Back to top

Overview

Plan Information

  • Plan Year12/16/2006 — 12/31/2006
  • Date of Plan12/16/2006
  • Net Assets as of 12/31/2006 $5,486,148
  • Plan Number2
  • Plan Type Single Employer
  • Is the plan collectively bargained? No
  • Did the plan file for an extension of time or the DFVC Program? No
  • Report DescriptionThis is the first report filed for the plan. This report is for a short plan year (less than 12 months).
  • Plan Funding ArrangementInsurance Trust
  • Plan Benefit ArrangementInsurance Trust

Participant Information as of 12/31/2006

  • Active (Eligible) Participants115
  • Retired or separated participants receiving benefits0
  • Other retired or separated participants entitled to future benefits0
  • Subtotal115
  • Deceased participants whose beneficiaries are receiving or are entitled to receive benefits0
  • Total115
  • Total number of participants as of 12/16/2006116
  • Number of participants with account balances75
  • Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested0
  • Number of participants required to be reported on Schedule SSA0

Expenses

  • Total Benefit Payments$0
  • Corrective Distributions$0
  • Administrative Service Providers$0
  • Other Expenses$0
  • Total Expenses$0
  • Total Transfers$0

Sponsor Information

  • Address439 NE 7th Ave
  • CityFt Lauderdale
  • StateFL
  • Zip33301-1207
  • Telephone(954) 763-5700
  • EIN01-0780018
  • Industry Code531390
  • Named AdministratorKathleen D. Rupar
  • Named Plan SponsorThomas J. Nash

Plan Administrator Information

  • Administrator NameSAME
  • Administrator EIN

Audit Information

  • Audit Status Not Audited
  • Auditor EIN

Benefits Provided Under the Plan

Code Benefit Description
2E Profit-sharing A defined contribution plan that allows employer discretionary contributions. These plans often contain a 401(k) feature.
2F ERISA section 404(c) Plan This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
2G Total participant-directed account plan Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J Code section 401(k) feature A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
2K Code section 401(m) arrangement Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contributions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
2R Brokerage Window Participant-directed brokerage accounts provided as an investment option under the plan.
3E Prototype plan A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a separate funding medium (for example, a separate trust or custodial account) is established for the use of each adopting employer.

Questions and Answers

Question Answer Amount
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? No
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. No
Were any leases to which the plan was a party in default or classified during the year as uncollectible? No
Were there any nonexempt transactions with any party-in-interest? No
Was this plan covered by a fidelity bond? No
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? No
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan have assets held for investment? Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? No
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? No

Financials

Income and Expense Statement

Income $31,025
Contributions $26,562
Cash Contributions $26,562
Cash from Employers $26,562
Cash from Participants $0
Others (including rollovers) $0
Noncash Contributions $0
Total Earnings on Investments $4,463
Total Interest $262
Interest-Bearing Cash $0
U.S. Government Securities $0
Corporate Debt Instruments $0
Loans (other than to participants) $0
Participant Loans $262
Interest from Other Investments $0
Total Dividends $0
Preferred Stock $0
Common Stock $0
Rents $0
Net gain (loss) on sale of assets $0
Aggregate Proceeds $0
Aggregate Carrying Amount $0
Total Unrealized Appreciation (depreciation) of assets $0
Real Estate $0
Other $0
Net investment gain (loss) from common/collective trusts $0
Net investment gain (loss) from pooled separate accounts $4,201
Net investment gain (loss) from master trust investment accounts $0
Net investment gain (loss) from 103-12 investment entities $0
Net investment gain (loss) from registered investment companies $0
Other Income $0
Expenses $36
Total Benefit Payments $0
Directly to participants or beneficiaries, including direct rollovers $0
To insurance carriers for the provision of benefits $0
Other Benefit Payment Fees $0
Corrective Distributions $0
Certain deemed distributions of participant loans $0
Interest expense $0
Total Administrative Expenses $36
Professional Fees $0
Contract Administrator Fees $0
Investment Advisory and management fees $0
Other Administrative Fees $36
Net Income $30,989
Transfers of Assets to this Plan $0
Transfers of Assets from this Plan $0

Asset and Liability Statement

12/31/2006 12/15/2006 Change YOY
Total Assets $5,486,148 $0 0.0%
Total noninterest-bearing cash $0 $0 0.0%
Receivables $26,562 $0 0.0%
Employer Contributions $26,562 $0 0.0%
Participant Contributions $0 $0 0.0%
Other Contributions $0 $0 0.0%
General Investments $0 $0 0.0%
Interest-bearing cash $0 $0 0.0%
U.S. Government Securities $0 $0 0.0%
Corporate Debt Instruments $0 $0 0.0%
Preferred $0 $0 0.0%
All Other $0 $0 0.0%
Corporate Stocks $0 $0 0.0%
Preferred $0 $0 0.0%
Common $0 $0 0.0%
Partnership/joint venture interests $0 $0 0.0%
Real estate (other than employer real property) $0 $0 0.0%
Loans (other than to participants) $0 $0 0.0%
Participants Loans $141,509 $0 0.0%
Value of interest in common/collective trusts $0 $0 0.0%
Value of interest in pooled separate accounts $5,318,077 $0 0.0%
Value of interest in master trust investment accounts $0 $0 0.0%
Value of interest in 103-12 investment entities $0 $0 0.0%
Value of interest in registered investment companies $0 $0 0.0%
Value of funds held in insurance co. general account $0 $0 0.0%
Other Investments $0 $0 0.0%
Employer-related Investments $0 $0 0.0%
Employer Securities $0 $0 0.0%
Employer Real Property $0 $0 0.0%
Buildings and other property used in plan operation $0 $0 0.0%
Total Liabilities $0 $0 0.0%
Benefit Claims Payable (1) $0 $0 0.0%
Operating Payables (1) $0 $0 0.0%
Acquisition Indebtedness (1) $0 $0 0.0%
Other liabilities (1) $0 $0 0.0%
Net Assets $5,486,148 $0 0.0%

Service Providers

Service Providers

There are no service providers listed for this plan.

Investments

Investments

Name of Investment Investment Manager Type of Investment Dollar Value
Jh Lifestyle Balanced John Hancock Financial DFE: Pooled Separate Account $2,076,815
Jh Lifestyle Growth John Hancock Financial DFE: Pooled Separate Account $1,155,092
Jh Lifestyle Aggressive John Hancock Financial DFE: Pooled Separate Account $548,998
Jh Lifestyle Aggressive John Hancock Financial DFE: Pooled Separate Account $548,998
Jh Lifestyle Moderate John Hancock Financial DFE: Pooled Separate Account $315,523
Jh Lifestyle Conservative John Hancock Financial DFE: Pooled Separate Account $172,662
Jh John Hancock Stable Val John Hancock Financial DFE: Pooled Separate Account $164,168
Jh John Hancock Stable Val John Hancock Financial DFE: Pooled Separate Account $164,168
Total Return Fund (Vs) John Hancock Financial DFE: Pooled Separate Account $157,864
Total Return Fund (Vs) John Hancock Financial DFE: Pooled Separate Account $157,864
Jh Dws Rreef Real Estate John Hancock Financial DFE: Pooled Separate Account $125,858
Jh American Funds Growth Fund John Hancock Financial DFE: Pooled Separate Account $81,757
Jh American Funds Growth Fund John Hancock Financial DFE: Pooled Separate Account $81,757
Jh T. Rowe Price Equity Inc John Hancock Financial DFE: Pooled Separate Account $75,885
Jh T. Rowe Price Equity Inc John Hancock Financial DFE: Pooled Separate Account $75,885
Jh T. Rowe Price Blue Chip John Hancock Financial DFE: Pooled Separate Account $63,620
Jh T. Rowe Price Blue Chip John Hancock Financial DFE: Pooled Separate Account $63,620
500 Index Fund John Hancock Financial DFE: Pooled Separate Account $38,079
500 Index Fund John Hancock Financial DFE: Pooled Separate Account $38,079
Quantitative Value Fund John Hancock Financial DFE: Pooled Separate Account $36,739
Quantitative Value Fund John Hancock Financial DFE: Pooled Separate Account $36,739
Jh American Funds Europacific John Hancock Financial DFE: Pooled Separate Account $35,596
Jh Templeton Foreign Small Co John Hancock Financial DFE: Pooled Separate Account $35,596
Mid Cap Value Fund John Hancock Financial DFE: Pooled Separate Account $33,404
Mid Cap Value Fund John Hancock Financial DFE: Pooled Separate Account $33,404
Jh Munder Small - Cap Value John Hancock Financial DFE: Pooled Separate Account $30,827
Jh Munder Small - Cap Value John Hancock Financial DFE: Pooled Separate Account $30,827
International Opps Fund (Vs) John Hancock Financial DFE: Pooled Separate Account $17,479
International Opps Fund (Vs) John Hancock Financial DFE: Pooled Separate Account $17,479
International Opps Fund (Vs) John Hancock Financial DFE: Pooled Separate Account $17,479
Jh American Funds Europacific John Hancock Financial DFE: Pooled Separate Account $14,018
Jh Templeton World John Hancock Financial DFE: Pooled Separate Account $13,661
Jh Templeton World John Hancock Financial DFE: Pooled Separate Account $13,661
Jh Energy John Hancock Financial DFE: Pooled Separate Account $13,646
Jh Energy John Hancock Financial DFE: Pooled Separate Account $13,646
Jh Royce Opportunity John Hancock Financial DFE: Pooled Separate Account $12,734
Jh Royce Opportunity John Hancock Financial DFE: Pooled Separate Account $12,734
Small Cap Growth Fund (Vs) John Hancock Financial DFE: Pooled Separate Account $12,414
Small Cap Growth Fund (Vs) John Hancock Financial DFE: Pooled Separate Account $12,414
Mid Cap Stock Fund (Vs) John Hancock Financial DFE: Pooled Separate Account $12,154
Mid Cap Stock Fund (Vs) John Hancock Financial DFE: Pooled Separate Account $12,154
Jh Columbia Marsico Intl Opps John Hancock Financial DFE: Pooled Separate Account $11,877
Jh Columbia Marsico Intl Opps John Hancock Financial DFE: Pooled Separate Account $11,877
Jh Davis Financial John Hancock Financial DFE: Pooled Separate Account $11,630
Jh Davis Financial John Hancock Financial DFE: Pooled Separate Account $11,630
Jh Templeton Foreign John Hancock Financial DFE: Pooled Separate Account $11,522
Jh Templeton Foreign John Hancock Financial DFE: Pooled Separate Account $11,522
Intl Equity Index Fund (Vs) John Hancock Financial DFE: Pooled Separate Account $11,520
Intl Equity Index Fund (Vs) John Hancock Financial DFE: Pooled Separate Account $11,520
Intl Equity Index Fund (Vs) John Hancock Financial DFE: Pooled Separate Account $11,520
Jh Oppenheimer Global John Hancock Financial DFE: Pooled Separate Account $11,385
Jh Oppenheimer Global John Hancock Financial DFE: Pooled Separate Account $11,385
Jh Davis New York Venture John Hancock Financial DFE: Pooled Separate Account $9,709
Jh Davis New York Venture John Hancock Financial DFE: Pooled Separate Account $9,709
Jh Dws Mid Cap Growth John Hancock Financial DFE: Pooled Separate Account $7,971
Jh Dws Mid Cap Growth John Hancock Financial DFE: Pooled Separate Account $7,971
Jh Pimco Total Return John Hancock Financial DFE: Pooled Separate Account $7,577
Jh Pimco Total Return John Hancock Financial DFE: Pooled Separate Account $7,577
Jh Riversource Mid Cap Value John Hancock Financial DFE: Pooled Separate Account $6,514
Jh Riversource Mid Cap Value John Hancock Financial DFE: Pooled Separate Account $6,514
Jh Ubs U.S. Large Cap Equity John Hancock Financial DFE: Pooled Separate Account $6,161
Jh Ubs U.S. Large Cap Equity John Hancock Financial DFE: Pooled Separate Account $6,161
Jh Mutual Discovery John Hancock Financial DFE: Pooled Separate Account $2,550
Jh Mutual Discovery John Hancock Financial DFE: Pooled Separate Account $2,550
Overseas Equity Fund John Hancock Financial DFE: Pooled Separate Account $2,228
Overseas Equity Fund John Hancock Financial DFE: Pooled Separate Account $2,228
Overseas Equity Fund John Hancock Financial DFE: Pooled Separate Account $2,228
Large Cap Value Fund John Hancock Financial DFE: Pooled Separate Account $2,223
Large Cap Value Fund John Hancock Financial DFE: Pooled Separate Account $2,223
Large Cap Value Fund John Hancock Financial DFE: Pooled Separate Account $2,223
Small Cap Opportunities Fund John Hancock Financial DFE: Pooled Separate Account $1,230
Small Cap Opportunities Fund John Hancock Financial DFE: Pooled Separate Account $1,230
Small Cap Opportunities Fund John Hancock Financial DFE: Pooled Separate Account $1,230
Jh Dws Rreef Real Estate John Hancock Financial DFE: Pooled Separate Account $1,106
Jh Mfs Utilities John Hancock Financial DFE: Pooled Separate Account $1,106
Mid Cap Index Fund John Hancock Financial DFE: Pooled Separate Account $1,097
Mid Cap Index Fund John Hancock Financial DFE: Pooled Separate Account $1,097
Mid Cap Index Fund John Hancock Financial DFE: Pooled Separate Account $1,097
Jh Excelsior Value & Restruct John Hancock Financial DFE: Pooled Separate Account $310
Jh Excelsior Value & Restruct John Hancock Financial DFE: Pooled Separate Account $310
Jh Lord Abbett All Value John Hancock Financial DFE: Pooled Separate Account $308
Jh Lord Abbett All Value John Hancock Financial DFE: Pooled Separate Account $308
Jh Legg Partners Agg Growth John Hancock Financial DFE: Pooled Separate Account $247
Jh Legg Partners Agg Growth John Hancock Financial DFE: Pooled Separate Account $247
Jh Calamos Growth John Hancock Financial DFE: Pooled Separate Account $246
Jh Calamos Growth John Hancock Financial DFE: Pooled Separate Account $246
Jh American Funds Inv Co Am John Hancock Financial DFE: Pooled Separate Account $186
Jh Mutual Beacon John Hancock Financial DFE: Pooled Separate Account $186
Jh American Funds Inv Co Am John Hancock Financial DFE: Pooled Separate Account $186
Jh Mutual Beacon John Hancock Financial DFE: Pooled Separate Account $186
Jh Salomon Bros High Yield John Hancock Financial DFE: Pooled Separate Account $125
Jh Legg Part Small Cap Value John Hancock Financial DFE: Pooled Separate Account $125
Jh Salomon Bros High Yield John Hancock Financial DFE: Pooled Separate Account $125
Jh Legg Part Small Cap Value John Hancock Financial DFE: Pooled Separate Account $125
Jh T. Rowe Price Spectrum Inc. John Hancock Financial DFE: Pooled Separate Account $124
Jh John Hancock Strategic Inc. John Hancock Financial DFE: Pooled Separate Account $124
Jh Aim Constellation John Hancock Financial DFE: Pooled Separate Account $124
Jh T. Rowe Price Spectrum Inc. John Hancock Financial DFE: Pooled Separate Account $124
Jh John Hancock Strategic Inc. John Hancock Financial DFE: Pooled Separate Account $124
Jh Aim Constellation John Hancock Financial DFE: Pooled Separate Account $124
Jh Pimco Real Return John Hancock Financial DFE: Pooled Separate Account $123
Jh Pimco Global Bond John Hancock Financial DFE: Pooled Separate Account $123
Jh Merril Lynch Large Value John Hancock Financial DFE: Pooled Separate Account $123
Jh Legg Mason Growth John Hancock Financial DFE: Pooled Separate Account $123
Jh John Hancock Small Cap John Hancock Financial DFE: Pooled Separate Account $123
Jh Pimco Real Return John Hancock Financial DFE: Pooled Separate Account $123
Jh Pimco Global Bond John Hancock Financial DFE: Pooled Separate Account $123
Jh Merril Lynch Large Value John Hancock Financial DFE: Pooled Separate Account $123
Jh Legg Mason Growth John Hancock Financial DFE: Pooled Separate Account $123
Jh John Hancock Small Cap John Hancock Financial DFE: Pooled Separate Account $123
Jh American Funds Wash Mutual John Hancock Financial DFE: Pooled Separate Account $62
Jh American Funds Wash Mutual John Hancock Financial DFE: Pooled Separate Account $62
Total $6,811,959

Insurance Information

Insurance Information

Insurance Carrier Summary Persons Covered
John Hancock USA 133
EIN 01-0233346
Industry Code 65838
Contract Number 58678
Contract Year 12/18/2006 — 12/31/2006
Value in General Account at Year End $0
Value in Separate Accounts at Year End $5,318,077
Insurance Fees and Commissions $53,139
Persons Receiving Commissions and Fees
Agent/Broker Organization Code Commissions Paid Fees Paid Purpose of Fees Paid
Signator Insurance Agency, Inc. 2255 Glades Road, Suite 420A Boca Raton, FL 33431 Insurance Agent or Broker $53,139 $0
Allocated Funds
Type of Contract GUARANTEED INTEREST
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs Guaranteed Interest
Unallocated Funds
Type of Contract Unspecified
Balance at the end of the previous year $0
Additions $0
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $0
Transferred from separate account $0
Other $0
Total of Balance and Additions $0
Deductions $0
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $0