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FORM 5500 DATA

A G Equipment Company Income Growth Plan

Overview

Plan Information

  • Plan Year07/01/2014 — 06/30/2015
  • Date of Plan07/01/1993
  • Net Assets as of 06/30/2015 $27,734,084
  • Plan Number2
  • Plan Type Single Employer
  • Is the plan collectively bargained? No
  • Did the plan file for an extension of time or the DFVC Program?Yes
  • Plan Funding Arrangement Trust
  • Plan Benefit Arrangement Trust

Participant Information as of 06/30/2015

  • Active (Eligible) Participants491
  • Retired or separated participants receiving benefits0
  • Other retired or separated participants entitled to future benefits59
  • Subtotal550
  • Deceased participants whose beneficiaries are receiving or are entitled to receive benefits3
  • Total553
  • Total number of participants as of 07/01/2014489
  • Number of participants with account balances534
  • Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested40

Expenses

  • Total Benefit Payments$0
  • Corrective Distributions$0
  • Administrative Service Providers$0
  • Other Expenses$0
  • Total Expenses$0
  • Total Transfers$0

Sponsor Information

  • Address3401 W Albany
  • CityBroken Arrow
  • StateOK
  • Zip74012
  • Telephone(918) 250-7386
  • EIN73-1070068
  • Industry Code333900
  • Named AdministratorH G Ash

Audit Information

  • Audit StatusAudited
  • AuditorCck Curzon, Cumbey & Kunkel, PLLC
  • Auditor EIN73-1172819
  • Audit Opinion Disclaimer
  • Audit TypeLimited Scope Audit

Benefits Provided Under the Plan

Code Benefit Description
2A Age/Service Weighted or New Comparability or Similar Plan Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New Comparability or Similar Plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the threshold or additional rate allowed under the permitted disparity rules of section 401(l)
2E Profit-sharing A defined contribution plan that allows employer discretionary contributions. These plans often contain a 401(k) feature.
2F ERISA section 404(c) Plan This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
2G Total participant-directed account plan Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J Code section 401(k) feature A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
2K Code section 401(m) arrangement Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contributions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
2T Participant-directed Account Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
3D Master plan A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

Questions and Answers

Question Answer Amount
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? No
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. No
Were any leases to which the plan was a party in default or classified during the year as uncollectible? No
Were there any nonexempt transactions with any party-in-interest? No
Was this plan covered by a fidelity bond? Yes $500,000
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? No
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan have assets held for investment? Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? No
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? No
Has the plan failed to provide any benefit when due under the plan? No
If this is an individual account plan, was there a blackout period? No
If there was a blackout period, have you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3? No

Financials

Income and Expense Statement

Income $4,838,463
Contributions $4,299,675
Cash Contributions $4,299,675
Cash from Employers $1,978,835
Cash from Participants $2,313,888
Others (including rollovers) $6,952
Noncash Contributions $0
Total Earnings on Investments $538,788
Total Interest $11,722
Interest-Bearing Cash $31
U.S. Government Securities $0
Corporate Debt Instruments $0
Loans (other than to participants) $0
Participant Loans $11,691
Interest from Other Investments $0
Total Dividends $1,627,635
Preferred Stock $0
Common Stock $0
Rents $0
Net gain (loss) on sale of assets $0
Aggregate Proceeds $0
Aggregate Carrying Amount $0
Total Unrealized Appreciation (depreciation) of assets $0
Real Estate $0
Other $0
Net investment gain (loss) from common/collective trusts $0
Net investment gain (loss) from pooled separate accounts $0
Net investment gain (loss) from master trust investment accounts $0
Net investment gain (loss) from 103-12 investment entities $0
Net investment gain (loss) from registered investment companies $-1,100,569
Other Income $0
Expenses $624,411
Total Benefit Payments $618,311
Directly to participants or beneficiaries, including direct rollovers $618,311
To insurance carriers for the provision of benefits $0
Other Benefit Payment Fees $0
Corrective Distributions $0
Certain deemed distributions of participant loans $3,425
Interest expense $0
Total Administrative Expenses $2,675
Professional Fees $0
Contract Administrator Fees $0
Investment Advisory and management fees $0
Other Administrative Fees $2,675
Net Income $4,214,052
Transfers of Assets to this Plan $0
Transfers of Assets from this Plan $0

Asset and Liability Statement

06/30/2015 06/30/2014 Change YOY
Total Assets $27,734,084 $23,520,032 17.92%
Total noninterest-bearing cash $0 $0 0.0%
Receivables $0 $0 0.0%
Employer Contributions $0 $0 0.0%
Participant Contributions $0 $0 0.0%
Other Contributions $0 $0 0.0%
General Investments $614,334 $161,205 281.09%
Interest-bearing cash $614,334 $161,205 281.09%
U.S. Government Securities $0 $0 0.0%
Corporate Debt Instruments $0 $0 0.0%
Preferred $0 $0 0.0%
All Other $0 $0 0.0%
Corporate Stocks $0 $0 0.0%
Preferred $0 $0 0.0%
Common $0 $0 0.0%
Partnership/joint venture interests $0 $0 0.0%
Real estate (other than employer real property) $0 $0 0.0%
Loans (other than to participants) $0 $0 0.0%
Participants Loans $300,806 $238,654 26.04%
Value of interest in common/collective trusts $0 $0 0.0%
Value of interest in pooled separate accounts $0 $0 0.0%
Value of interest in master trust investment accounts $0 $0 0.0%
Value of interest in 103-12 investment entities $0 $0 0.0%
Value of interest in registered investment companies $26,818,944 $23,120,173 16.00%
Value of funds held in insurance co. general account $0 $0 0.0%
Other Investments $0 $0 0.0%
Employer-related Investments $0 $0 0.0%
Employer Securities $0 $0 0.0%
Employer Real Property $0 $0 0.0%
Buildings and other property used in plan operation $0 $0 0.0%
Total Liabilities $0 $0 0.0%
Benefit Claims Payable (1) $0 $0 0.0%
Operating Payables (1) $0 $0 0.0%
Acquisition Indebtedness (1) $0 $0 0.0%
Other liabilities (1) $0 $0 0.0%
Net Assets $27,734,084 $23,520,032 17.92%

Service Providers

Persons Receiving Only Eligible Indirect Compensation

  • Fidelity Investments Institutional

Other Service Providers Receiving Direct or Indirect Compensation

Name Nature of Service Relationship to Plan Sponsor Direct Compensation Paid by Plan Indirect Compensation Paid by Plan Total Compensation
Ameriprise Financial Services Inc Other commissions, Finders' fees/placement fees Advisor $0 $122,117 $122,117
National Financial Services LLC Finders' fees/placement fees Paying Agent $0 $122,060 $122,060
Fidelity Investments Institutional Participant loan processing, Sub-transfer agency fees, Recordkeeping fees, Account maintenance fees Recordkeeper $2,675 $0 $2,675
Total $2,675 $244,177 $246,852

Indirect Compensation

Name Source of Indirect Compensation* Nature of Service Description of Indirect Compensation Indirect Compensation Paid by Plan
Fidelity Investments Institutional Blkrk Hi Yd Bd Inv A - Bny Mellon Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional C&S Real Estate A - Boston Financi Sub-transfer agency fees 0.20% $0
Fidelity Investments Institutional Calmos Mkt Neu/Inc A - Us Bancorp Sub-transfer agency fees 0.35% $0
Fidelity Investments Institutional Col Contrarn Core A - Columbia Mgt Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Dbl Emg Mkt Fx Inc N - U.S. Bancor Sub-transfer agency fees 0.35% $0
Fidelity Investments Institutional Doubleline Tot Ret N - U.S. Bancor Sub-transfer agency fees 0.35% $0
Fidelity Investments Institutional Invs Bal-Rsk Alloc A - Invesco Can Sub-transfer agency fees 0.35% $0
Fidelity Investments Institutional Invs Energy A - Invesco Canada Ltd Sub-transfer agency fees 0.35% $0
Fidelity Investments Institutional Invs Equity & Inc A - Invesco Inve Sub-transfer agency fees 0.35% $0
Fidelity Investments Institutional Ivy Energy A - Waddell & Reed Serv Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Janus Glb Life Sci S - Janus Servi Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Janus Triton S - Janus Services Ll Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Jpm Sm Cap Value A - Boston Financ Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Mfs Divers Inc R3 - Mfs Service Ce Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Opp Sp Mlp Sel 40 A - Ofi Global A Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Opphmr Gold Splmin A - Ofi Global Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Pru Total Rtn Bd A - Prudential Mu Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Pru/J Mlp A - Prudential Mutual Fu Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Pru/J Nat Resrcs A - Prudential Mu Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Rdgwth Mid Cap Val A - Boston Fina Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Thornburg Intl Gr R4 - Boston Fina Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Trp Retire Bal R - T. Rowe Price S Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Trp Retire 2010 R - T. Rowe Price Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Trp Retire 2025 R - T. Rowe Price Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Trp Retire 2030 R - T. Rowe Price Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Trp Retire 2035 R - T. Rowe Price Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Trp Retire 2040 R - T. Rowe Price Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Trp Retire 2045 R - T. Rowe Price Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Trp Retire 2050 R - T. Rowe Price Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Trp Retire 2055 R - T. Rowe Price Sub-transfer agency fees 0.40% $0
National Financial Services LLC Fa Freedom 2010 A - Fidelity Distr Finders' fees/placement fees --- $1,186
National Financial Services LLC Fa Freedom 2015 A - Fidelity Distr Finders' fees/placement fees --- $8,913
National Financial Services LLC Fa Freedom 2020 A - Fidelity Distr Finders' fees/placement fees --- $16,654
National Financial Services LLC Fa Freedom 2025 A - Fidelity Distr Finders' fees/placement fees --- $14,417
National Financial Services LLC Fa Freedom 2030 A - Fidelity Distr Finders' fees/placement fees --- $24,859
National Financial Services LLC Fa Freedom 2035 A - Fidelity Distr Finders' fees/placement fees --- $8,385
National Financial Services LLC Fa Freedom 2040 A - Fidelity Distr Finders' fees/placement fees --- $19,074
National Financial Services LLC Fa Freedom 2045 A - Fidelity Distr Finders' fees/placement fees --- $10,679
National Financial Services LLC Fa Freedom 2050 A - Fidelity Distr Finders' fees/placement fees --- $9,700
National Financial Services LLC Fa Freedom 2055 A - Fidelity Distr Finders' fees/placement fees --- $4,056
National Financial Services LLC Fa Lev Co Stock A - Fidelity Distr Finders' fees/placement fees --- $3,225
Ameriprise Financial Services Inc National Financial Services LLC Finders' fees/placement fees --- $46,311
Ameriprise Financial Services Inc National Financial Services LLC Other commissions --- $75,806
*As outlined by the Form 5500 Instructions for service providers with indirect compensation.

Service Providers Who Fail or Refuse to Provide Information

There are no service providers who failed or refused to provide information.

Termination Information on Accountants and Enrolled Actuaries

There is no termination information for this plan.

Investments

Investments

No investments information available for this plan.

Insurance Information

Insurance Information

There are no insurance carriers listed for this plan.