Back to top

Overview

Plan Information

  • Plan Year01/01/2010 — 12/31/2010
  • Date of Plan07/01/1965
  • Net Assets as of 12/31/2010 $8,907,619,949
  • Plan Number2
  • Plan Type Single Employer
  • Is the plan collectively bargained? No
  • Did the plan file for an extension of time or the DFVC Program?Yes
  • Report Description This is an amended report.
  • Plan Funding Arrangement Trust
  • Plan Benefit Arrangement Trust

Participant Information as of 12/31/2010

  • Active (Eligible) Participants37,334
  • Retired or separated participants receiving benefits986
  • Other retired or separated participants entitled to future benefits26,569
  • Subtotal64,889
  • Deceased participants whose beneficiaries are receiving or are entitled to receive benefits302
  • Total65,191
  • Total number of participants as of 01/01/201045,311
  • Number of participants with account balances61,838
  • Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested0

Expenses

  • Total Benefit Payments$0
  • Corrective Distributions$0
  • Administrative Service Providers$0
  • Other Expenses$0
  • Total Expenses$0
  • Total Transfers$0

Sponsor Information

  • Address100 Route 206 North
  • CityPeapack
  • StateNJ
  • Zip07977-0000
  • Telephone(908) 901-1135
  • EIN13-5315170
  • Industry Code325410
  • Named AdministratorRoxanne Lagano
  • Named Plan SponsorRoxanne Lagano

Plan Administrator Information

  • Administrator NameThe Savings Plan Committee
  • Address100 Route 206 North
  • CityPeapack
  • StateNJ
  • Zip07977
  • Telephone(908) 901-8000
  • Administrator EIN13-2875255

Audit Information

  • Audit StatusAudited
  • AuditorKpmg, LLP
  • Auditor EIN13-5565207
  • Audit OpinionUnqualified
  • Audit Type Full Audit

Benefits Provided Under the Plan

Code Benefit Description
2E Profit-sharing A defined contribution plan that allows employer discretionary contributions. These plans often contain a 401(k) feature.
2F ERISA section 404(c) Plan This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
2H Partial participant-directed account plan Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J Code section 401(k) feature A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
2K Code section 401(m) arrangement Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contributions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
2O ESOP other than a leveraged ESOP An Employee Stock Ownership Plan (ESOP) is a type of employee benefit plan designed to invest primarily in employer stock.
3F Leased Employees Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
3H Controlled Group Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

Questions and Answers

Question Answer Amount
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? No
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. No
Were any leases to which the plan was a party in default or classified during the year as uncollectible? No
Were there any nonexempt transactions with any party-in-interest? No
Was this plan covered by a fidelity bond? Yes $25,000,000
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? No
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan have assets held for investment? Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? Yes
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? No
Has the plan failed to provide any benefit when due under the plan? No
If this is an individual account plan, was there a blackout period? No
If there was a blackout period, have you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3? No

Financials

Income and Expense Statement

Income $1,193,721,128
Contributions $452,377,807
Cash Contributions $452,377,807
Cash from Employers $138,073,477
Cash from Participants $314,304,330
Others (including rollovers) $0
Noncash Contributions $0
Total Earnings on Investments $693,038,452
Total Interest $8,527,706
Interest-Bearing Cash $0
U.S. Government Securities $0
Corporate Debt Instruments $0
Loans (other than to participants) $0
Participant Loans $4,666,590
Interest from Other Investments $3,861,116
Total Dividends $53,275,271
Preferred Stock $3,420,071
Common Stock $49,855,200
Rents $0
Net gain (loss) on sale of assets $-11,674,659
Aggregate Proceeds $461,411,322
Aggregate Carrying Amount $473,085,981
Total Unrealized Appreciation (depreciation) of assets $20,733,348
Real Estate $0
Other $20,733,348
Net investment gain (loss) from common/collective trusts $217,107,460
Net investment gain (loss) from pooled separate accounts $0
Net investment gain (loss) from master trust investment accounts $0
Net investment gain (loss) from 103-12 investment entities $0
Net investment gain (loss) from registered investment companies $405,069,326
Other Income $48,304,869
Expenses $741,846,443
Total Benefit Payments $739,306,700
Directly to participants or beneficiaries, including direct rollovers $739,306,700
To insurance carriers for the provision of benefits $0
Other Benefit Payment Fees $0
Corrective Distributions $0
Certain deemed distributions of participant loans $98,939
Interest expense $0
Total Administrative Expenses $2,440,804
Professional Fees $0
Contract Administrator Fees $0
Investment Advisory and management fees $0
Other Administrative Fees $2,440,804
Net Income $451,874,685
Transfers of Assets to this Plan $0
Transfers of Assets from this Plan $0

Asset and Liability Statement

12/31/2010 12/31/2009 Change YOY
Total Assets $8,912,081,807 $5,866,647,573 51.91%
Total noninterest-bearing cash $0 $0 0.0%
Receivables $21,209,638 $12,564,118 68.81%
Employer Contributions $12,294,643 $3,705,477 231.80%
Participant Contributions $4,730,017 $7,924,260 -40.31%
Other Contributions $4,184,978 $934,381 347.89%
General Investments $0 $0 0.0%
Interest-bearing cash $0 $0 0.0%
U.S. Government Securities $0 $0 0.0%
Corporate Debt Instruments $0 $0 0.0%
Preferred $0 $0 0.0%
All Other $0 $0 0.0%
Corporate Stocks $0 $0 0.0%
Preferred $0 $0 0.0%
Common $0 $0 0.0%
Partnership/joint venture interests $0 $0 0.0%
Real estate (other than employer real property) $0 $0 0.0%
Loans (other than to participants) $0 $0 0.0%
Participants Loans $95,264,903 $63,676,273 49.61%
Value of interest in common/collective trusts $2,886,154,257 $2,126,424,644 35.73%
Value of interest in pooled separate accounts $0 $0 0.0%
Value of interest in master trust investment accounts $0 $0 0.0%
Value of interest in 103-12 investment entities $0 $0 0.0%
Value of interest in registered investment companies $2,886,592,831 $1,350,623,665 113.72%
Value of funds held in insurance co. general account $0 $0 0.0%
Other Investments $1,670,717,255 $1,020,486,154 63.72%
Employer-related Investments $1,352,142,923 $1,292,872,719 4.58%
Employer Securities $1,352,142,923 $1,292,872,719 4.58%
Employer Real Property $0 $0 0.0%
Buildings and other property used in plan operation $0 $0 0.0%
Total Liabilities $4,461,858 $2,365,449 88.63%
Benefit Claims Payable (1) $3,696,268 $1,241,631 197.69%
Operating Payables (1) $0 $0 0.0%
Acquisition Indebtedness (1) $0 $0 0.0%
Other liabilities (1) $765,590 $1,123,818 -31.88%
Net Assets $8,907,619,949 $5,864,282,124 51.90%

Service Providers

Persons Receiving Only Eligible Indirect Compensation

  • Pfizer Inc
  • Blackrock
  • Dodge and Cox
  • Easton Vance

Other Service Providers Receiving Direct or Indirect Compensation

Name Nature of Service Relationship to Plan Sponsor Direct Compensation Paid by Plan Indirect Compensation Paid by Plan Total Compensation
Capital Guardian Trust Company Investment management NONE $713,051 $0 $713,051
T Rowe Price Stable Val Asset Mgt Investment management NONE $712,679 $0 $712,679
Northern Trust Company Securities brokerage commissions and fees NONE $144,320 $0 $144,320
Fiioc Recordkeeping fees, Participant loan processing, Account maintenance fees, Securities brokerage commissions and fees NONE $111,189 $0 $111,189
Total $1,681,239 $0 $1,681,239

Indirect Compensation

Name Source of Indirect Compensation* Nature of Service Description of Indirect Compensation Indirect Compensation Paid by Plan
Fiioc Wilshire Target Funds Sub-transfer agency fees Wilshire Large Co Growth Port Invt Cl .40% $0
Fiioc Wintergreen Funds Sub-transfer agency fees Wintergreen Fund .40% $0
Fiioc Yacktman Fund Sub-transfer agency fees Yacktman Focused Fd .40% $0
Fiioc Acadian Asset Management Mutual Fun Sub-transfer agency fees Acadian Emerging Markets Port Instl .40% $0
Fiioc Akre Funds Sub-transfer agency fees Akre Focus Fund Retail .40% $0
Fiioc Alger Funds Sub-transfer agency fees Alger Smid Cap Growth Fund C 0.10% + 12.00 $0
Fiioc Alliancebernstein Advisor Funds Sub-transfer agency fees Alliance Bernstein High Income Advisor 6.00 $0
Fiioc Alliancebernstein Funds Sub-transfer agency fees Alliancebernstein High Income Class C 0.10% + 16.00 $0
Fiioc Alpine Funds Sub-transfer agency fees Alpine International Real Estate Equity Y 12.00 $0
Fiioc Alpine Funds Sub-transfer agency fees Cyclical Advantage Property Y 12.00 $0
Fiioc Alpine Funds Sub-transfer agency fees Alpine Realty Income & Growth Y 12.00 $0
Fiioc Alpine Funds Sub-transfer agency fees Alpine Dynamic Divid Fund 12.00 $0
Fiioc Amana Funds Sub-transfer agency fees Amana Mutual Fund Trust Growth .40% $0
Fiioc Amana Funds Sub-transfer agency fees Amana Mutual Fund Trust Income .40% $0
Fiioc American Beacon Funds Sub-transfer agency fees American Beacon Ret Income & Apprec Inv .40% $0
Fiioc American Beacon Funds Sub-transfer agency fees American Beacon Small Cap Investor .40% $0
Fiioc American Beacon Funds Sub-transfer agency fees American Beacon Intl Equity Investor .40% $0
Fiioc American Beacon Funds Sub-transfer agency fees American Beacon Large Cap Investor .40% $0
Fiioc American Beacon Funds Sub-transfer agency fees American Beacon Real Estate Investor Cl .40% $0
Fiioc American Century Funds Sub-transfer agency fees American Century Government Bond .25% $0
Fiioc American Century Funds Sub-transfer agency fees American Century Inflation Adj Treas .25% $0
Fiioc American Century Funds Sub-transfer agency fees American Century Short Term Govt .25% $0
Fiioc American Century Funds Sub-transfer agency fees Amer Century Zero Coupon 2020 Invt Cl .25% $0
Fiioc American Century Funds Sub-transfer agency fees Amer Century Zero Coupon 2015 Invt Cl .25% $0
Fiioc American Century Funds Sub-transfer agency fees American Cen Infla Protection Bd Inv Cl .25% $0
Fiioc American Century Funds Sub-transfer agency fees American Century Diversified Bond .28% $0
Fiioc American Century Funds Sub-transfer agency fees American Century Utilities .30% $0
Fiioc American Century Funds Sub-transfer agency fees American Century Global Gold .30% $0
Fiioc American Century Funds Sub-transfer agency fees American Century Mid Cap Value Inv Shs .35% $0
Fiioc American Century Funds Sub-transfer agency fees American Century Real Estate .35% $0
Fiioc American Century Funds Sub-transfer agency fees American Century Capital Val Inv Shr .35% $0
Fiioc American Century Funds Sub-transfer agency fees American Century Vista .35% $0
Fiioc American Century Funds Sub-transfer agency fees American Century Heritage .35% $0
Fiioc American Century Funds Sub-transfer agency fees American Century Equity Income .35% $0
Fiioc American Century Funds Sub-transfer agency fees American Century Equity Inc Cl C 0.10% + 6.00 $0
Fiioc American Cl F Funds Sub-transfer agency fees American New World Class F1 0.50% + 10.00 $0
Fiioc American Cl F Funds Sub-transfer agency fees American Europacific Growth Class F1 0.50% + 10.00 $0
Fiioc American Funds Sub-transfer agency fees American Balanced Class A 0.25% + 10.00 $0
Fiioc American Funds Sub-transfer agency fees American New Perspective Class A 0.25% + 10.00 $0
Fiioc American Funds Sub-transfer agency fees American Growth Fund of America Class A 0.25% + 10.00 $0
Fiioc American Funds Sub-transfer agency fees American Europacific Growth Class A 0.25% + 10.00 $0
Fiioc American Funds Sub-transfer agency fees American High Income Trust Class A 0.30% + 10.00 $0
Fiioc American Funds Sub-transfer agency fees American New World Fund Class A 0.30% + 10.00 $0
Fiioc Ameristock Funds Sub-transfer agency fees Ameristock Mutual Fund .35% $0
Fiioc Aqr Funds Sub-transfer agency fees Aqr Managed Futures Fund Cl N .40% $0
Fiioc Arbitrage Funds Sub-transfer agency fees Arbitrage Fund Class R .40% $0
Fiioc Ariel Funds Sub-transfer agency fees Ariel Fund .40% $0
Fiioc Arrow Funds Sub-transfer agency fees Arrow Dwa Balanced Fund Class C 0.10% + 12.00 $0
Fiioc Artio Global Investors Sub-transfer agency fees Artio Total Return Bond Fund Cl A .35% $0
Fiioc Artio Global Investors Sub-transfer agency fees Artio International Equity Fund II Cl A .40% $0
Fiioc Artio Global Investors Sub-transfer agency fees Artio International Equity Fund Cl A .40% $0
Fiioc Artio Global Investors Sub-transfer agency fees Artio Global High Income Fund Cl A .40% $0
Fiioc Artisan Funds Sub-transfer agency fees Artisan Mid Cap Value .38% $0
Fiioc Artisan Funds Sub-transfer agency fees Artisan Internat'L Investor Class .40% $0
Fiioc Artisan Funds Sub-transfer agency fees Artisan Intl Value Fund Inv Cl .40% $0
Fiioc Artisan Funds Sub-transfer agency fees Artisan Opp'Istic Growth Investor Shrs .40% $0
Fiioc Aston Asset Management Funds Sub-transfer agency fees Aston Dynamic Allocation Cl N .40% $0
Fiioc Aston Asset Management Funds Sub-transfer agency fees Aston/ Montag & Caldwell Growth Cl N .40% $0
Fiioc Aston Asset Management Funds Sub-transfer agency fees Aston/Optimum Mid Cap Cl N .40% $0
Fiioc Baird Mutual Funds Sub-transfer agency fees Baird Core Plus Bond Institutional 16.00 $0
Fiioc Baron Asset Funds Sub-transfer agency fees Baron Growth .40% $0
Fiioc Baron Asset Funds Sub-transfer agency fees Baron Opportunity Fund .40% $0
Fiioc Baron Asset Funds Sub-transfer agency fees Baron Small Cap Fd .40% $0
Fiioc Baron Asset Funds Sub-transfer agency fees Baron Partners Fund .40% $0
Fiioc Berkshire Funds Sub-transfer agency fees Berkshire Focus Fund .40% $0
Fiioc Berwyn Funds Sub-transfer agency fees Berwyn Income Fund 16.00 $0
Fiioc Blackrock Funds Sub-transfer agency fees Blackrock Equity Dividend Fd-Instl 11.00 $0
Fiioc Blackrock Funds Sub-transfer agency fees Blackrock Equity Dividend Fd Cl C 0.10% + 11.00 $0
Fiioc Blackrock Funds Sub-transfer agency fees Blackrock Energy & Resources Port Cl C 0.10% + 11.00 $0
Fiioc Blackrock Funds Sub-transfer agency fees Blackrock Global Allocation Cl A 0.25% + 11.00 $0
Fiioc Blackrock Funds Sub-transfer agency fees Blackrock Interntl Value Fd Cl A 0.25% + 11.00 $0
Fiioc Blackrock Funds Sub-transfer agency fees Blackrock High Yield Bond Serv Shr 0.25% + 11.00 $0
Fiioc Blackrock Funds Sub-transfer agency fees Blackrock Internat'L Opport Class A 0.25% + 11.00 $0
Fiioc Blackrock Funds Sub-transfer agency fees Blackrock Us Opport Cl A 0.25% + 11.00 $0
Fiioc Blackrock Funds Sub-transfer agency fees Blackrock Equity Dividend Fd Cl A 0.25% + 11.00 $0
Fiioc Blackrock Funds Sub-transfer agency fees Blackrock Latin America Fd Cl A 0.25% + 11.00 $0
Fiioc Blackrock Funds Sub-transfer agency fees Blackrock Inflation Pro Bond Port Inv A 0.25% + 11.00 $0
Fiioc Blackrock Funds Sub-transfer agency fees Blackrock Health Sciences Opp Prt A 0.25% + 11.00 $0
Fiioc Blackrock Funds Sub-transfer agency fees Blackrock Energy & Resources A 0.25% + 11.00 $0
Fiioc Brandywine Funds Sub-transfer agency fees Brandywine 16.00 $0
Fiioc Brandywine Funds Sub-transfer agency fees Brandywine Blue 16.00 $0
Fiioc Bridgeway Funds Sub-transfer agency fees Bridgeway Ultra Small Co Market 16.00 $0
Fiioc Buffalo Funds Sub-transfer agency fees Buffalo Mid Cap Fund .40% $0
Fiioc Buffalo Funds Sub-transfer agency fees Buffalo Science & Technology Fd .40% $0
Fiioc Buffalo Funds Sub-transfer agency fees Buffalo Small Cap Growth .40% $0
Fiioc Buffalo Funds Sub-transfer agency fees Buffalo Large Cap .40% $0
Fiioc Calamos Funds Sub-transfer agency fees Calamos Growth Class A 0.25% + 16.00 $0
Fiioc Cambiar Funds Sub-transfer agency fees Cambiar Opportunity Investor Cl .40% $0
Fiioc Cambiar Funds Sub-transfer agency fees Cambiar Aggressive Value - Investor .40% $0
Fiioc Catalyst Funds Sub-transfer agency fees Eventide Gilead Fund Cl N .40% $0
Fiioc Causeway Capital Funds Sub-transfer agency fees Causeway Emerging Mrkts Fd Inv Cl .40% $0
Fiioc Champlain Funds Sub-transfer agency fees Champlain Mid Cap Advisor Share .40% $0
Fiioc Clipper Funds Sub-transfer agency fees Clipper .35% $0
Fiioc Cohen & Steers Funds Sub-transfer agency fees Cohen & Steers Realty Shares .40% $0
Fiioc Columbia Funds Sub-transfer agency fees Columbia Acorn Class Z .40% $0
Fiioc Columbia Funds Sub-transfer agency fees Columbia Conserv High Yield Cl Z .40% $0
Fiioc Columbia Funds Sub-transfer agency fees Columbia Select Small Cap Class Z .40% $0
Fiioc Columbia Funds Sub-transfer agency fees Columbia Value and Restructuring Cl Z .40% $0
Fiioc Columbia Funds Sub-transfer agency fees Columbia Energy and Natural Resources Z .40% $0
Fiioc Columbia Funds Sub-transfer agency fees Columbia Seligman Com and Info Cl C 0.10% + 11.00 $0
Fiioc Columbia Funds Sub-transfer agency fees Columbia Strategic Income Cl A 0.25% + 11.00 $0
Fiioc Crm Funds Sub-transfer agency fees Crm Small Cap Value Institutional 16.00 $0
Fiioc Crm Funds Sub-transfer agency fees Crm Small Cap Value .40% $0
Fiioc Croft Funds Sub-transfer agency fees Croft Value Fund .40% $0
Fiioc Delaware Funds Sub-transfer agency fees Delaware Smid Cap Growth Class I 10.00 $0
Fiioc Direxion Funds Sub-transfer agency fees Direxion Monthly Nasdaq 100Bear2X Inv .40% $0
Fiioc Direxion Funds Sub-transfer agency fees Direxion Financial Trends Strategy Invs .40% $0
Fiioc Direxion Funds Sub-transfer agency fees Direxion Monthly Nasdaq100Bull2X Inv .40% $0
Fiioc Direxion Funds Sub-transfer agency fees Direxion/Wilshire Dynamic Fd Investor .40% $0
Fiioc Direxion Funds Sub-transfer agency fees Direxion Monthly Emrg Mkt Bull 2X Inv .40% $0
Fiioc Direxion Funds Sub-transfer agency fees Direxion Monthly Com Bull 2X Invt .40% $0
Fiioc Direxion Funds Sub-transfer agency fees Direxion Monthly 10 Yr Note Bull 2X Inv .40% $0
Fiioc Direxion Funds Sub-transfer agency fees Direxion Monthly S&P 500 Bull 2X Inv .40% $0
Fiioc Direxion Funds Sub-transfer agency fees Direxion High Yield Bear Investor Shs .40% $0
Fiioc Direxion Funds Sub-transfer agency fees Direxion Monthly Dollar Bull 2X Inv .40% $0
Fiioc Direxion Funds Sub-transfer agency fees Direxion Monthly Latin Am Bull 2X Inv .40% $0
Fiioc Direxion Funds Sub-transfer agency fees Direxion Monthly S&P 500 Bear 2X Inv .40% $0
Fiioc Direxion Funds Sub-transfer agency fees Direxion Monthly Sml Cap Bear 2X Inv .40% $0
Fiioc Doubleline Funds Sub-transfer agency fees Doubleline Core Fixed Income Fd Cl N .37% $0
Fiioc Doubleline Funds Sub-transfer agency fees Doubleline Total Rt Bond Fd Cl N .37% $0
Fiioc Dreyfus Funds Sub-transfer agency fees Dreyfus Midcap Index Fund .35% $0
Fiioc Dreyfus Funds Sub-transfer agency fees Dreyfus Small Cap Stock Index .35% $0
Fiioc Dreyfus Funds Sub-transfer agency fees Dreyfus Research Grwth Cl Z .35% $0
Fiioc Dreyfus Funds Sub-transfer agency fees Dreyfus Intertnat'L Bond Fund Cl I .40% $0
Fiioc Dreyfus Funds Sub-transfer agency fees Dreyfus Brazil Equity Fund Cl I .40% $0
Fiioc Dreyfus Funds Sub-transfer agency fees Dreyfus Opport Small Cap Fund .40% $0
Fiioc Dreyfus Funds Sub-transfer agency fees Dreyfus Global Real Estate Securities I .40% $0
Fiioc Driehaus Capital Management Sub-transfer agency fees Driehaus Emerging Markets .40% $0
Fiioc Driehaus Capital Management Sub-transfer agency fees Driehaus Internatl Discovery .40% $0
Fiioc Driehaus Capital Management Sub-transfer agency fees Driehaus Active Income Fund .40% $0
Fiioc Driehaus Capital Management Sub-transfer agency fees Driehaus Internat'L Small Cap Growth Fd .40% $0
Fiioc Dundeewealth Funds Sub-transfer agency fees Dynamic Gold and Precious Metals Cl I .35% $0
Fiioc Dws Funds Sub-transfer agency fees Dws Disciplined Mkt Neutral Fund Cl A 0.25% + 11.00 $0
Fiioc Dws Funds Sub-transfer agency fees Dws Gold & Precious Metals Cl A 0.25% + 11.00 $0
Fiioc Epiphany Funds Sub-transfer agency fees Epiphany Ffv Fund Cl N .40% $0
Fiioc Fbr Funds Sub-transfer agency fees Fbr Focus Fund .40% $0
Fiioc Fbr Funds Sub-transfer agency fees Fbr Small Cap Financial .40% $0
Fiioc Fbr Funds Sub-transfer agency fees Fbr Large Cap Financial .40% $0
Fiioc Fbr Funds Sub-transfer agency fees Fbr Gas Utility Index .40% $0
Fiioc Federated Funds Sub-transfer agency fees Federated Kaufmann Class R .35% $0
Fiioc Federated Funds Sub-transfer agency fees Federated Prudent Dollarbear Cl A 0.05% + 12.00 $0
Fiioc Federated Funds Sub-transfer agency fees Federated Clover Small Value Fund A 0.05% + 12.00 $0
Fiioc Federated Funds Sub-transfer agency fees Federated Prudent Bear Fund Class A 0.05% + 12.00 $0
Fiioc Federated Institutional Funds Sub-transfer agency fees Federated Us Govt Secs 2-5 Yr Iss .35% $0
Fiioc Fifth Third Funds Sub-transfer agency fees Fifth Third Micro Cap Value Instl 12.00 $0
Fiioc First Eagle Funds Sub-transfer agency fees First Eagle Overseas Class C 0.10% + 12.00 $0
Fiioc First Eagle Funds Sub-transfer agency fees First Eagle Gold Fund Class C 0.10% + 12.00 $0
Fiioc First Eagle Funds Sub-transfer agency fees First Eagle Global Class C 0.10% + 12.00 $0
Fiioc First Eagle Funds Sub-transfer agency fees First Eagle Global Class A 0.25% + 12.00 $0
Fiioc First Eagle Funds Sub-transfer agency fees First Eagle Gold Class A 0.25% + 12.00 $0
Fiioc First Eagle Funds Sub-transfer agency fees First Eagle Overseas Class A 0.25% + 12.00 $0
Fiioc Firsthand Funds Sub-transfer agency fees Firsthand Alternative Energy .40% $0
Fiioc Firsthand Funds Sub-transfer agency fees Firsthand Technology Value .40% $0
Fiioc Fmi Funds Sub-transfer agency fees Fmi Provident Trust Strategy Fund .40% $0
Fiioc Fmi Funds Sub-transfer agency fees Fmi Common Stock .40% $0
Fiioc Fmi Funds Sub-transfer agency fees Fmi Large Cap Fund .40% $0
Fiioc Forester Funds Sub-transfer agency fees Forester Value Fund .40% $0
Fiioc Forward Funds Sub-transfer agency fees Forward Tactical Growth Investor .40% $0
Fiioc Forward Funds Sub-transfer agency fees Forward Intl Dividend Investor .40% $0
Fiioc Fpa Funds Sub-transfer agency fees Fpa Crescent Instl 6.00 $0
Fiioc Franklin Funds Sub-transfer agency fees Mutual Series Global Discovery Class C 0.10% + 9.00 $0
Fiioc Franklin Funds Sub-transfer agency fees Franklin Founding Fd Portfolio Cl C 0.10% + 9.00 $0
Fiioc Franklin Funds Sub-transfer agency fees Franklin Gold and Precious Metals Cl C 0.10% + 9.00 $0
Fiioc Franklin Funds Sub-transfer agency fees Templeton Global Bond Class A 0.25% + 9.00 $0
Fiioc Franklin Funds Sub-transfer agency fees Templeton Global Total Return Cl A 0.25% + 9.00 $0
Fiioc Franklin Funds Sub-transfer agency fees Franklin Gold and Precious Metals Cl A 0.25% + 9.00 $0
Fiioc Franklin Funds Sub-transfer agency fees Mutual Series Global Discovery Class A 0.35% + 9.00 $0
Fiioc Franklin Funds Sub-transfer agency fees Templeton Global Bond Class C 0.65% + 9.00 $0
Fiioc Fund X Upgrader Funds Sub-transfer agency fees Fundx Flexible Income Fund .40% $0
Fiioc Gabelli Westwood Funds Sub-transfer agency fees Gamco Westwood Mighty Mites Fd Aaa .35% $0
Fiioc Gabelli Westwood Funds Sub-transfer agency fees Gabelli Asset Fund Aaa .35% $0
Fiioc Gabelli Westwood Funds Sub-transfer agency fees Gabelli Utilities .35% $0
Fiioc Gabelli Westwood Funds Sub-transfer agency fees Gabelli Equity Income Fund .35% $0
Fiioc Gabelli Westwood Funds Sub-transfer agency fees Gabelli Small Cap Growth .35% $0
Fiioc Gabelli Westwood Funds Sub-transfer agency fees Gamco Gold Fund .40% $0
Fiioc Gabelli Westwood Funds Sub-transfer agency fees Gabelli Blue Chip Value .40% $0
Fiioc Gardner Lewis Chesapeake Funds Sub-transfer agency fees Chesapeake Core Growth Fund .40% $0
Fiioc Goldman Sachs Funds Sub-transfer agency fees Goldman Sachs Real Estate Sec Fd Cl Svc .50% $0
Fiioc Goldman Sachs Funds Sub-transfer agency fees Goldman Sachs Short Duration Gov'T Scvs .50% $0
Fiioc Goldman Sachs Funds Sub-transfer agency fees Goldman Sachs Mid Cap Val Fd Cl Svc .50% $0
Fiioc Goldman Sachs Funds Sub-transfer agency fees Goldman Sachs Grwth Opport Fd Cl Svc .50% $0
Fiioc Goldman Sachs Funds Sub-transfer agency fees Goldman Sachs Growth Opportunities Cl C 0.10% + 9.00 $0
Fiioc Goldman Sachs Funds Sub-transfer agency fees Goldman Sachs Emerging Mrkts C 0.10% + 9.00 $0
Fiioc Greenspring Fund Sub-transfer agency fees Greenspring Fund .40% $0
Fiioc Guinness Atkinson Funds Sub-transfer agency fees Guinness Atkinson Asia Focus .40% $0
Fiioc Guinness Atkinson Funds Sub-transfer agency fees Guinness Atkinson China & Hong Kong .40% $0
Fiioc Guinness Atkinson Funds Sub-transfer agency fees Guinness Atkinson Global Energy .40% $0
Fiioc Guinness Atkinson Funds Sub-transfer agency fees Guinness Atkinson Alternative Energy .40% $0
Fiioc Guinness Atkinson Funds Sub-transfer agency fees Guinness Atkinson Asia Pacific Div .40% $0
Fiioc Harbor Funds Sub-transfer agency fees Harbor International Institutional Fd 16.00 $0
Fiioc Harbor Funds Sub-transfer agency fees Harbor Bond Inst 16.00 $0
Fiioc Harbor Funds Sub-transfer agency fees Harbor High Yield Bond Investor Fd .35% $0
Fiioc Harbor Funds Sub-transfer agency fees Harbor International Growth Inv Class .35% $0
Fiioc Harbor Funds Sub-transfer agency fees Harbor International Investor Shares .35% $0
Fiioc Harding Loevner Funds Sub-transfer agency fees Harding Loevner Inst Emerging Mrkts Port 12.00 $0
Fiioc Harding Loevner Funds Sub-transfer agency fees Harding Loevner Emerging Mrkts Port .40% $0
Fiioc Hartford Funds Sub-transfer agency fees Hartford Mid Cap Class A 0.35% + 12.00 $0
Fiioc Hartford Funds Sub-transfer agency fees Hartford Capital Appreciation Cl A 0.35% + 12.00 $0
Fiioc Hartford Funds Sub-transfer agency fees Hartford Growth Opportunity Class A 0.35% + 12.00 $0
Fiioc Heartland Funds Sub-transfer agency fees Heartland Value Plus .40% $0
Fiioc Heartland Funds Sub-transfer agency fees Heartland Select Value .40% $0
Fiioc Heartland Funds Sub-transfer agency fees Heartland Value .40% $0
Fiioc Hennessy Funds Sub-transfer agency fees Hennessy Select Sparx Japan Sm Co .40% $0
Fiioc Hennessy Funds Sub-transfer agency fees Hennessy Focus 30 Fund .40% $0
Fiioc Hennessy Funds Sub-transfer agency fees Hennessy Cornerstone Growth .40% $0
Fiioc Hodges Funds Sub-transfer agency fees Hodges Fund .40% $0
Fiioc Hussman Funds Sub-transfer agency fees Hussman Strategic Total Return 12.00 $0
Fiioc Hussman Funds Sub-transfer agency fees Hussman Strategic Growth 12.00 $0
Fiioc Icon Funds Sub-transfer agency fees Icon Materials .40% $0
Fiioc Icon Funds Sub-transfer agency fees Icon Consumer Discretionary .40% $0
Fiioc Icon Funds Sub-transfer agency fees Icon Energy .40% $0
Fiioc Icon Funds Sub-transfer agency fees Icon Financial Fund .40% $0
Fiioc Icon Funds Sub-transfer agency fees Icon Bond Class I .40% $0
Fiioc Ing Funds Sub-transfer agency fees Ing Russia Cl A 0.25% + 12.00 $0
Fiioc Intrepid Funds Sub-transfer agency fees Intrepid Small Cap Fund .40% $0
Fiioc Intrepid Funds Sub-transfer agency fees Intrepid Capital Fund .40% $0
Fiioc Invesco Aim Family of Funds Sub-transfer agency fees Invesco Intl Core Equity Inv Cl .40% $0
Fiioc Invesco Aim Family of Funds Sub-transfer agency fees Invesco Diversified Dividend Investor Cl .40% $0
Fiioc Invesco Aim Family of Funds Sub-transfer agency fees Invesco Small Cap Growth Investor Shs .40% $0
Fiioc Invesco Aim Family of Funds Sub-transfer agency fees Invesco U.S. Govt Fund Invt .40% $0
Fiioc Invesco Aim Family of Funds Sub-transfer agency fees Invesco Energy Investor Class .40% $0
Fiioc Invesco Aim Family of Funds Sub-transfer agency fees Invesco Gold & Precious Metals Inv .40% $0
Fiioc Invesco Aim Family of Funds Sub-transfer agency fees Invesco China Fund Cl C 0.10% + 10.00 $0
Fiioc Invesco Aim Family of Funds Sub-transfer agency fees Invesco Van Kampen Equity and Income C 0.10% + 10.00 $0
Fiioc Iva Funds Sub-transfer agency fees Iva Worldwide Fund Cl I 12.00 $0
Fiioc Iva Funds Sub-transfer agency fees Iva Worldwide Fund Cl A 0.25% + 12.00 $0
Fiioc Ivy Funds Sub-transfer agency fees Ivy Asset Strategy Cl A 0.25% + 12.00 $0
Fiioc J.P. Morgan Funds Sub-transfer agency fees Jpmorgan Us Real Estate Class A 0.25% + 12.00 $0
Fiioc James Advantage Funds Sub-transfer agency fees James Balanced: Golden Rainbow I 16.00 $0
Fiioc James Advantage Funds Sub-transfer agency fees James Balanced: Golden Rainbow Fund .40% $0
Fiioc Janus Funds Sub-transfer agency fees Janus Short Term Bond Fund Class T .34% $0
Fiioc Janus Funds Sub-transfer agency fees Janus Overseas Fund Class T .34% $0
Fiioc Janus Funds Sub-transfer agency fees Janus Balanced Fund Class T .34% $0
Fiioc Janus Funds Sub-transfer agency fees Janus Enterprise Fund Class T Shares .34% $0
Fiioc Janus Funds Sub-transfer agency fees Janus Global Research Class T .34% $0
Fiioc Janus Funds Sub-transfer agency fees Janus Triton Fund Class T Shares .34% $0
Fiioc Janus Funds Sub-transfer agency fees Perkins Small Cap Value Class T .34% $0
Fiioc Janus Funds Sub-transfer agency fees Janus Global Technology Class T .34% $0
Fiioc Janus Funds Sub-transfer agency fees Janus Research Core Fund Class T .34% $0
Fiioc Janus Funds Sub-transfer agency fees Janus High Yield Fund Class T .34% $0
Fiioc Janus Funds Sub-transfer agency fees Janus Global Life Sciences Fund Cl T .34% $0
Fiioc Janus Funds Sub-transfer agency fees Janus Contrarian Fund Class T .34% $0
Fiioc Janus Funds Sub-transfer agency fees Janus Flexible Bond Fund Class T .34% $0
Fiioc Janus Funds Sub-transfer agency fees Perkins Mid Cap Value Fund Class T .34% $0
Fiioc Janus Funds Sub-transfer agency fees Janus Global Select Cl T .34% $0
Fiioc Jensen Fund Sub-transfer agency fees Jensen Portfolio Class J .40% $0
Fiioc Jensen Fund Sub-transfer agency fees Jensen Portfolio Cl R 0.50% + 16.00 $0
Fiioc Keeley Funds Sub-transfer agency fees Keeley Small Cap Value Class A 0.25% + 6.00 $0
Fiioc Kinetics Funds Sub-transfer agency fees Kinetics Paradigm Fund .40% $0
Fiioc Kinetics Funds Sub-transfer agency fees Kinetics Small Cap Opportunities .40% $0
Fiioc Kinetics Funds Sub-transfer agency fees Kinetics Water Infra Structure Investor .40% $0
Fiioc Lazard Funds Sub-transfer agency fees Lazard Developing Mrkts Eq Cl Shares .40% $0
Fiioc Lazard Funds Sub-transfer agency fees Lazard Emerging Mkts Open Class .40% $0
Fiioc Lazard Funds Sub-transfer agency fees Lazard International Small Cap Open Class .40% $0
Fiioc Leuthold Funds Sub-transfer agency fees Leuthold Asset Allocation Fd .40% $0
Fiioc Leuthold Funds Sub-transfer agency fees Leuthold Global Clean Techn Retail .40% $0
Fiioc Loomis Sayles Funds Sub-transfer agency fees Loomis Sayles Bond Retail Shares .35% $0
Fiioc Loomis Sayles Funds Sub-transfer agency fees Loomis Sayles Global Bond Retail .35% $0
Fiioc Loomis Sayles Funds Sub-transfer agency fees Loomis Sayles Small Cap Grwth Retail .40% $0
Fiioc Madison Mosaic Funds Sub-transfer agency fees Madison Mosaic Core Bond .35% $0
Fiioc Madison Mosaic Funds Sub-transfer agency fees Madison Mosaic Mid Cap Fd .40% $0
Fiioc Mainstay Funds Sub-transfer agency fees Mainstay Icap Select Equity Fd Cl I 12.00 $0
Fiioc Mainstay Funds Sub-transfer agency fees Mainstay Intl Equity Fund Class I 12.00 $0
Fiioc Mainstay Funds Sub-transfer agency fees Mainstay Icap International Fd I 12.00 $0
Fiioc Mainstay Funds Sub-transfer agency fees Mainstay Large Cap Growth Fund Class I 12.00 $0
Fiioc Managers Funds Sub-transfer agency fees Managers Intermediat Duration Government .35% $0
Fiioc Managers Funds Sub-transfer agency fees Managers Short Duration Government .35% $0
Fiioc Managers Funds Sub-transfer agency fees Managers Bond .40% $0
Fiioc Managers Funds Sub-transfer agency fees Managers Cadence Mid Cap Class D .40% $0
Fiioc Managers Funds Sub-transfer agency fees Managers Special Equity .40% $0
Fiioc Manning & Napier Funds Sub-transfer agency fees Manning & Napier Pro Blend Mod Cl S .40% $0
Fiioc Manning & Napier Funds Sub-transfer agency fees Manning & Napier Pro Blend Extd Cl S .40% $0
Fiioc Manning & Napier Funds Sub-transfer agency fees Manning & Napier Pro Blend Max Term Cl S .40% $0
Fiioc Manning & Napier Funds Sub-transfer agency fees Manning & Napier Equity Series .40% $0
Fiioc Manning & Napier Funds Sub-transfer agency fees Manning & Napier Pro Blend Consv Cl S .40% $0
Fiioc Manning & Napier Funds Sub-transfer agency fees Manning & Napier World Oppt Ser Cl A .40% $0
Fiioc Marketfield Funds Sub-transfer agency fees Marketfield Fund .35% $0
Fiioc Marshall Funds Sub-transfer agency fees Marshall Short Intermediate Bd Y .35% $0
Fiioc Marshall Funds Sub-transfer agency fees Marshall Small Cap Growth Cl Y .40% $0
Fiioc Marsico Funds Sub-transfer agency fees Marsico Growth Fund .40% $0
Fiioc Marsico Funds Sub-transfer agency fees Marsico 21st Century Fund .40% $0
Fiioc Marsico Funds Sub-transfer agency fees Marsico Flexible Capital Fund .40% $0
Fiioc Matthews Asian Funds Sub-transfer agency fees Matthews China Div Fund Investor Class .40% $0
Fiioc Matthews Asian Funds Sub-transfer agency fees Matthews Asia Small Companies Fund .40% $0
Fiioc Matthews Asian Funds Sub-transfer agency fees Matthews Asia Dividend Fund .40% $0
Fiioc Matthews Asian Funds Sub-transfer agency fees Matthews China Fund .40% $0
Fiioc Matthews Asian Funds Sub-transfer agency fees Matthews Korea Fund .40% $0
Fiioc Matthews Asian Funds Sub-transfer agency fees Matthews Asian Growth & Income Fund .40% $0
Fiioc Matthews Asian Funds Sub-transfer agency fees Matthews Asia Science & Technology .40% $0
Fiioc Matthews Asian Funds Sub-transfer agency fees Matthews Asia Pacific Fund .40% $0
Fiioc Matthews Asian Funds Sub-transfer agency fees Matthews India Fund .40% $0
Fiioc Matthews Asian Funds Sub-transfer agency fees Matthews Pacific Tiger Fund .40% $0
Fiioc Merger Fund Sub-transfer agency fees Merger Fund .40% $0
Fiioc Merk Funds Sub-transfer agency fees Merk Hard Currency Fund Investor Cl .40% $0
Fiioc Merk Funds Sub-transfer agency fees Merk Asian Currency Fund - Investor .40% $0
Fiioc Merk Funds Sub-transfer agency fees Merk Absolute Return Currency Investor .40% $0
Fiioc Metropolitan West Funds Sub-transfer agency fees Metropolitan West Total Return Class I 16.00 $0
Fiioc Metropolitan West Funds Sub-transfer agency fees Metropolitan West Tot Return Bond Cl M .35% $0
Fiioc Metropolitan West Funds Sub-transfer agency fees Metropolitan West High Yield Bond Cl M .40% $0
Fiioc Metzler Payden Funds Sub-transfer agency fees Metzler Payden Euro Emerging Mkts Cl .40% $0
Fiioc Motley Fool Funds Sub-transfer agency fees Motley Fool Independence Fd .40% $0
Fiioc Motley Fool Funds Sub-transfer agency fees Motley Fool Great America Fund .40% $0
Fiioc Muhlenkamp Fund Sub-transfer agency fees Muhlenkamp Fund .40% $0
Fiioc Munder Funds Sub-transfer agency fees Munder Energy Fund Class B 0.10% + 12.00 $0
Fiioc Natixis Global Asset Management Fun Sub-transfer agency fees Loomis Sayles Invst Grade Bond Cl Y 12.00 $0
Fiioc Natixis Global Asset Management Fun Sub-transfer agency fees Gateway Fund Cl A 0.25% + 12.00 $0
Fiioc Neiman Funds Sub-transfer agency fees Neiman Large Cap Value Fund .40% $0
Fiioc Neuberger Berman Funds Sub-transfer agency fees Neuberger Berman Partners Investor 16.00 $0
Fiioc Neuberger Berman Funds Sub-transfer agency fees Neuberger Berman Genesis Trust Class .40% $0
Fiioc Neuberger Berman Funds Sub-transfer agency fees Neuberger Berman Real Estate Trust Cl .40% $0
Fiioc Neuberger Berman Funds Sub-transfer agency fees Neuberger Berman Regency Trust Class .40% $0
Fiioc Neuberger Berman Funds Sub-transfer agency fees Neuberger Berman Strategic Inc Trust .40% $0
Fiioc Nicholas Funds Sub-transfer agency fees Nicholas II Inc Class N .40% $0
Fiioc Nicholas Funds Sub-transfer agency fees Nicholas Limited Edition Inc Class N .40% $0
Fiioc Northern Funds Sub-transfer agency fees Northern High Yield Fixed Income .40% $0
Fiioc Northern Funds Sub-transfer agency fees Northern Multi - Manager Emg Mrkt Eq .40% $0
Fiioc Northern Funds Sub-transfer agency fees Northern Small Cap Value .40% $0
Fiioc Nuveen Funds Sub-transfer agency fees Nuveen Tradewinds Global Resources C 0.10% + 12.00 $0
Fiioc Nuveen Funds Sub-transfer agency fees Nuveen Tradewinds Value Opp Cl C 0.10% + 12.00 $0
Fiioc Nuveen Funds Sub-transfer agency fees Nuveen Tradewinds Global All Cap Cl C 0.10% + 12.00 $0
Fiioc Oak Associates Funds Sub-transfer agency fees Pin Oak Equity Fund .40% $0
Fiioc Oakmark Funds Sub-transfer agency fees Oakmark Internat'L Small Cap I .35% $0
Fiioc Oakmark Funds Sub-transfer agency fees Oakmark Global Select Fd Cl 1 .35% $0
Fiioc Oakmark Funds Sub-transfer agency fees Oakmark Global Fund I .35% $0
Fiioc Oakmark Funds Sub-transfer agency fees Oakmark Equity & Income Fd I .35% $0
Fiioc Oakmark Funds Sub-transfer agency fees Oakmark Fund I .35% $0
Fiioc Oakmark Funds Sub-transfer agency fees Oakmark Internat'L I .35% $0
Fiioc Oppenheimer Funds Sub-transfer agency fees Oppenheimer Global Opportunities Cl C 0.10% + 10.00 $0
Fiioc Oppenheimer Funds Sub-transfer agency fees Oppenheimer Gold & Spec Minerals Cl C 0.10% + 10.00 $0
Fiioc Oppenheimer Funds Sub-transfer agency fees Oppenheimer Dev Markets Fd Class C 0.10% + 10.00 $0
Fiioc Oppenheimer Funds Sub-transfer agency fees Oppenheimer Intl Small Company Cl C 0.10% + 10.00 $0
Fiioc Oppenheimer Funds Sub-transfer agency fees Oppenheimer Dev Markets Fd Class A 0.25% + 10.00 $0
Fiioc Oppenheimer Funds Sub-transfer agency fees Oppenheimer Gold & Spec Minerals Cl A 0.25% + 10.00 $0
Fiioc Oppenheimer Funds Sub-transfer agency fees Oppenheimer Commod Stra Tot Return Cl A 0.25% + 10.00 $0
Fiioc Oppenheimer Funds Sub-transfer agency fees Oppenheimer Global Strategic Inc Cl A 0.25% + 10.00 $0
Fiioc Oppenheimer Funds Sub-transfer agency fees Oppenheimer Gold & Spl Minerals Cl N 0.50% + 10.00 $0
Fiioc Oppenheimer Funds Sub-transfer agency fees Oppenheimer Dev Markets Cl N 0.50% + 10.00 $0
Fiioc Parnassus Funds Sub-transfer agency fees Parnassus Fund .40% $0
Fiioc Parnassus Funds Sub-transfer agency fees Parnassus Workplace .40% $0
Fiioc Parnassus Funds Sub-transfer agency fees Parnassus Equity Income Portfolio .40% $0
Fiioc Parnassus Funds Sub-transfer agency fees Parnassus Small Cap .40% $0
Fiioc Pax World Funds Sub-transfer agency fees Pax World Balanced Individual Inv Cl .40% $0
Fiioc Pax World Funds Sub-transfer agency fees Pax World High Yield Bond Indiv Inv Cl .40% $0
Fiioc Paydenfunds Sub-transfer agency fees Payden Gnma .25% $0
Fiioc Paydenfunds Sub-transfer agency fees Payden Emerging Markets Bond Adviser .40% $0
Fiioc Paydenfunds Sub-transfer agency fees Payden Emerg Markets .40% $0
Fiioc Permanent Portfolio Fund Sub-transfer agency fees Permanent Portfolio .40% $0
Fiioc Perritt Funds Sub-transfer agency fees Perritt Microcap Opportunities .40% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Pimco Low Duration Class D .35% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Pimco High Yield Class D .35% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Pimco Real Return Class D .35% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Pimco Total Return Class D .35% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Allianz Nfj Dividend Value Fd Cl D .35% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Allianz Agic Growth Class D .35% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Pimco International Stock Plus Tr Cl D .35% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Pimco Gnma Fund Class D .35% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Pimco Stock Plus Total Return Fd Cl D .35% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Pimco Real Estate Real Return Cl D .35% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Pimco Unconstrained Bond Fund Cl D .35% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Pimco Fundamental Indexplus Tr Fd Cl D .35% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Pimco Small Cap Stock Plus Tr Cl D .35% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Pimco Income Fd Cl D .35% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Pimco Emerging Local Bond Fund Cl D .35% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Pimco Developing Local Mkts D .35% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Pimco All Asset Fund Class D .35% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Pimco All Assets All Authority Cl D .35% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Pimco Floating Rate Income Cl D .35% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Pimco Investment Grade Corp Bond Cl D .35% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Pimco Emerging Mkts Bond Class D .35% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Pimco Commodity Real Return Cl D .35% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Pimco Global Bond Fund (Unhedged) Cl D .35% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Pimco Foreign Bond Fund Cl D (Unhedged) .35% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Allianz Nfj Large Value Fd Class D .35% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Allianz Rcm Technology Cl D .35% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Allianz Agic Income & Growth Cl D .35% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Allianz Agic Emrging Markets Opport Cl D .35% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Allianz Nfj Renaissance Class D .35% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Allianz Agic Pacific Rim Fund Cl D .35% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Allianz Rcm Global Resources Fd D .35% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Allianz Nfj Intl Value Fd Class D .35% $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Pimco Total Return Class C 0.10% + 6.00 $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Allianz Rcm Global Water Fund Cl C 0.10% + 6.00 $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Pimco Total Return Class A 0.25% + 6.00 $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Pimco Income Fd Cl A 0.25% + 6.00 $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Pimco All Asset Fund Class A 0.25% + 6.00 $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Pimco Eqs Pathfinder Fund Cl A 0.25% + 6.00 $0
Fiioc Pimco Advisors Funds Sub-transfer agency fees Pimco Real Return Class C 0.75% + 6.00 $0
Fiioc Pimco Funds Sub-transfer agency fees Pimco Investment Grade Corp Admin Cl .25% $0
Fiioc Pioneer Investments Sub-transfer agency fees Pioneer High Yield Class A 0.25% + 12.00 $0
Fiioc Primecap Odyssey Funds Sub-transfer agency fees Primecap Odyssey Aggressive Grwth Fd 15.00 $0
Fiioc Principal Funds Sub-transfer agency fees Principal Global Diversified Income A 0.25% + 12.00 $0
Fiioc Profunds Sub-transfer agency fees Basic Material Ultra Sec Pro Fd Investor .40% $0
Fiioc Profunds Sub-transfer agency fees Ultra Short Nasdaq- 100 Profund Investor .40% $0
Fiioc Profunds Sub-transfer agency fees Financials Ultra Sector Pro Fd Invs .40% $0
Fiioc Profunds Sub-transfer agency fees Oil & Gas Ultra Sect Pro Fds -Investor .40% $0
Fiioc Profunds Sub-transfer agency fees Ultra Bear Pro Fund Investors Shares .40% $0
Fiioc Profunds Sub-transfer agency fees Bear Pro Fund Investors Shares .40% $0
Fiioc Profunds Sub-transfer agency fees Rising Rates Oppty Pro Fund Investor .40% $0
Fiioc Profunds Sub-transfer agency fees Pro Funds Short Real Estate Investor Cl .40% $0
Fiioc Profunds Sub-transfer agency fees Ultra China Pro Fund - Investor Class .40% $0
Fiioc Prudential Investments Sub-transfer agency fees Prudential Jennison Natural Resources B 0.10% + 12.00 $0
Fiioc Prudential Investments Sub-transfer agency fees Prudential Financial Services Class C 0.10% + 12.00 $0
Fiioc Prudential Investments Sub-transfer agency fees Prudential Jennison 20/20 Focus Class A 0.30% + 12.00 $0
Fiioc Prudential Investments Sub-transfer agency fees Prudential Gov Income Class A 0.30% + 6.00 $0
Fiioc Quaker Funds Sub-transfer agency fees Quaker Strategic Growth Class A 0.25% + 12.00 $0
Fiioc Queens Road Funds Sub-transfer agency fees Queens Road Small Cap Value Fund .40% $0
Fiioc Rainier Investment Funds Sub-transfer agency fees Rainier Large Cap Equity Portfolio .40% $0
Fiioc Rainier Investment Funds Sub-transfer agency fees Rainier Mid Cap Eq Portfolio .40% $0
Fiioc Rbc Funds Sub-transfer agency fees Rbc Microcap Value Fd Cl S .40% $0
Fiioc Rice Hall James Funds Sub-transfer agency fees Rice Hall James Micro Cap Port Instl .40% $0
Fiioc Robeco Investment Management Sub-transfer agency fees Robeco Boston Prtns Sm Cap Val 11 Invt .40% $0
Fiioc Robeco Investment Management Sub-transfer agency fees Boston Partners Long Short Equity Fd .40% $0
Fiioc Royce Funds Sub-transfer agency fees Royce Special Equity Investment Cl 16.00 $0
Fiioc Royce Funds Sub-transfer agency fees Royce Microcap Investment Class 16.00 $0
Fiioc Royce Funds Sub-transfer agency fees Royce Pennsylvania Mutual Invst Class 16.00 $0
Fiioc Royce Funds Sub-transfer agency fees Royce Total Return Fd Investment Cl 16.00 $0
Fiioc Royce Funds Sub-transfer agency fees Royce Low Priced Stock Fd-Service Cl .40% $0
Fiioc Royce Funds Sub-transfer agency fees Royce International Smaller Co Svcs Cl .40% $0
Fiioc Royce Funds Sub-transfer agency fees Royce Value Plus Service Class .40% $0
Fiioc Royce Funds Sub-transfer agency fees Royce Value Fund Service Cl .40% $0
Fiioc Rydex Funds Sub-transfer agency fees Rydex Mid Cap Growth H Class .40% $0
Fiioc Rydex Funds Sub-transfer agency fees Rydex Financial Services Investor Cl .40% $0
Fiioc Rydex Funds Sub-transfer agency fees Rydex Inverse Govt Long Bond Strat Inv .40% $0
Fiioc Rydex Funds Sub-transfer agency fees Rydex Nasdaq 100 Inv Class .40% $0
Fiioc Rydex Funds Sub-transfer agency fees Rydex Inverse S&P 500 2X Strategy Cl H .40% $0
Fiioc Rydex Funds Sub-transfer agency fees Rydex Inverse S&P 500 Strategy Inv Cl .40% $0
Fiioc Rydex Funds Sub-transfer agency fees Rydex Inverse Nasdaq 1002X Cl H .40% $0
Fiioc Rydex Funds Sub-transfer agency fees Rydex Inverse Dow 2X Strategy Cl H .40% $0
Fiioc Rydex Funds Sub-transfer agency fees Rydex Mid Cap Value H Class .40% $0
Fiioc Rydex Funds Sub-transfer agency fees Rydex Basic Materials Inv Class .40% $0
Fiioc Rydex Funds Sub-transfer agency fees Rydex Precious Metals Investor Cl .40% $0
Fiioc Rydex Funds Sub-transfer agency fees Rydex Dow 2X Strategy Cl H .40% $0
Fiioc Saratoga Advantage Trust Sub-transfer agency fees Saratoga Tech & Communications Cl I 12.00 $0
Fiioc Schwartz Funds Sub-transfer agency fees Ave Maria World Equity Fund .40% $0
Fiioc Schwartz Funds Sub-transfer agency fees Ave Maria Opportunity Fund .40% $0
Fiioc Schwartz Funds Sub-transfer agency fees Ave Maria Rising Dividend Fund .40% $0
Fiioc Schwartz Funds Sub-transfer agency fees Ave Maria Growth .40% $0
Fiioc Schwartz Funds Sub-transfer agency fees Ave Maria Catholic Values .40% $0
Fiioc Scout Funds Sub-transfer agency fees Scout International Fund .40% $0
Fiioc Scout Funds Sub-transfer agency fees Scout Small Cap Fund .40% $0
Fiioc Scout Funds Sub-transfer agency fees Scout Mid Cap Fund .40% $0
Fiioc Selected Funds Sub-transfer agency fees Selected American Shares Cl D 16.00 $0
Fiioc Selected Funds Sub-transfer agency fees Selected American Shares Cl S .40% $0
Fiioc Sextant Funds Sub-transfer agency fees Sextant Intrnational Fund .40% $0
Fiioc Sierra Core Funds Sub-transfer agency fees Sierra Core Retirement Class I .40% $0
Fiioc Sit Group Sub-transfer agency fees Sit Us Gov'T Secs .35% $0
Fiioc Sit Group Sub-transfer agency fees Sit Dividend Growth Fd Cl S .40% $0
Fiioc Sound Mind Funds Sub-transfer agency fees Sound Mind Investing Fund 16.00 $0
Fiioc Sound Shore Funds Sub-transfer agency fees Sound Shore Fd Inc .40% $0
Fiioc Ssga Funds Sub-transfer agency fees Ssga Emerging Markets .40% $0
Fiioc Ssga Funds Sub-transfer agency fees Ssga S & P 500 Index 0.25% + 16.00 $0
Fiioc Stratton Funds Sub-transfer agency fees Stratton Multi Cap Fund 16.00 $0
Fiioc Stratton Funds Sub-transfer agency fees Stratton Small Cap Value Fund 16.00 $0
Fiioc T. Rowe Price Funds Sub-transfer agency fees T Rowe Price Latin America Fund 3.00 $0
Fiioc T. Rowe Price Funds Sub-transfer agency fees T-Rowe Price Emerg Euro & Mediterranean 3.00 $0
Fiioc T. Rowe Price Funds Sub-transfer agency fees T Rowe Price Global Stock 3.00 $0
Fiioc T. Rowe Price Funds Sub-transfer agency fees T Rowe Price Small Cap Value Fund 3.00 $0
Fiioc T. Rowe Price Funds Sub-transfer agency fees T Rowe Price Emerging Mkts Stock 3.00 $0
Fiioc T. Rowe Price Funds Sub-transfer agency fees T Rowe Price Short Term Bond 3.00 $0
Fiioc T. Rowe Price Funds Sub-transfer agency fees T Rowe Price Int'L Emerging Market Bond 3.00 $0
Fiioc T. Rowe Price Funds Sub-transfer agency fees T Rowe Price Real Estate Fund 3.00 $0
Fiioc T. Rowe Price Funds Sub-transfer agency fees T Rowe Price Spectrum Income 3.00 $0
Fiioc T. Rowe Price Funds Sub-transfer agency fees T Rowe Price Int'L Japan 3.00 $0
Fiioc T. Rowe Price Funds Sub-transfer agency fees T Rowe Price Health Sciences 3.00 $0
Fiioc T. Rowe Price Funds Sub-transfer agency fees T Rowe Price Strategic Income Fd 3.00 $0
Fiioc T. Rowe Price Funds Sub-transfer agency fees T Rowe Price Ret 2040 Fd 3.00 $0
Fiioc T. Rowe Price Funds Sub-transfer agency fees T Rowe Price Retirement 2025 Fd 3.00 $0
Fiioc T. Rowe Price Funds Sub-transfer agency fees T Rowe Price Growth Stock 3.00 $0
Fiioc T. Rowe Price Funds Sub-transfer agency fees T Rowe Price Cap Appreciation 3.00 $0
Fiioc T. Rowe Price Funds Sub-transfer agency fees T Rowe Price Financial Services 3.00 $0
Fiioc T. Rowe Price Funds Sub-transfer agency fees T Rowe Price Mid Cap Growth 3.00 $0
Fiioc T. Rowe Price Funds Sub-transfer agency fees T Rowe Price International Bond 3.00 $0
Fiioc T. Rowe Price Funds Sub-transfer agency fees T Rowe Price Intl Discovery Fund 3.00 $0
Fiioc T. Rowe Price Funds Sub-transfer agency fees T Rowe Price New Asia 3.00 $0
Fiioc T. Rowe Price Funds Sub-transfer agency fees T Rowe Price Global Infrastructure Invst 3.00 $0
Fiioc T. Rowe Price Funds Sub-transfer agency fees T Rowe Price New Era 3.00 $0
Fiioc Tcw Galileo Funds Sub-transfer agency fees Tcw Total Return Bond Class I 12.00 $0
Fiioc Tcw Galileo Funds Sub-transfer agency fees Tcw Emerging Mkts Income Cl I 12.00 $0
Fiioc Tcw Galileo Funds Sub-transfer agency fees Tcw Dividend Focused Fund Cl N .40% $0
Fiioc Tcw Galileo Funds Sub-transfer agency fees Tcw Emerging Markets Income Cl N .40% $0
Fiioc Tcw Galileo Funds Sub-transfer agency fees Tcw Total Return Bond Class N .40% $0
Fiioc Tcw Galileo Funds Sub-transfer agency fees Tcw Core Fixed Income Class N .40% $0
Fiioc Team Funds Sub-transfer agency fees Team Asset Strategy Fund .40% $0
Fiioc Third Avenue Funds Sub-transfer agency fees Third Avenue Small Cap Value Instl Cl 16.00 $0
Fiioc Third Avenue Funds Sub-transfer agency fees Third Avenue Real Estate Value Instl 16.00 $0
Fiioc Third Avenue Funds Sub-transfer agency fees Third Avenue Intl Value Instl Class 16.00 $0
Fiioc Third Avenue Funds Sub-transfer agency fees Third Avenue Value Instl Class 16.00 $0
Fiioc Third Avenue Funds Sub-transfer agency fees Third Avenue Focsed Credit Fund Investor .40% $0
Fiioc Third Avenue Funds Sub-transfer agency fees Third Avenue Value Fund Investor Class .40% $0
Fiioc Thompson Plumb Funds Sub-transfer agency fees Thompson Plumb Bond Fund .25% $0
Fiioc Thornburg Funds Sub-transfer agency fees Thornburg Intl Value Cl Instl 0.25% + 12.00 $0
Fiioc Tilson Funds Sub-transfer agency fees Tilson Dividend Fund 12.00 $0
Fiioc Tocqueville Trust Sub-transfer agency fees Tocqueville Gold Fund .40% $0
Fiioc Tocqueville Trust Sub-transfer agency fees Tocqueville Fund .40% $0
Fiioc Tocqueville Trust Sub-transfer agency fees Tocqueville Intl Value .40% $0
Fiioc Tocqueville Trust Sub-transfer agency fees Tocqueville Select Fund .40% $0
Fiioc Tocqueville Trust Sub-transfer agency fees The Delafield Fund .40% $0
Fiioc Touchstone Family of Funds Sub-transfer agency fees Touchstone Short Dur Fix Inc Cl Z .40% $0
Fiioc Touchstone Family of Funds Sub-transfer agency fees Touchstone Sands Cap Sel Grwth Z .40% $0
Fiioc Turner Funds Sub-transfer agency fees Turner New Enterprise Inv Cl .40% $0
Fiioc Turner Funds Sub-transfer agency fees Turner Emerging Growth Inv Cl .40% $0
Fiioc U.S. Global Investors Sub-transfer agency fees China Region Fund .40% $0
Fiioc U.S. Global Investors Sub-transfer agency fees World Precious Minerals Fund .40% $0
Fiioc U.S. Global Investors Sub-transfer agency fees Global Resources Fund .40% $0
Fiioc U.S. Global Investors Sub-transfer agency fees Eastern European Fund .40% $0
Fiioc U.S. Global Investors Sub-transfer agency fees Gold and Precious Metals Fund 0.25% + 16.00 $0
Fiioc Valley Forge Funds Sub-transfer agency fees Valley Forge Instl .40% $0
Fiioc Value Line Mutual Funds Sub-transfer agency fees Value Line Income .40% $0
Fiioc Value Line Mutual Funds Sub-transfer agency fees Value Line Emerging Opportunity .40% $0
Fiioc Van Eck Global Funds Sub-transfer agency fees Van Eck Global Hard Assets Class C 0.10% + 12.00 $0
Fiioc Virtus Funds Sub-transfer agency fees Virtus Global Infrastructure Cl C 0.10% + 12.00 $0
Fiioc Wasatch Funds Sub-transfer agency fees Wasatch Small Cap Growth .40% $0
Fiioc Wasatch Funds Sub-transfer agency fees Wasatch Micro-Cap Value Fund .40% $0
Fiioc Wasatch Funds Sub-transfer agency fees Wasatch Ultra Growth .40% $0
Fiioc Wasatch Funds Sub-transfer agency fees Wasatch Internationl Opportunities Fd .40% $0
Fiioc Wasatch Funds Sub-transfer agency fees Wasatch Global Science & Technology .40% $0
Fiioc Wasatch Funds Sub-transfer agency fees Wasatch International Growth .40% $0
Fiioc Wasatch Funds Sub-transfer agency fees Wasatch 1st Source Income Equity Fund .40% $0
Fiioc Wasatch Funds Sub-transfer agency fees Wasatch Emerging Markets Small Cap Fd .40% $0
Fiioc Wasatch Funds Sub-transfer agency fees Wasatch Global Opportunities Retail .40% $0
Fiioc Wegener Funds Sub-transfer agency fees Wegener Adaptive Growth Fund 0.25% + 12.00 $0
Fiioc Weitz Funds Sub-transfer agency fees Weitz Partners 111 Opportunity Fd 16.00 $0
Fiioc Weitz Funds Sub-transfer agency fees Weitz Short Intermed Income Fund .35% $0
Fiioc Weitz Funds Sub-transfer agency fees Weitz Partners Value .40% $0
Fiioc Wells Fargo Funds Sub-transfer agency fees Wells Fargo Small/ Mid Cap Val Fd-Inves .40% $0
Fiioc Wells Fargo Funds Sub-transfer agency fees Wells Fargo Advan Short Term Bond Inv .40% $0
Fiioc Wells Fargo Funds Sub-transfer agency fees Wells Fargo Growth Fund-Investor Class .40% $0
Fiioc Westcore Funds Sub-transfer agency fees Westcore Plus Bond Fund .30% $0
Fiioc Westcore Funds Sub-transfer agency fees Westcore Select .40% $0
Fiioc Westport Funds Sub-transfer agency fees Westport Fund Class R .40% $0
Fiioc William Blair Funds Sub-transfer agency fees William Blair Small Cap Growth Class N .40% $0
Fiioc William Blair Funds Sub-transfer agency fees William Blair Int'L Growth Class N .40% $0
Fiioc William Blair Funds Sub-transfer agency fees William Blair Intl Small Cap Grw N .40% $0
Fiioc William Blair Funds Sub-transfer agency fees William Blair Growth Class N .40% $0
Fiioc Wilshire Target Funds Sub-transfer agency fees Wilshire Large Co Growth Port Invt Cl .40% $0
Fiioc Wintergreen Funds Sub-transfer agency fees Wintergreen Fund .40% $0
Fiioc Yacktman Fund Sub-transfer agency fees Yacktman Focused Fd .40% $0
Fiioc Yacktman Fund Sub-transfer agency fees Yacktman Fund .40% $0
Fiioc Dodge and Cox Sub-transfer agency fees .10% $0
Fiioc Victory Capital Mgt Sub-transfer agency fees .20% $0
*As outlined by the Form 5500 Instructions for service providers with indirect compensation.

Service Providers Who Fail or Refuse to Provide Information

There are no service providers who failed or refused to provide information.

Termination Information on Accountants and Enrolled Actuaries

There is no termination information for this plan.

Investments

Investments

Name of Investment Investment Manager Type of Investment Dollar Value
S & P 500 Eqty Index Fund The Northern Trust Company DFE: Common/Collective Trust $901,924,730
Us Debt Index Fund K Blackrock Institutional Trust Co Na DFE: Common/Collective Trust $497,445,587
Lifepath 2020 Fund N Blackrock Institutional Trust Co Na DFE: Common/Collective Trust $360,857,220
Lifepath Retirement Fund N Blackrock Institutional Trust Co Na DFE: Common/Collective Trust $316,986,927
Lifepath 2030 Fund N Blackrock Institutional Trust Co Na DFE: Common/Collective Trust $316,033,276
Lifepath 2040 Fund N Blackrock Institutional Trust Co Na DFE: Common/Collective Trust $157,331,731
Us Tips Fund K Blackrock Institutional Trust Co Na DFE: Common/Collective Trust $119,229,553
Russell 2000 Equity Index Fund The Northern Trust Company DFE: Common/Collective Trust $94,753,757
Collective Short Term Inv Fund The Northern Trust DFE: Common/Collective Trust $77,160,426
Sei Stable Asset Fund Sei Trust Company DFE: Common/Collective Trust $44,431,049
All Country World Fund Capital Guardian DFE: Common/Collective Trust $0
Total $2,886,154,256

Insurance Information

Insurance Information

There are no insurance carriers listed for this plan.