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FORM 5500 DATA

A G Equipment Company Income Growth Plan

Overview

Plan Information

  • Plan Year07/01/2016 — 06/30/2017
  • Date of Plan07/01/1993
  • Net Assets as of 06/30/2017 $34,894,329
  • Plan Number2
  • Plan Type Single Employer
  • Is the plan collectively bargained? No
  • Did the plan file for an extension of time or the DFVC Program?Yes
  • Plan Funding Arrangement Trust
  • Plan Benefit Arrangement Trust

Participant Information as of 06/30/2017

  • Active (Eligible) Participants326
  • Retired or separated participants receiving benefits0
  • Other retired or separated participants entitled to future benefits78
  • Subtotal404
  • Deceased participants whose beneficiaries are receiving or are entitled to receive benefits2
  • Total406
  • Total number of participants as of 07/01/2016482
  • Number of participants with account balances393
  • Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested80

Expenses

  • Total Benefit Payments$0
  • Corrective Distributions$0
  • Administrative Service Providers$0
  • Other Expenses$0
  • Total Expenses$0
  • Total Transfers$0

Sponsor Information

  • Address3401 W Albany
  • CityBroken Arrow
  • StateOK
  • Zip74012
  • Telephone(918) 250-7386
  • EIN73-1070068
  • Industry Code333900
  • Named AdministratorH G Ash

Audit Information

  • Audit StatusAudited
  • AuditorCck Curzon, Cumbey & Kunkel, PLLC
  • Auditor EIN73-1172819
  • Audit Opinion Disclaimer
  • Audit TypeLimited Scope Audit

Benefits Provided Under the Plan

Code Benefit Description
2A Age/Service Weighted or New Comparability or Similar Plan Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New Comparability or Similar Plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the threshold or additional rate allowed under the permitted disparity rules of section 401(l)
2E Profit-sharing A defined contribution plan that allows employer discretionary contributions. These plans often contain a 401(k) feature.
2F ERISA section 404(c) Plan This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
2G Total participant-directed account plan Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J Code section 401(k) feature A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
2K Code section 401(m) arrangement Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contributions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
2T Participant-directed Account Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
3D Master plan A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

Questions and Answers

Question Answer Amount
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? No
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. No
Were any leases to which the plan was a party in default or classified during the year as uncollectible? No
Were there any nonexempt transactions with any party-in-interest? No
Was this plan covered by a fidelity bond? Yes $500,000
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? No
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan have assets held for investment? Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? No
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? No
Has the plan failed to provide any benefit when due under the plan? No
If this is an individual account plan, was there a blackout period? No
If there was a blackout period, have you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3? No

Financials

Income and Expense Statement

Income $7,245,666
Contributions $3,073,531
Cash Contributions $3,073,531
Cash from Employers $1,328,706
Cash from Participants $1,744,825
Others (including rollovers) $0
Noncash Contributions $0
Total Earnings on Investments $4,172,135
Total Interest $15,192
Interest-Bearing Cash $2,588
U.S. Government Securities $0
Corporate Debt Instruments $0
Loans (other than to participants) $0
Participant Loans $12,604
Interest from Other Investments $0
Total Dividends $657,369
Preferred Stock $0
Common Stock $0
Rents $0
Net gain (loss) on sale of assets $0
Aggregate Proceeds $0
Aggregate Carrying Amount $0
Total Unrealized Appreciation (depreciation) of assets $0
Real Estate $0
Other $0
Net investment gain (loss) from common/collective trusts $0
Net investment gain (loss) from pooled separate accounts $0
Net investment gain (loss) from master trust investment accounts $0
Net investment gain (loss) from 103-12 investment entities $0
Net investment gain (loss) from registered investment companies $3,499,574
Other Income $0
Expenses $2,280,942
Total Benefit Payments $2,156,475
Directly to participants or beneficiaries, including direct rollovers $2,156,475
To insurance carriers for the provision of benefits $0
Other Benefit Payment Fees $0
Corrective Distributions $121,467
Certain deemed distributions of participant loans $0
Interest expense $0
Total Administrative Expenses $3,000
Professional Fees $0
Contract Administrator Fees $0
Investment Advisory and management fees $0
Other Administrative Fees $3,000
Net Income $4,964,724
Transfers of Assets to this Plan $0
Transfers of Assets from this Plan $0

Asset and Liability Statement

06/30/2017 06/30/2016 Change YOY
Total Assets $34,894,329 $29,929,605 16.59%
Total noninterest-bearing cash $0 $0 0.0%
Receivables $0 $0 0.0%
Employer Contributions $0 $0 0.0%
Participant Contributions $0 $0 0.0%
Other Contributions $0 $0 0.0%
General Investments $1,163,957 $1,251,028 -6.96%
Interest-bearing cash $1,163,957 $1,251,028 -6.96%
U.S. Government Securities $0 $0 0.0%
Corporate Debt Instruments $0 $0 0.0%
Preferred $0 $0 0.0%
All Other $0 $0 0.0%
Corporate Stocks $0 $0 0.0%
Preferred $0 $0 0.0%
Common $0 $0 0.0%
Partnership/joint venture interests $0 $0 0.0%
Real estate (other than employer real property) $0 $0 0.0%
Loans (other than to participants) $0 $0 0.0%
Participants Loans $364,397 $367,102 -0.74%
Value of interest in common/collective trusts $0 $0 0.0%
Value of interest in pooled separate accounts $0 $0 0.0%
Value of interest in master trust investment accounts $0 $0 0.0%
Value of interest in 103-12 investment entities $0 $0 0.0%
Value of interest in registered investment companies $33,365,975 $28,311,475 17.85%
Value of funds held in insurance co. general account $0 $0 0.0%
Other Investments $0 $0 0.0%
Employer-related Investments $0 $0 0.0%
Employer Securities $0 $0 0.0%
Employer Real Property $0 $0 0.0%
Buildings and other property used in plan operation $0 $0 0.0%
Total Liabilities $0 $0 0.0%
Benefit Claims Payable (1) $0 $0 0.0%
Operating Payables (1) $0 $0 0.0%
Acquisition Indebtedness (1) $0 $0 0.0%
Other liabilities (1) $0 $0 0.0%
Net Assets $34,894,329 $29,929,605 16.59%

Service Providers

Persons Receiving Only Eligible Indirect Compensation

  • Fidelity Investments Institutional

Other Service Providers Receiving Direct or Indirect Compensation

Name Nature of Service Relationship to Plan Sponsor Direct Compensation Paid by Plan Indirect Compensation Paid by Plan Total Compensation
Ameriprise Financial Services Inc Other commissions Advisor $0 $113,273 $113,273
Fidelity Investments Institutional Participant loan processing, Sub-transfer agency fees, Recordkeeping fees, Account maintenance fees Recordkeeper $3,000 $0 $3,000
Total $3,000 $113,273 $116,273

Indirect Compensation

Name Source of Indirect Compensation* Nature of Service Description of Indirect Compensation Indirect Compensation Paid by Plan
Fidelity Investments Institutional Blkrk Hi Yd Bd Inv A - Bny Mellon Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Blkrk Hlth Sci Ops A - Bny Mellon Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Blkrk Lp Idx Rtmt A - Bny Mellon I Sub-transfer agency fees 0.05% $0
Fidelity Investments Institutional Blkrk Lp Idx 2030 A - Bny Mellon I Sub-transfer agency fees 0.05% $0
Fidelity Investments Institutional Blkrk Lp Idx 2035 A - Bny Mellon I Sub-transfer agency fees 0.05% $0
Fidelity Investments Institutional Blkrk Lp Idx 2040 A - Bny Mellon I Sub-transfer agency fees 0.05% $0
Fidelity Investments Institutional Blkrk Lp Idx 2045 A - Bny Mellon I Sub-transfer agency fees 0.05% $0
Fidelity Investments Institutional Blkrk Lp Idx 2050 A - Bny Mellon I Sub-transfer agency fees 0.05% $0
Fidelity Investments Institutional Blkrk Lp Idx 2055 A - Bny Mellon I Sub-transfer agency fees 0.05% $0
Fidelity Investments Institutional Blkrk Ma Inc Inv A - Bny Mellon In Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional C&S Real Estate A - Boston Financi Sub-transfer agency fees 0.20% $0
Fidelity Investments Institutional Calmos Mkt Neu/Inc A - Us Bancorp Sub-transfer agency fees 0.35% $0
Fidelity Investments Institutional Col Contrarn Core A - Columbia Mgt Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Dbl Emg Mkt Fx Inc N - U.S. Bancor Sub-transfer agency fees 0.15% $0
Fidelity Investments Institutional Doubleline Tot Ret N - U.S. Bancor Sub-transfer agency fees 0.15% $0
Fidelity Investments Institutional Invs Bal-Rsk Alloc A - Invesco Can Sub-transfer agency fees 0.35% $0
Fidelity Investments Institutional Invs Divrs Dividnd A - Invesco Inv Sub-transfer agency fees 0.35% $0
Fidelity Investments Institutional Invs Energy A - Invesco Canada Ltd Sub-transfer agency fees 0.35% $0
Fidelity Investments Institutional Invs Equity & Inc A - Invesco Inve Sub-transfer agency fees 0.35% $0
Fidelity Investments Institutional Ivy Energy A - Wi Services Company Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional J H Glb Life Sci S - Janus Service Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional J H Triton S - Janus Services LLC Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Mfs Divers Inc R3 - Mfs Service Ce Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Opp Sp Mlp Sel 40 A - Ofi Global A Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Opphmr Gold Splmin A - Ofi Global Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Pimco RP B Inc A - Boston Financia Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Pimco RP B 2020 A - Boston Financi Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Pimco RP B 2025 A - Boston Financi Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Pimco RP B 2030 A - Boston Financi Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Pimco RP B 2035 A - Boston Financi Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Pimco RP B 2040 A - Boston Financi Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Pimco RP B 2045 A - Boston Financi Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Pimco RP B 2050 A - Boston Financi Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Pimco RP B 2055 A - Boston Financi Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Pru Total Rtn Bd A - Prudential Mu Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Pru/J Mlp A - Prudential Mutual Fu Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Pru/J Nat Resrcs A - Prudential Mu Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Thornburg Intl Gr R4 - Boston Fina Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Vrts C Mdcp Val Eq A - Boston Fina Sub-transfer agency fees 0.40% $0
Ameriprise Financial Services Inc National Financial Services LLC Other commissions $113,273
*As outlined by the Form 5500 Instructions for service providers with indirect compensation.

Service Providers Who Fail or Refuse to Provide Information

There are no service providers who failed or refused to provide information.

Termination Information on Accountants and Enrolled Actuaries

There is no termination information for this plan.

Investments

Investments

No investments information available for this plan.

Insurance Information

Insurance Information

There are no insurance carriers listed for this plan.