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FORM 5500 DATA

BMC Software, Inc. Savings and Investment Plan

Overview

Plan Information

  • Plan Year01/01/2017 — 12/31/2017
  • Date of Plan06/01/1984
  • Net Assets as of 12/31/2017 $845,376,907
  • Plan Number1
  • Plan Type Single Employer
  • Is the plan collectively bargained? No
  • Did the plan file for an extension of time or the DFVC Program?Yes
  • Plan Funding Arrangement Trust
  • Plan Benefit Arrangement Trust

Participant Information as of 12/31/2017

  • Active (Eligible) Participants2,191
  • Retired or separated participants receiving benefits20
  • Other retired or separated participants entitled to future benefits1,518
  • Subtotal3,729
  • Deceased participants whose beneficiaries are receiving or are entitled to receive benefits0
  • Total3,729
  • Total number of participants as of 01/01/20173,887
  • Number of participants with account balances3,574
  • Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested56

Expenses

  • Total Benefit Payments$0
  • Corrective Distributions$0
  • Administrative Service Providers$0
  • Other Expenses$0
  • Total Expenses$0
  • Total Transfers$0

Sponsor Information

  • Address2103 Citywest Blvd
  • CityHouston
  • StateTX
  • Zip77042
  • Telephone(713) 918-8800
  • EIN74-2126120
  • Industry Code541519
  • Named AdministratorLynn Moffett

Audit Information

  • Audit StatusAudited
  • AuditorCohnreznick LLP
  • Auditor EIN22-1478099
  • Audit Opinion Disclaimer
  • Audit TypeLimited Scope Audit

Benefits Provided Under the Plan

Code Benefit Description
2E Profit-sharing A defined contribution plan that allows employer discretionary contributions. These plans often contain a 401(k) feature.
2F ERISA section 404(c) Plan This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
2G Total participant-directed account plan Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J Code section 401(k) feature A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
2K Code section 401(m) arrangement Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contributions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
2R Brokerage Window Participant-directed brokerage accounts provided as an investment option under the plan.
2T Participant-directed Account Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

Questions and Answers

Question Answer Amount
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? No
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. No
Were any leases to which the plan was a party in default or classified during the year as uncollectible? No
Were there any nonexempt transactions with any party-in-interest? No
Was this plan covered by a fidelity bond? Yes $15,000,000
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? No
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan have assets held for investment? Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? Yes
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? No
Has the plan failed to provide any benefit when due under the plan? No
If this is an individual account plan, was there a blackout period? No
If there was a blackout period, have you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3? No

Financials

Income and Expense Statement

Income $182,625,315
Contributions $47,133,295
Cash Contributions $47,133,295
Cash from Employers $13,843,499
Cash from Participants $29,492,737
Others (including rollovers) $3,797,059
Noncash Contributions $0
Total Earnings on Investments $135,492,020
Total Interest $810,115
Interest-Bearing Cash $434,443
U.S. Government Securities $0
Corporate Debt Instruments $42,174
Loans (other than to participants) $0
Participant Loans $333,498
Interest from Other Investments $0
Total Dividends $30,733,923
Preferred Stock $9,253
Common Stock $150,789
Rents $0
Net gain (loss) on sale of assets $925,301
Aggregate Proceeds $33,170,758
Aggregate Carrying Amount $32,245,457
Total Unrealized Appreciation (depreciation) of assets $1,221,503
Real Estate $0
Other $1,221,503
Net investment gain (loss) from common/collective trusts $0
Net investment gain (loss) from pooled separate accounts $0
Net investment gain (loss) from master trust investment accounts $0
Net investment gain (loss) from 103-12 investment entities $0
Net investment gain (loss) from registered investment companies $101,801,178
Other Income $0
Expenses $59,253,512
Total Benefit Payments $59,026,634
Directly to participants or beneficiaries, including direct rollovers $59,026,634
To insurance carriers for the provision of benefits $0
Other Benefit Payment Fees $0
Corrective Distributions $21,780
Certain deemed distributions of participant loans $14,311
Interest expense $0
Total Administrative Expenses $190,787
Professional Fees $0
Contract Administrator Fees $0
Investment Advisory and management fees $209,954
Other Administrative Fees $-19,167
Net Income $123,371,803
Transfers of Assets to this Plan $0
Transfers of Assets from this Plan $0

Asset and Liability Statement

12/31/2017 12/31/2016 Change YOY
Total Assets $845,376,911 $722,005,147 17.09%
Total noninterest-bearing cash $24,422 $23,937 2.03%
Receivables $0 $0 0.0%
Employer Contributions $0 $0 0.0%
Participant Contributions $0 $0 0.0%
Other Contributions $0 $0 0.0%
General Investments $55,884,513 $59,745,980 -6.46%
Interest-bearing cash $55,634,999 $59,496,159 -6.49%
U.S. Government Securities $249,514 $249,821 -0.12%
Corporate Debt Instruments $743,313 $715,497 3.89%
Preferred $0 $0 0.0%
All Other $743,313 $715,497 3.89%
Corporate Stocks $12,922,178 $12,779,284 1.12%
Preferred $138,076 $196,467 -29.72%
Common $12,784,102 $12,582,817 1.60%
Partnership/joint venture interests $0 $0 0.0%
Real estate (other than employer real property) $0 $0 0.0%
Loans (other than to participants) $0 $0 0.0%
Participants Loans $7,204,845 $7,320,454 -1.58%
Value of interest in common/collective trusts $0 $0 0.0%
Value of interest in pooled separate accounts $0 $0 0.0%
Value of interest in master trust investment accounts $0 $0 0.0%
Value of interest in 103-12 investment entities $0 $0 0.0%
Value of interest in registered investment companies $768,552,163 $641,376,320 19.83%
Value of funds held in insurance co. general account $0 $0 0.0%
Other Investments $45,477 $43,675 4.13%
Employer-related Investments $0 $0 0.0%
Employer Securities $0 $0 0.0%
Employer Real Property $0 $0 0.0%
Buildings and other property used in plan operation $0 $0 0.0%
Total Liabilities $4 $43 -90.70%
Benefit Claims Payable (1) $0 $0 0.0%
Operating Payables (1) $0 $0 0.0%
Acquisition Indebtedness (1) $0 $0 0.0%
Other liabilities (1) $4 $43 -90.70%
Net Assets $845,376,907 $722,005,104 17.09%

Service Providers

Persons Receiving Only Eligible Indirect Compensation

  • Fidelity Investments Institutional

Other Service Providers Receiving Direct or Indirect Compensation

Name Nature of Service Relationship to Plan Sponsor Direct Compensation Paid by Plan Indirect Compensation Paid by Plan Total Compensation
Strategic Advisors, Inc. Investment advisory (plan) Advisor $209,954 $0 $209,954
Pavilion Advisory Group Inc. Investment advisory (plan) Investment Advisor $107,488 $0 $107,488
Simply Connect Consulting Consulting (general) Consultant $64,000 $0 $64,000
Morris, Manning & Martin, LLP Legal Attorney/Legal $24,478 $0 $24,478
Cohnreznick LLP Accounting (including auditing) Accountant/Auditor $20,000 $0 $20,000
Fidelity Investments Institutional Participant loan processing, Sub-transfer agency fees, Recordkeeping fees, Account maintenance fees, Securities brokerage commissions and fees Recordkeeper $-195,531 $0 $-195,531
Total $230,389 $0 $230,389

Indirect Compensation

Name Source of Indirect Compensation* Nature of Service Description of Indirect Compensation Indirect Compensation Paid by Plan
Fidelity Investments Institutional William Blair Macro Alloction Fund Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Thompson Bond Fund Sub-transfer agency fees 0.25% $0
Fidelity Investments Institutional Sit Us Govt Secs Sub-transfer agency fees 0.35% $0
Fidelity Investments Institutional Salient Mlp & Energy Infrastructure Sub-transfer agency fees 0.10% $0
Fidelity Investments Institutional Rydex Energy Investor Class Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional The Osterweis Strategic Income Fd Sub-transfer agency fees 0.08% $0
Fidelity Investments Institutional Akre Focus Fund Retail Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Principal Global Diversified Inc In Sub-transfer agency fees 0.10% $0
Fidelity Investments Institutional T Rowe Price Global Technology Sub-transfer agency fees 0.15% $0
Fidelity Investments Institutional Pioneer Strategic Income Fd Cl Y Sub-transfer agency fees 0.15% $0
Fidelity Investments Institutional Pimco Unconstrained Bond Fund Cl D Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Pimco Income Fund Cl D Sub-transfer agency fees 0.38% $0
Fidelity Investments Institutional Pimco Real Estate Real Return Strat Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Pimco All Asset All Authority Cl D Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Pimco Investment Grade Corp Bond Cl Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Permanent Portfolio Sub-transfer agency fees 0.38% $0
Fidelity Investments Institutional Pear Tree Polaris Frgn Val Sm Cap O Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Parnassus Core Equity Investor Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Parnassus Mid Cap Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Parnassus Endeavor Fund Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Altegris Aaca Opport Real Estate Fd Sub-transfer agency fees 0.10% $0
Fidelity Investments Institutional Altegris Futures Evolution Cl I Sub-transfer agency fees 0.10% $0
Fidelity Investments Institutional Matthews Asia Dividend Fund Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Jpmorgan Advantage Fd Class I Sub-transfer agency fees 0.15% $0
Fidelity Investments Institutional Janus Henderson Glblequity Income T Sub-transfer agency fees 0.35% $0
Fidelity Investments Institutional Janus Henderson Triton T Sub-transfer agency fees 0.35% $0
Fidelity Investments Institutional Icon Energy Cl S Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Oakmark Intl Investor Cl Sub-transfer agency fees 0.35% $0
Fidelity Investments Institutional Harbor Capital Appreciation Inv Cl Sub-transfer agency fees 0.35% $0
Fidelity Investments Institutional Guinness Atkinson Global Energy Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional American Growth Fundof America Clas Sub-transfer agency fees $18.00 $0
Fidelity Investments Institutional Goldman Sachs Intl Sm Cap Insights Sub-transfer agency fees 0.10% $0
Fidelity Investments Institutional Glenmede Large Cap Growth Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Grandeur Peak Glbl Reach Fd Investo Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Seafarer Overseas Growth & Income I Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Fmi International Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Fmi Large Cap Fund Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Cohen & Steers Gl Infrastructure Cl Sub-transfer agency fees 0.10% $0
Fidelity Investments Institutional Carillon Scout Mid Cap Fund Cl I Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Carillon Scout International Cl I Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Brown Advisory Smallcap Fundmntl Va Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Boston Trust Small Cap Fund Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Baron Small Cap Fd Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Artisan Global Value Fd Invt Shares Sub-transfer agency fees 0.39% $0
Fidelity Investments Institutional Artisan Internatl Investor Class Sub-transfer agency fees 0.39% $0
Fidelity Investments Institutional American Mutual Fundclass F1 Sub-transfer agency fees 0.37% $0
Fidelity Investments Institutional American 2050 Targetdate Retirement Sub-transfer agency fees $18.00 $0
Fidelity Investments Institutional American Century Midcap Value Inv S Sub-transfer agency fees 0.35% $0
Fidelity Investments Institutional American Century Equity Income Inv Sub-transfer agency fees 0.35% $0
Fidelity Investments Institutional American Beacon Gl Ev Frt Mrkt Inc Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional American Beacon Snd Pt Flt Rt Inc Y Sub-transfer agency fees 0.15% $0
Fidelity Investments Institutional American Beacon Large Cap Investor Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Aqr Large Cap Defensive Style Cl N Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Aqr Equity Market Neutral Fd Cl I Sub-transfer agency fees 0.10% $0
Fidelity Investments Institutional Amg Yacktman Focused N Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Amg Managers Skylinespecial Equitie Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Amg Managers Center Square Real Est Sub-transfer agency fees 0.40% $0
Fidelity Investments Institutional Bp Sm Cap Val II Is - U.S. Bancorp Sub-transfer agency fees 0.15% $0
Fidelity Investments Institutional Htfd Intl Sm Co Y - Hartford Admin Sub-transfer agency fees 0.15% $0
Fidelity Investments Institutional Htfd World Bond Y - Hartford Admin Sub-transfer agency fees 0.10% $0
Fidelity Investments Institutional Jh Dscpl Val Intl I - John Hancock Sub-transfer agency fees 0.10% $0
Fidelity Investments Institutional Oakmark Fund Inv - Dst Asset Manag Sub-transfer agency fees 0.35% $0
Fidelity Investments Institutional Trp Mid Cap Growth - T. Rowe Price Sub-transfer agency fees 0.15% $0
*As outlined by the Form 5500 Instructions for service providers with indirect compensation.

Service Providers Who Fail or Refuse to Provide Information

There are no service providers who failed or refused to provide information.

Termination Information on Accountants and Enrolled Actuaries

There is no termination information for this plan.

Investments

Investments

No investments information available for this plan.

Insurance Information

Insurance Information

There are no insurance carriers listed for this plan.