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FORM 5500 DATA

A.T. Kearney, Inc. 401k and Profit Sharing Retirement Plan

Overview

Plan Information

  • Plan Year01/01/2018 — 12/31/2018
  • Date of Plan01/01/2005
  • Net Assets as of 12/31/2018 $377,622,384
  • Plan Number2
  • Plan Type Single Employer
  • Is the plan collectively bargained? No
  • Did the plan file for an extension of time or the DFVC Program?Yes
  • Plan Funding Arrangement Trust
  • Plan Benefit Arrangement Trust

Participant Information as of 12/31/2018

  • Active (Eligible) Participants929
  • Retired or separated participants receiving benefits3
  • Other retired or separated participants entitled to future benefits1,217
  • Subtotal2,149
  • Deceased participants whose beneficiaries are receiving or are entitled to receive benefits2
  • Total2,151
  • Total number of participants as of 01/01/20182,108
  • Number of participants with account balances2,093
  • Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested137

Expenses

  • Total Benefit Payments$0
  • Corrective Distributions$0
  • Administrative Service Providers$0
  • Other Expenses$0
  • Total Expenses$0
  • Total Transfers$0

Sponsor Information

  • Address227 West Monroe Street
  • CityChicago
  • StateIL
  • Zip60606-5312
  • Telephone(312) 648-0111
  • EIN75-2608565
  • Industry Code541600
  • Named AdministratorTodd Bolhouse
  • Named Plan SponsorRobert Kozub

Plan Administrator Information

  • Administrator NameA.T. Kearney, Inc. Benefits Administration Committee
  • Address227 West Monroe Street
  • CityChicago
  • StateIL
  • Zip60606-5312
  • Telephone(312) 223-6560
  • Administrator EIN75-2608565

Audit Information

  • Audit StatusAudited
  • AuditorCrowe LLP
  • Auditor EIN35-0921680
  • Audit Opinion Disclaimer
  • Audit TypeLimited Scope Audit

Benefits Provided Under the Plan

Code Benefit Description
2E Profit-sharing A defined contribution plan that allows employer discretionary contributions. These plans often contain a 401(k) feature.
2F ERISA section 404(c) Plan This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
2G Total participant-directed account plan Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J Code section 401(k) feature A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
2K Code section 401(m) arrangement Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contributions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
2S Automatic Enrollment Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
3H Controlled Group Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

Questions and Answers

Question Answer Amount
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? No
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. No
Were any leases to which the plan was a party in default or classified during the year as uncollectible? No
Were there any nonexempt transactions with any party-in-interest? No
Was this plan covered by a fidelity bond? Yes $10,000,000
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? No
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan have assets held for investment? Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? No
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? No
Has the plan failed to provide any benefit when due under the plan? No
If this is an individual account plan, was there a blackout period? Yes
If there was a blackout period, have you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3? Yes

Financials

Income and Expense Statement

Income $4,028,588
Contributions $26,297,295
Cash Contributions $26,297,295
Cash from Employers $15,344,293
Cash from Participants $10,313,065
Others (including rollovers) $639,937
Noncash Contributions $0
Total Earnings on Investments $-22,268,707
Total Interest $241,769
Interest-Bearing Cash $119,788
U.S. Government Securities $0
Corporate Debt Instruments $0
Loans (other than to participants) $0
Participant Loans $121,981
Interest from Other Investments $0
Total Dividends $8,200,129
Preferred Stock $0
Common Stock $0
Rents $0
Net gain (loss) on sale of assets $0
Aggregate Proceeds $0
Aggregate Carrying Amount $0
Total Unrealized Appreciation (depreciation) of assets $0
Real Estate $0
Other $0
Net investment gain (loss) from common/collective trusts $11,653,268
Net investment gain (loss) from pooled separate accounts $0
Net investment gain (loss) from master trust investment accounts $0
Net investment gain (loss) from 103-12 investment entities $0
Net investment gain (loss) from registered investment companies $-42,363,873
Other Income $0
Expenses $28,834,791
Total Benefit Payments $28,829,371
Directly to participants or beneficiaries, including direct rollovers $28,829,371
To insurance carriers for the provision of benefits $0
Other Benefit Payment Fees $0
Corrective Distributions $0
Certain deemed distributions of participant loans $0
Interest expense $0
Total Administrative Expenses $5,420
Professional Fees $0
Contract Administrator Fees $5,420
Investment Advisory and management fees $0
Other Administrative Fees $0
Net Income $-24,806,203
Transfers of Assets to this Plan $0
Transfers of Assets from this Plan $0

Asset and Liability Statement

12/31/2018 12/31/2017 Change YOY
Total Assets $377,622,384 $402,428,587 -6.16%
Total noninterest-bearing cash $0 $0 0.0%
Receivables $13,489,546 $14,245,505 -5.31%
Employer Contributions $13,489,546 $14,245,505 -5.31%
Participant Contributions $0 $0 0.0%
Other Contributions $0 $0 0.0%
General Investments $6,453,963 $4,002,843 61.23%
Interest-bearing cash $6,453,963 $4,002,843 61.23%
U.S. Government Securities $0 $0 0.0%
Corporate Debt Instruments $0 $0 0.0%
Preferred $0 $0 0.0%
All Other $0 $0 0.0%
Corporate Stocks $0 $0 0.0%
Preferred $0 $0 0.0%
Common $0 $0 0.0%
Partnership/joint venture interests $0 $0 0.0%
Real estate (other than employer real property) $0 $0 0.0%
Loans (other than to participants) $0 $0 0.0%
Participants Loans $2,061,906 $2,268,051 -9.09%
Value of interest in common/collective trusts $204,941,454 $194,889,432 5.16%
Value of interest in pooled separate accounts $0 $0 0.0%
Value of interest in master trust investment accounts $0 $0 0.0%
Value of interest in 103-12 investment entities $0 $0 0.0%
Value of interest in registered investment companies $150,675,515 $187,022,756 -19.43%
Value of funds held in insurance co. general account $0 $0 0.0%
Other Investments $0 $0 0.0%
Employer-related Investments $0 $0 0.0%
Employer Securities $0 $0 0.0%
Employer Real Property $0 $0 0.0%
Buildings and other property used in plan operation $0 $0 0.0%
Total Liabilities $0 $0 0.0%
Benefit Claims Payable (1) $0 $0 0.0%
Operating Payables (1) $0 $0 0.0%
Acquisition Indebtedness (1) $0 $0 0.0%
Other liabilities (1) $0 $0 0.0%
Net Assets $377,622,384 $402,428,587 -6.16%

Service Providers

Persons Receiving Only Eligible Indirect Compensation

There is no information on eligible indirect compensation for this plan.

Other Service Providers Receiving Direct or Indirect Compensation

Name Nature of Service Relationship to Plan Sponsor Direct Compensation Paid by Plan Indirect Compensation Paid by Plan Total Compensation
T. Rowe Price Participant loan processing, Account maintenance fees, Sub-transfer agency fees, Recordkeeping fees NONE $5,420 $0 $5,420
Total $5,420 $0 $5,420

Indirect Compensation

There are no service providers with indirect compensation listed for this plan.

Service Providers Who Fail or Refuse to Provide Information

There are no service providers who failed or refused to provide information.

Termination Information on Accountants and Enrolled Actuaries

There is no termination information for this plan.

Investments

Investments

Name of Investment Investment Manager Type of Investment Dollar Value
Stable Value Fund T. Rowe Price Trust Company DFE: Common/Collective Trust $30,246,992
Winslow Large Cap Growth Fund Nuveen/Sei Trust Company DFE: Common/Collective Trust $19,544,852
Retirement 2035 Trust T. Rowe Price Trust Company DFE: Common/Collective Trust $18,294,338
Retirement 2050 Trust T. Rowe Price Trust Company DFE: Common/Collective Trust $18,098,150
Retirement 2040 Trust T. Rowe Price Trust Company DFE: Common/Collective Trust $17,312,367
Retirement 2045 Trust T. Rowe Price Trust Company DFE: Common/Collective Trust $16,333,343
Retirement 2030 Trust T. Rowe Price Trust Company DFE: Common/Collective Trust $12,562,241
Retirement 2025 Trust T. Rowe Price Trust Company DFE: Common/Collective Trust $11,699,368
Equity Income Trust T. Rowe Price Trust Company DFE: Common/Collective Trust $11,053,171
Prudential Core Plus Bond Fund Prudential Trust Company DFE: Common/Collective Trust $10,551,784
Wtc-Cif Mid-Cap Opp Series 1 Wellington Trust Company, Na DFE: Common/Collective Trust $10,461,866
Retirement 2055 Trust T. Rowe Price Trust Company DFE: Common/Collective Trust $8,274,221
Kar Collective Inv Trust Sei Trust Company DFE: Common/Collective Trust $7,220,011
Retirement 2015 Trust T. Rowe Price Trust Company DFE: Common/Collective Trust $4,803,154
Retirement 2020 Trust T. Rowe Price Trust Company DFE: Common/Collective Trust $3,707,248
Retirement 2060 Trust T. Rowe Price Trust Company DFE: Common/Collective Trust $2,041,190
Retirement 2010 Trust T. Rowe Price Trust Company DFE: Common/Collective Trust $1,292,632
Retirement Balanced Trust T. Rowe Price Trust Company DFE: Common/Collective Trust $1,054,765
Retirement 2005 Trust T. Rowe Price Trust Company DFE: Common/Collective Trust $389,761
Total $204,941,454

Insurance Information

Insurance Information

There are no insurance carriers listed for this plan.