrolled Actuaries

Name Position Explanation
KPMG LLP Auditor Kpmg LLP Withdrew as The Plan's Auditor On December 1, 2017. There Were No Material Disputes Or Matters of Disagreement Concerning The Matter.

Investments

Investments

Name of Investment Investment Manager Type of Investment Dollar Value
U.S. Mid-Cap Growth Equity Trust T. Rowe Price Trust Company DFE: Common/Collective Trust $44,912,475
Trp Stable Value Common Trust Fund T. Rowe Price Trust Company DFE: Common/Collective Trust $33,802,636
Trp Ret 2030 Active Trust T. Rowe Price Strategic Common Trust Fund DFE: Common/Collective Trust $24,557,034
U.S. Small-Cap Value Equity Trust T. Rowe Price Trust Company DFE: Common/Collective Trust $23,450,023
Trp Equity Index Trust T. Rowe Price Trust Company DFE: Common/Collective Trust $20,491,932
Trp Ret 2040 Active Trust T. Rowe Price Strategic Common Trust Fund DFE: Common/Collective Trust $18,930,173
Trp Ret 2035 Active Trust T. Rowe Price Strategic Common Trust Fund DFE: Common/Collective Trust $18,390,334
Trp Ret 2025 Active Trust T. Rowe Price Strategic Common Trust Fund DFE: Common/Collective Trust $17,685,838
Trp Ret 2020 Active Trust T. Rowe Price Strategic Common Trust Fund DFE: Common/Collective Trust $13,996,394
Trp New Horizons Trust T. Rowe Price Trust Company DFE: Common/Collective Trust $11,689,542
Trp Ret 2045 Active Trust T. Rowe Price Strategic Common Trust Fund DFE: Common/Collective Trust $8,813,339
Trp Ret 2050 Active Trust T. Rowe Price Strategic Common Trust Fund DFE: Common/Collective Trust $5,884,840
Trp Ret 2055 Active Trust T. Rowe Price Strategic Common Trust Fund DFE: Common/Collective Trust $4,538,476
Trp Ret 2015 Active Trust T. Rowe Price Strategic Common Trust Fund DFE: Common/Collective Trust $3,015,936
Trp Ret 2060 Active Trust T. Rowe Price Strategic Common Trust Fund DFE: Common/Collective Trust $1,524,897
Trp Ret 2010 Active Trust T. Rowe Price Strategic Common Trust Fund DFE: Common/Collective Trust $1,370,124
Trp Ret 2005 Active Trust T. Rowe Price Strategic Common Trust Fund DFE: Common/Collective Trust $460,825
T Rowe Price Ret Bal Active A T. Rowe Price Trust Company DFE: Common/Collective Trust $0
Total $253,514,818

Insurance Information

Insurance Information

There are no insurance carriers listed for this plan.