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Overview

Plan Information

  • Plan Year04/01/2007 — 03/31/2008
  • Date of Plan04/01/1981
  • Net Assets as of 03/31/2008 $12,720,200
  • Plan Number2
  • Plan Type Single Employer
  • Is the plan collectively bargained? No
  • Did the plan file for an extension of time or the DFVC Program? No
  • Report Description This is an amended report.
  • Plan Funding ArrangementInsurance Trust
  • Plan Benefit ArrangementInsurance Trust

Participant Information as of 03/31/2008

  • Active (Eligible) Participants158
  • Retired or separated participants receiving benefits0
  • Other retired or separated participants entitled to future benefits217
  • Subtotal375
  • Deceased participants whose beneficiaries are receiving or are entitled to receive benefits0
  • Total375
  • Total number of participants as of 04/01/2007369
  • Number of participants with account balances328
  • Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested35
  • Number of participants required to be reported on Schedule SSA107

Expenses

  • Total Benefit Payments$0
  • Corrective Distributions$0
  • Administrative Service Providers$0
  • Other Expenses$0
  • Total Expenses$0
  • Total Transfers$0

Sponsor Information

  • Address7011 Stewart & Gray Road
  • CityDowney
  • StateCA
  • Zip90241-4347
  • Telephone(562) 927-5511
  • EIN95-2544578
  • Industry Code311500

Plan Administrator Information

  • Administrator NameSAME
  • Administrator EIN

Audit Information

  • Audit StatusAudited
  • AuditorMiller, Kaplan, Arase & Co, LLP
  • Auditor EIN95-2036255
  • Audit OpinionUnqualified
  • Audit Type Full Audit

Benefits Provided Under the Plan

Code Benefit Description
2E Profit-sharing A defined contribution plan that allows employer discretionary contributions. These plans often contain a 401(k) feature.
2H Partial participant-directed account plan Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J Code section 401(k) feature A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
2K Code section 401(m) arrangement Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contributions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.

Questions and Answers

Question Answer Amount
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? No
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. No
Were any leases to which the plan was a party in default or classified during the year as uncollectible? No
Were there any nonexempt transactions with any party-in-interest? No
Was this plan covered by a fidelity bond? Yes $500,000
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? No
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan have assets held for investment? Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? No
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? No

Financials

Income and Expense Statement

Income $1,682,225
Contributions $457,278
Cash Contributions $457,278
Cash from Employers $115,269
Cash from Participants $335,296
Others (including rollovers) $6,713
Noncash Contributions $0
Total Earnings on Investments $1,224,947
Total Interest $165,284
Interest-Bearing Cash $160,903
U.S. Government Securities $0
Corporate Debt Instruments $0
Loans (other than to participants) $0
Participant Loans $4,381
Interest from Other Investments $0
Total Dividends $0
Preferred Stock $0
Common Stock $0
Rents $0
Net gain (loss) on sale of assets $0
Aggregate Proceeds $0
Aggregate Carrying Amount $0
Total Unrealized Appreciation (depreciation) of assets $1,182,320
Real Estate $0
Other $1,182,320
Net investment gain (loss) from common/collective trusts $0
Net investment gain (loss) from pooled separate accounts $0
Net investment gain (loss) from master trust investment accounts $0
Net investment gain (loss) from 103-12 investment entities $0
Net investment gain (loss) from registered investment companies $-122,657
Other Income $0
Expenses $1,676,773
Total Benefit Payments $1,642,555
Directly to participants or beneficiaries, including direct rollovers $1,642,555
To insurance carriers for the provision of benefits $0
Other Benefit Payment Fees $0
Corrective Distributions $0
Certain deemed distributions of participant loans $0
Interest expense $0
Total Administrative Expenses $34,218
Professional Fees $400
Contract Administrator Fees $22,389
Investment Advisory and management fees $10,177
Other Administrative Fees $1,252
Net Income $5,452
Transfers of Assets to this Plan $0
Transfers of Assets from this Plan $0

Asset and Liability Statement

03/31/2008 03/31/2007 Change YOY
Total Assets $13,031,604 $12,714,748 2.49%
Total noninterest-bearing cash $0 $0 0.0%
Receivables $330 $286,523 -99.88%
Employer Contributions $330 $281,323 -99.88%
Participant Contributions $0 $0 0.0%
Other Contributions $0 $5,200 -100.00%
General Investments $120,936 $199,838 -39.48%
Interest-bearing cash $120,936 $199,838 -39.48%
U.S. Government Securities $0 $0 0.0%
Corporate Debt Instruments $0 $0 0.0%
Preferred $0 $0 0.0%
All Other $0 $0 0.0%
Corporate Stocks $9,460,124 $9,041,158 4.63%
Preferred $0 $0 0.0%
Common $9,460,124 $9,041,158 4.63%
Partnership/joint venture interests $0 $0 0.0%
Real estate (other than employer real property) $0 $0 0.0%
Loans (other than to participants) $774,849 $765,331 1.24%
Participants Loans $53,910 $29,839 80.67%
Value of interest in common/collective trusts $0 $0 0.0%
Value of interest in pooled separate accounts $0 $0 0.0%
Value of interest in master trust investment accounts $0 $0 0.0%
Value of interest in 103-12 investment entities $0 $0 0.0%
Value of interest in registered investment companies $2,588,676 $2,359,681 9.70%
Value of funds held in insurance co. general account $32,779 $32,378 1.24%
Other Investments $0 $0 0.0%
Employer-related Investments $0 $0 0.0%
Employer Securities $0 $0 0.0%
Employer Real Property $0 $0 0.0%
Buildings and other property used in plan operation $0 $0 0.0%
Total Liabilities $311,404 $0 0.0%
Benefit Claims Payable (1) $307,904 $0 0.0%
Operating Payables (1) $3,500 $0 0.0%
Acquisition Indebtedness (1) $0 $0 0.0%
Other liabilities (1) $0 $0 0.0%
Net Assets $12,720,200 $12,714,748 0.04%

Service Providers

Service Providers

Name Nature of Service Relationship to Plan Sponsor Gross Salary or Allowances Paid by Plan Fees and Commissions Paid by Plan Total Salary/Fees
John Hancock USA Recordkeeping $0 $22,389 $22,389
Total $0 $22,389 $22,389

Investments

Investments

Name of Investment Investment Manager Type of Investment Dollar Value
Lifestyle Growth John Hancock USA DFE: Pooled Separate Account $524,342
Lifestyle Aggressive John Hancock USA DFE: Pooled Separate Account $326,453
Money Market Fund John Hancock USA DFE: Pooled Separate Account $242,339
Franklin Balance Sheet John Hancock USA DFE: Pooled Separate Account $189,684
Oppenheimer Developing Mkt John Hancock USA DFE: Pooled Separate Account $117,772
Lifestyle Moderate John Hancock USA DFE: Pooled Separate Account $88,262
Energy John Hancock USA DFE: Pooled Separate Account $80,042
Lifestyle Balanced John Hancock USA DFE: Pooled Separate Account $78,470
Explorer John Hancock USA DFE: Pooled Separate Account $75,612
Lifestyle Conservative John Hancock USA DFE: Pooled Separate Account $72,902
Jh Dws Mid Cap Growth John Hancock USA DFE: Pooled Separate Account $67,837
Pimco Global Bond John Hancock USA DFE: Pooled Separate Account $60,193
Pimco Real Return John Hancock USA DFE: Pooled Separate Account $58,693
International Value Fund John Hancock USA DFE: Pooled Separate Account $47,073
Lord Abbett Mid Cap Value John Hancock USA DFE: Pooled Separate Account $45,989
T. Rowe Price Blue Chip John Hancock USA DFE: Pooled Separate Account $40,248
Columbia Value & Restructuring John Hancock USA DFE: Pooled Separate Account $38,960
500 Index Fund John Hancock USA DFE: Pooled Separate Account $37,489
Mfs Utilities John Hancock USA DFE: Pooled Separate Account $37,030
Mutual Discovery John Hancock USA DFE: Pooled Separate Account $36,595
T. Rowe Price Equity Inc John Hancock USA DFE: Pooled Separate Account $35,763
Davis New York Venture John Hancock USA DFE: Pooled Separate Account $33,262
T. Rowe Price Sci & Tech John Hancock USA DFE: Pooled Separate Account $29,827
Optimized All Cap Fund John Hancock USA DFE: Pooled Separate Account $22,645
Fidelity Contrafund John Hancock USA DFE: Pooled Separate Account $18,628
Jh Aim Constellation John Hancock USA DFE: Pooled Separate Account $18,623
Europacific Growth Fund John Hancock USA DFE: Pooled Separate Account $13,824
The Growth Fund of America John Hancock USA DFE: Pooled Separate Account $13,510
John Hancock Classic Value John Hancock USA DFE: Pooled Separate Account $13,353
Allianz Rcm Tech Fund John Hancock USA DFE: Pooled Separate Account $13,166
Mutual Beacon John Hancock USA DFE: Pooled Separate Account $12,178
Pimco Total Return John Hancock USA DFE: Pooled Separate Account $10,941
Short-Term Federal John Hancock USA DFE: Pooled Separate Account $7,916
Columbia Marsico Intl Opps John Hancock USA DFE: Pooled Separate Account $7,280
Royce Opportunity John Hancock USA DFE: Pooled Separate Account $6,992
Intl Equity Index Fund John Hancock USA DFE: Pooled Separate Account $6,887
Jennison Growth John Hancock USA DFE: Pooled Separate Account $6,656
Mid Cap Stock Fund John Hancock USA DFE: Pooled Separate Account $6,459
Aim Small Cap Growth John Hancock USA DFE: Pooled Separate Account $6,242
Lm Partners Glb High Yield John Hancock USA DFE: Pooled Separate Account $5,228
Optimized Value Fund John Hancock USA DFE: Pooled Separate Account $5,128
Jh Fidelity Advisor Div Grwth John Hancock USA DFE: Pooled Separate Account $4,985
Templeton World John Hancock USA DFE: Pooled Separate Account $4,064
American Century Vista John Hancock USA DFE: Pooled Separate Account $3,962
Jh Templeton Foreign Small Co John Hancock USA DFE: Pooled Separate Account $3,596
Blackrock Large Value John Hancock USA DFE: Pooled Separate Account $2,398
Emerging Growth Fund John Hancock USA DFE: Pooled Separate Account $2,380
Oppenheimer Global John Hancock USA DFE: Pooled Separate Account $1,731
Quantitative Mid Cap Fund John Hancock USA DFE: Pooled Separate Account $1,583
T. Rowe Price Spectrum Inc John Hancock USA DFE: Pooled Separate Account $1,001
Dws Rreef Real Estate John Hancock USA DFE: Pooled Separate Account $715
Jh Weitz Partners Value John Hancock USA DFE: Pooled Separate Account $650
Franklin Small-Mid Growth John Hancock USA DFE: Pooled Separate Account $413
T. Rowe Price Health Sci John Hancock USA DFE: Pooled Separate Account $376
Davis Financial John Hancock USA DFE: Pooled Separate Account $329
Jh Calamos Growth John Hancock USA DFE: Pooled Separate Account $0
Jh Legg Partners Agg Growth John Hancock USA DFE: Pooled Separate Account $0
Jh American Funds Europacific John Hancock USA DFE: Pooled Separate Account $0
Jh Templeton Foreign John Hancock USA DFE: Pooled Separate Account $0
Jh American Funds Growth Fund John Hancock USA DFE: Pooled Separate Account $0
Total $2,588,676

Insurance Information

Insurance Information

Insurance Carrier Summary Persons Covered
John Hancock Life Insurance Co 187
EIN 01-0233346
Industry Code 65838
Contract Number 61267
Contract Year 04/01/2007 — 03/31/2008
Value in General Account at Year End $32,779
Value in Separate Accounts at Year End $2,588,676
Insurance Fees and Commissions $11,051
Persons Receiving Commissions and Fees
Agent/Broker Organization Code Commissions Paid Fees Paid Purpose of Fees Paid
Ubs Financial Svcs Ins Agency Inc Insurance Agent or Broker $8,759 $0 BROKER COMMISSION
Qualified Benefits 21021 Ventura Blvd., Suite 100 Woodland Hills,, CA 91364 Third Party Administrator $0 $1,735 TPA COMPENSATION
Fund Companies: Dws Scudder Inv., Allianz Glbl, Franklin Templeton, Vanguard Group, Inc., Investment Company/Mutual Fund $0 $557 REDEMPTION FEES
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $32,378
Additions $2,973
Contributions Deposited during the year $1,413
Dividends and credits $0
Interest credited during the year $1,560
Transferred from separate account $0
Other $0
Total of Balance and Additions $35,351
Deductions $2,572
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $256
Transferred to Separate Account $2,316
Other $0
Balance at the end of the current year $32,779