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FORM 5500 DATA

United Airlines Pilot Retirement Account Plan

Overview

Plan Information

  • Plan Year01/01/2019 — 12/31/2019
  • Date of Plan09/01/2005
  • Net Assets as of 12/31/2019 $10,846,076,868
  • Plan Number202
  • Plan Type Single Employer
  • Is the plan collectively bargained?Yes
  • Did the plan file for an extension of time or the DFVC Program?Yes
  • Plan Funding Arrangement Trust
  • Plan Benefit Arrangement Trust

Participant Information as of 12/31/2019

  • Active (Eligible) Participants12,932
  • Retired or separated participants receiving benefits548
  • Other retired or separated participants entitled to future benefits1,043
  • Subtotal14,523
  • Deceased participants whose beneficiaries are receiving or are entitled to receive benefits129
  • Total14,652
  • Total number of participants as of 01/01/201914,190
  • Number of participants with account balances14,592
  • Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested0

Expenses

  • Total Benefit Payments$0
  • Corrective Distributions$0
  • Administrative Service Providers$0
  • Other Expenses$0
  • Total Expenses$0
  • Total Transfers$0

Sponsor Information

  • Address233 S. Wacker, Suite 2500
  • CityChicago
  • StateIL
  • Zip60606
  • Telephone(877) 825-3729
  • EIN74-2099724
  • Industry Code481000
  • Named AdministratorF. Rainier Villatuya

Plan Administrator Information

  • Administrator NameUnited Airlines, Inc. Administrative Committee
  • Address233 S.Wacker, Suite 2500
  • CityChicago
  • StateIL
  • Zip60606
  • Telephone(877) 825-3729
  • Administrator EIN74-2099724

Audit Information

  • Audit StatusAudited
  • AuditorMitchell & Titus
  • Auditor EIN13-2781641
  • Audit Opinion Disclaimer
  • Audit TypeLimited Scope Audit

Benefits Provided Under the Plan

Code Benefit Description
2E Profit-sharing A defined contribution plan that allows employer discretionary contributions. These plans often contain a 401(k) feature.
2F ERISA section 404(c) Plan This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
2G Total participant-directed account plan Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J Code section 401(k) feature A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
2K Code section 401(m) arrangement Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contributions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
2R Brokerage Window Participant-directed brokerage accounts provided as an investment option under the plan.
2S Automatic Enrollment Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
2T Participant-directed Account Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
3H Controlled Group Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
3J Puerto Rico Plan U.S.-based plan that covers residents of Puerto Rico and is qualified under both Code section 401 and section 8565 of the Puerto Rico Code.

Questions and Answers

Question Answer Amount
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? No
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. No
Were any leases to which the plan was a party in default or classified during the year as uncollectible? No
Were there any nonexempt transactions with any party-in-interest? No
Was this plan covered by a fidelity bond? Yes $25,000,000
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? No
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan have assets held for investment? Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? No
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? No
Has the plan failed to provide any benefit when due under the plan? No
If this is an individual account plan, was there a blackout period? No
If there was a blackout period, have you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3? No

Financials

Income and Expense Statement

Income $2,610,348,407
Contributions $650,431,116
Cash Contributions $650,431,116
Cash from Employers $433,886,159
Cash from Participants $176,831,773
Others (including rollovers) $39,713,184
Noncash Contributions $0
Total Earnings on Investments $1,144,020,085
Total Interest $3,364,818
Interest-Bearing Cash $0
U.S. Government Securities $0
Corporate Debt Instruments $0
Loans (other than to participants) $0
Participant Loans $3,364,818
Interest from Other Investments $0
Total Dividends $4,055,622
Preferred Stock $0
Common Stock $0
Rents $0
Net gain (loss) on sale of assets $0
Aggregate Proceeds $0
Aggregate Carrying Amount $0
Total Unrealized Appreciation (depreciation) of assets $0
Real Estate $0
Other $0
Net investment gain (loss) from common/collective trusts $219,316,911
Net investment gain (loss) from pooled separate accounts $0
Net investment gain (loss) from master trust investment accounts $0
Net investment gain (loss) from 103-12 investment entities $0
Net investment gain (loss) from registered investment companies $917,282,734
Other Income $815,897,206
Expenses $441,498,431
Total Benefit Payments $429,261,613
Directly to participants or beneficiaries, including direct rollovers $429,261,613
To insurance carriers for the provision of benefits $0
Other Benefit Payment Fees $0
Corrective Distributions $89,256
Certain deemed distributions of participant loans $0
Interest expense $0
Total Administrative Expenses $12,147,562
Professional Fees $0
Contract Administrator Fees $0
Investment Advisory and management fees $11,790,745
Other Administrative Fees $356,817
Net Income $2,168,849,976
Transfers of Assets to this Plan $0
Transfers of Assets from this Plan $0

Asset and Liability Statement

12/31/2019 12/31/2018 Change YOY
Total Assets $10,846,076,868 $8,703,616,600 24.62%
Total noninterest-bearing cash $0 $0 0.0%
Receivables $192,022 $19,774,933 -99.03%
Employer Contributions $192,022 $478,048 -59.83%
Participant Contributions $0 $0 0.0%
Other Contributions $0 $19,296,885 -100.00%
General Investments $0 $0 0.0%
Interest-bearing cash $0 $0 0.0%
U.S. Government Securities $0 $0 0.0%
Corporate Debt Instruments $0 $0 0.0%
Preferred $0 $0 0.0%
All Other $0 $0 0.0%
Corporate Stocks $0 $0 0.0%
Preferred $0 $0 0.0%
Common $0 $0 0.0%
Partnership/joint venture interests $0 $0 0.0%
Real estate (other than employer real property) $0 $0 0.0%
Loans (other than to participants) $0 $0 0.0%
Participants Loans $65,881,422 $65,301,889 0.89%
Value of interest in common/collective trusts $933,672,784 $721,007,703 29.50%
Value of interest in pooled separate accounts $0 $0 0.0%
Value of interest in master trust investment accounts $0 $0 0.0%
Value of interest in 103-12 investment entities $0 $0 0.0%
Value of interest in registered investment companies $5,321,699,652 $4,300,380,916 23.75%
Value of funds held in insurance co. general account $0 $0 0.0%
Other Investments $4,524,630,988 $3,597,151,159 25.78%
Employer-related Investments $0 $0 0.0%
Employer Securities $0 $0 0.0%
Employer Real Property $0 $0 0.0%
Buildings and other property used in plan operation $0 $0 0.0%
Total Liabilities $0 $26,389,708 -100.00%
Benefit Claims Payable (1) $0 $0 0.0%
Operating Payables (1) $0 $0 0.0%
Acquisition Indebtedness (1) $0 $0 0.0%
Other liabilities (1) $0 $26,389,708 -100.00%
Net Assets $10,846,076,868 $8,677,226,892 24.99%

Service Providers

Persons Receiving Only Eligible Indirect Compensation

  • Charles Schwab & Co. Inc. and Affil

Other Service Providers Receiving Direct or Indirect Compensation

Name Nature of Service Relationship to Plan Sponsor Direct Compensation Paid by Plan Indirect Compensation Paid by Plan Total Compensation
Kms Financial Services Inc Investment advisory (participants), Direct payment from the plan NONE $2,526,370 $0 $2,526,370
Johnson Wealth Inc Investment advisory (participants), Direct payment from the plan NONE $1,319,682 $0 $1,319,682
Charles Schwab & Co., Inc. Securities brokerage, Direct payment from the plan, Shareholder servicing fees, Float revenue, Securities brokerage commissions and fees, Other investment fees and expenses NONE $1,056,246 $418 $1,056,664
Sands Capital Management Investment management, Direct payment from the plan NONE $1,045,636 $0 $1,045,636
Total Investment Management In Investment advisory (participants), Direct payment from the plan NONE $796,633 $0 $796,633
United Wealth Management LLC Investment advisory (participants), Direct payment from the plan NONE $722,703 $0 $722,703
T Rowe Price Associates Investment management, Direct payment from the plan NONE $662,531 $0 $662,531
Solitude Financial Services Investment advisory (participants), Direct payment from the plan NONE $651,692 $0 $651,692
Elk Creek Partners LLC Investment management, Direct payment from the plan NONE $649,649 $0 $649,649
Snyder Capital Management Investment management, Direct payment from the plan NONE $620,203 $0 $620,203
Efficient Wealth Management Investment advisory (participants), Direct payment from the plan NONE $617,405 $0 $617,405
Act Wealth Management LLC Investment advisory (participants), Direct payment from the plan NONE $519,219 $0 $519,219
Parsons Capital Mgmt LLC Investment advisory (participants), Direct payment from the plan NONE $496,728 $0 $496,728
Nwq Investmnet Management Company Investment management, Direct payment from the plan NONE $466,405 $0 $466,405
Citibank Na Investment management, Direct payment from the plan NONE $400,000 $0 $400,000
Alliance Bernstein L.P. Investment management fees paid directly by plan NONE $400,000 $0 $400,000
Fisher Investments Investment advisory (participants), Direct payment from the plan NONE $398,940 $0 $398,940
Pzena Investment Management LLC Investment management, Direct payment from the plan NONE $391,414 $0 $391,414
Schwab Retirement Plan Services,Inc Recordkeeping and information management (computing, tabulating, data processing, etc.), Direct payment from the plan, Recordkeeping fees NONE $356,839 $0 $356,839
Keep Safe Investments LLC Investment advisory (participants), Direct payment from the plan NONE $256,898 $0 $256,898
Westwood Management Corp Investment management, Direct payment from the plan NONE $237,722 $0 $237,722
Westwood Holdings Group, Inc Investment advisory (participants), Direct payment from the plan NONE $220,029 $0 $220,029
Penn Capital Management Investment management, Direct payment from the plan NONE $206,441 $0 $206,441
Morningstar Investment Service Investment advisory (participants), Direct payment from the plan NONE $187,827 $0 $187,827
Saint Francis Capital LLC Investment advisory (participants), Direct payment from the plan NONE $185,724 $0 $185,724
Pimco Investment management, Direct payment from the plan NONE $178,061 $0 $178,061
Symphony Financial Ltd Co Investment advisory (participants), Direct payment from the plan NONE $174,219 $0 $174,219
Phh Investments Ltd Investment advisory (participants), Direct payment from the plan NONE $135,360 $0 $135,360
Envestnet Asset Management Inc Investment advisory (participants), Direct payment from the plan NONE $118,810 $0 $118,810
Cambridge Investment Research Investment advisory (participants), Direct payment from the plan NONE $101,486 $0 $101,486
Zacks Investment Management In Investment advisory (participants), Direct payment from the plan NONE $90,324 $0 $90,324
Flexible Plan Investments Ltd Investment advisory (participants), Direct payment from the plan NONE $84,523 $0 $84,523
Personal Investment Management Investment advisory (participants), Direct payment from the plan NONE $79,559 $0 $79,559
Aveo Capital Partners LLC Investment advisory (participants), Direct payment from the plan NONE $77,918 $0 $77,918
Mountain Capital Investment Ad Investment advisory (participants), Direct payment from the plan NONE $75,311 $0 $75,311
Leslie Global Wealth LLC Investment advisory (participants), Direct payment from the plan NONE $74,205 $0 $74,205
White Wing Wealth Management L Investment advisory (participants), Direct payment from the plan NONE $70,544 $0 $70,544
Financial Advocates Inv Mgmt Investment advisory (participants), Direct payment from the plan NONE $68,868 $0 $68,868
Cls Investments LLC Investment advisory (participants), Direct payment from the plan NONE $63,309 $0 $63,309
Axxcess Wealth Management LLC Investment advisory (participants), Direct payment from the plan NONE $60,140 $0 $60,140
American Money Management LLC Investment advisory (participants), Direct payment from the plan NONE $53,779 $0 $53,779
Beta Management Consulting Investment advisory (participants), Direct payment from the plan NONE $46,911 $0 $46,911
Woodley Farra Manion Portfolio Investment advisory (participants), Direct payment from the plan NONE $46,805 $0 $46,805
Creative Planning Inc Investment advisory (participants), Direct payment from the plan NONE $46,352 $0 $46,352
Parallel Advisors LLC Investment advisory (participants), Direct payment from the plan NONE $43,405 $0 $43,405
Centaurus Financial Inc Investment advisory (participants), Direct payment from the plan NONE $40,946 $0 $40,946
Chicago Equity Partners Investment management, Direct payment from the plan NONE $38,098 $0 $38,098
Financial Engines Advisors LLC Investment advisory (participants), Direct payment from the plan NONE $37,965 $0 $37,965
United Capital Financial Advis Investment advisory (participants), Direct payment from the plan NONE $37,325 $0 $37,325
Godsey & Gibb Wealth Managemen Investment advisory (participants), Direct payment from the plan NONE $36,894 $0 $36,894
Wisdom Wealth Strategies LLC Investment advisory (participants), Direct payment from the plan NONE $35,436 $0 $35,436
Talis Advisory Services, LLC Investment advisory (participants), Direct payment from the plan NONE $34,215 $0 $34,215
Heritage Investment Group Investment advisory (participants), Direct payment from the plan NONE $33,288 $0 $33,288
Matson Money Inc Investment advisory (participants), Direct payment from the plan NONE $32,923 $0 $32,923
Savant Capital LLC Investment advisory (participants), Direct payment from the plan NONE $31,034 $0 $31,034
Wealthnet Investments LLC Investment advisory (participants), Direct payment from the plan NONE $28,237 $0 $28,237
Wambolt & Associates Investment advisory (participants), Direct payment from the plan NONE $27,345 $0 $27,345
Signature Estate & Investment Investment advisory (participants), Direct payment from the plan NONE $26,618 $0 $26,618
Formula Folio Investments LLC Investment advisory (participants), Direct payment from the plan NONE $26,136 $0 $26,136
Empirical Financial Services L Investment advisory (participants), Direct payment from the plan NONE $25,557 $0 $25,557
Deroy & Devereaux Private Inve Investment advisory (participants), Direct payment from the plan NONE $24,352 $0 $24,352
Toth Financial Advisory Corp Investment advisory (participants), Direct payment from the plan NONE $23,526 $0 $23,526
Belpointe Asset Management LLC Investment advisory (participants), Direct payment from the plan NONE $22,062 $0 $22,062
Merriman Wealth Mgmt LLC Investment advisory (participants), Direct payment from the plan NONE $21,957 $0 $21,957
Polaris Greystone Financial Gr Investment advisory (participants), Direct payment from the plan NONE $21,819 $0 $21,819
Bouchey Financial Group Ltd Investment advisory (participants), Direct payment from the plan NONE $20,951 $0 $20,951
Blue Sky Asset Management LLC Investment advisory (participants), Direct payment from the plan NONE $20,707 $0 $20,707
Segall Bryant & Hamill LLC Investment advisory (participants), Direct payment from the plan NONE $19,545 $0 $19,545
Cetera Investment Advisers LLC Investment advisory (participants), Direct payment from the plan NONE $19,461 $0 $19,461
Live Oak Management Group LLC Investment advisory (participants), Direct payment from the plan NONE $18,981 $0 $18,981
Bonfire Financial LLC Investment advisory (participants), Direct payment from the plan NONE $17,822 $0 $17,822
Schaefer Financial Management Investment advisory (participants), Direct payment from the plan NONE $17,545 $0 $17,545
Ep Wealth Advisors LLC Investment advisory (participants), Direct payment from the plan NONE $16,645 $0 $16,645
Financial Services Advisory In Investment advisory (participants), Direct payment from the plan NONE $16,300 $0 $16,300
Index Fund Advisors Inc Investment advisory (participants), Direct payment from the plan NONE $15,916 $0 $15,916
Maryland Capital Management Investment advisory (participants), Direct payment from the plan NONE $15,134 $0 $15,134
Consilium Wealth Management Ll Investment advisory (participants), Direct payment from the plan NONE $14,802 $0 $14,802
Adviser Investments LLC Investment advisory (participants), Direct payment from the plan NONE $14,530 $0 $14,530
Team Hewins, LLC Investment advisory (participants), Direct payment from the plan NONE $13,780 $0 $13,780
Interocean Capital LLC Investment advisory (participants), Direct payment from the plan NONE $13,061 $0 $13,061
Huber Financial Advisors LLC Investment advisory (participants), Direct payment from the plan NONE $12,970 $0 $12,970
Iron Gate Global Advisors Investment advisory (participants), Direct payment from the plan NONE $12,840 $0 $12,840
Davidson Investment Advisors I Investment advisory (participants), Direct payment from the plan NONE $12,837 $0 $12,837
Smith Anglin Financial LLC Investment advisory (participants), Direct payment from the plan NONE $12,656 $0 $12,656
Manhattan West Asset Managemen Investment advisory (participants), Direct payment from the plan NONE $12,364 $0 $12,364
Private Asset Management Inc Investment advisory (participants), Direct payment from the plan NONE $12,119 $0 $12,119
Signature Investment Advisors Investment advisory (participants), Direct payment from the plan NONE $12,011 $0 $12,011
Normandy Capital Management LLC Investment advisory (participants), Direct payment from the plan NONE $11,732 $0 $11,732
Mariner LLC Investment advisory (participants), Direct payment from the plan NONE $11,495 $0 $11,495
Bellingham Capital Management Investment advisory (participants), Direct payment from the plan NONE $11,401 $0 $11,401
Cornerstone Asset Mgmnt Investment advisory (participants), Direct payment from the plan NONE $10,895 $0 $10,895
Northstar Investment Advisors Investment advisory (participants), Direct payment from the plan NONE $10,853 $0 $10,853
Absolute Capital Management Ll Investment advisory (participants), Direct payment from the plan NONE $10,830 $0 $10,830
Karpinski Financial LLC Investment advisory (participants), Direct payment from the plan NONE $10,753 $0 $10,753
Vomund Investment Mgmt LLC Investment advisory (participants), Direct payment from the plan NONE $10,700 $0 $10,700
J L Bainbridge & Company Inc Investment advisory (participants), Direct payment from the plan NONE $10,674 $0 $10,674
Brasada Capital Management Lp Investment advisory (participants), Direct payment from the plan NONE $10,651 $0 $10,651
Ciccarelli Advisory Services I Investment advisory (participants), Direct payment from the plan NONE $10,264 $0 $10,264
Private Wealth Partners LLC Investment advisory (participants), Direct payment from the plan NONE $10,196 $0 $10,196
Sageview Advisory Group LLC Investment advisory (participants), Direct payment from the plan NONE $10,134 $0 $10,134
Hedeker Wealth Management Grou Investment advisory (participants), Direct payment from the plan NONE $9,975 $0 $9,975
Kcr Wealth Management LLC Investment advisory (participants), Direct payment from the plan NONE $9,955 $0 $9,955
Moneta Group Investment Adv Ll Investment advisory (participants), Direct payment from the plan NONE $9,943 $0 $9,943
Cookson Peirce & Co Inc Investment advisory (participants), Direct payment from the plan NONE $9,895 $0 $9,895
Mpi Investment Management Inc Investment advisory (participants), Direct payment from the plan NONE $9,854 $0 $9,854
Highlander Wealth Services LLC Investment advisory (participants), Direct payment from the plan NONE $9,846 $0 $9,846
Alpine Wealth Advisors LLC Investment advisory (participants), Direct payment from the plan NONE $9,818 $0 $9,818
Peak Capital Management LLC Investment advisory (participants), Direct payment from the plan NONE $9,573 $0 $9,573
The Capital Managment Corporat Investment advisory (participants), Direct payment from the plan NONE $9,482 $0 $9,482
Argi Investment Services LLC Investment advisory (participants), Direct payment from the plan NONE $9,425 $0 $9,425
Private Management Group Inc Investment advisory (participants), Direct payment from the plan NONE $9,383 $0 $9,383
Palisade Asset Mgmt LLC Investment advisory (participants), Direct payment from the plan NONE $9,160 $0 $9,160
Front Row Advisors LLC Investment advisory (participants), Direct payment from the plan NONE $9,045 $0 $9,045
Hart Capital Management Inc Investment advisory (participants), Direct payment from the plan NONE $9,036 $0 $9,036
Benjamin F Edwards and Co Inc Investment management, Direct payment from the plan NONE $8,949 $0 $8,949
Sentinel Wealth Management Inc Investment advisory (participants), Direct payment from the plan NONE $8,919 $0 $8,919
Kovitz Investment Group Partne Investment advisory (participants), Direct payment from the plan NONE $8,666 $0 $8,666
Summit Global Investments LLC Investment advisory (participants), Direct payment from the plan NONE $8,604 $0 $8,604
Strategic Wealth Management Gr Investment advisory (participants), Direct payment from the plan NONE $8,601 $0 $8,601
Ahc Advisors Inc Investment advisory (participants), Direct payment from the plan NONE $8,453 $0 $8,453
Steven Rzucidlo Dba Investment advisory (participants), Direct payment from the plan NONE $8,421 $0 $8,421
Buckingham Strategic Partners Investment advisory (participants), Direct payment from the plan NONE $8,417 $0 $8,417
Financial Synergies Wealth Adv Investment advisory (participants), Direct payment from the plan NONE $8,311 $0 $8,311
Altium Wealth Management LLC Investment advisory (participants), Direct payment from the plan NONE $8,052 $0 $8,052
Brooks Hughes & Jones Inc Investment advisory (participants), Direct payment from the plan NONE $7,997 $0 $7,997
Advisory Services Network LLC Investment advisory (participants), Direct payment from the plan NONE $7,931 $0 $7,931
H C Financial Advisors Inc Investment advisory (participants), Direct payment from the plan NONE $7,886 $0 $7,886
Reilly Financial Advisors LLC Investment advisory (participants), Direct payment from the plan NONE $7,694 $0 $7,694
Stonemark Wealth Mgmt Investment advisory (participants), Direct payment from the plan NONE $7,574 $0 $7,574
Cadaret Grant & Co Inc Investment advisory (participants), Direct payment from the plan NONE $7,496 $0 $7,496
Woodlands Asset Management Inc Investment advisory (participants), Direct payment from the plan NONE $7,495 $0 $7,495
Curtis Advisory Group LLC Investment advisory (participants), Direct payment from the plan NONE $7,421 $0 $7,421
Stearns Financial Services Investment advisory (participants), Direct payment from the plan NONE $7,385 $0 $7,385
Carlton Hofferkamp and Jenks W Investment advisory (participants), Direct payment from the plan NONE $7,173 $0 $7,173
Kestra Advisory Services LLC Investment advisory (participants), Direct payment from the plan NONE $7,144 $0 $7,144
Webb Financial Group LLC Investment advisory (participants), Direct payment from the plan NONE $7,119 $0 $7,119
Rc Peck, II Investment advisory (participants), Direct payment from the plan NONE $7,009 $0 $7,009
Northcoast Asset Management Ll Investment advisory (participants), Direct payment from the plan NONE $6,983 $0 $6,983
Sta Wealth Management LLC Investment advisory (participants), Direct payment from the plan NONE $6,920 $0 $6,920
Guardian Wealth Strategies LLC Investment advisory (participants), Direct payment from the plan NONE $6,828 $0 $6,828
Hc Advisors LLC Investment advisory (participants), Direct payment from the plan NONE $6,710 $0 $6,710
Vista Wealth Management Group, Investment advisory (participants), Direct payment from the plan NONE $6,708 $0 $6,708
Rj Capital LLC Investment advisory (participants), Direct payment from the plan NONE $6,693 $0 $6,693
Lifesteps Financial Inc Investment advisory (participants), Direct payment from the plan NONE $6,585 $0 $6,585
Moisand Fitzgerald Tamayo LLC Investment advisory (participants), Direct payment from the plan NONE $6,544 $0 $6,544
Hines & Warner Wealth Manageme Investment advisory (participants), Direct payment from the plan NONE $6,393 $0 $6,393
Strategic Investment Solutions Investment advisory (participants), Direct payment from the plan NONE $6,362 $0 $6,362
Marathon Investment Management Investment advisory (participants), Direct payment from the plan NONE $6,218 $0 $6,218
Sonora Investment Management L Investment advisory (participants), Direct payment from the plan NONE $6,076 $0 $6,076
Halter Ferguson Financial Inc Investment advisory (participants), Direct payment from the plan NONE $6,054 $0 $6,054
Investor Solutions Inc Investment advisory (participants), Direct payment from the plan NONE $6,019 $0 $6,019
The Dala Group LLC Investment advisory (participants), Direct payment from the plan NONE $5,856 $0 $5,856
Worthpointe LLC Investment advisory (participants), Direct payment from the plan NONE $5,639 $0 $5,639
Kozak & Associates Inc Investment advisory (participants), Direct payment from the plan NONE $5,511 $0 $5,511
Private Capital Group LLC Investment advisory (participants), Direct payment from the plan NONE $5,432 $0 $5,432
Lrj Wealth Management LLC Investment advisory (participants), Direct payment from the plan NONE $5,419 $0 $5,419
Curran Wealth Management Investment advisory (participants), Direct payment from the plan NONE $5,259 $0 $5,259
Winans International Investment advisory (participants), Direct payment from the plan NONE $5,211 $0 $5,211
Total $18,618,640 $418 $18,619,058

Indirect Compensation

Name Source of Indirect Compensation* Nature of Service Description of Indirect Compensation Indirect Compensation Paid by Plan
Charles Schwab & Co Inc and Affil See Attachment Shareholder servicing fees See Attachment $0
*As outlined by the Form 5500 Instructions for service providers with indirect compensation.

Service Providers Who Fail or Refuse to Provide Information

There are no service providers who failed or refused to provide information.

Termination Information on Accountants and Enrolled Actuaries

There is no termination information for this plan.

Investments

Investments

Name of Investment Investment Manager Type of Investment Dollar Value
Vanguard Total Stock Market Index Vanguard Fiduciary Trust Company DFE: Common/Collective Trust $904,848,382
Pimco Diversified Real Asset Collec Sei Trust Company DFE: Common/Collective Trust $28,824,402
Total $933,672,784

Insurance Information

Insurance Information

There are no insurance carriers listed for this plan.