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Overview

Plan Information

  • Plan Year01/01/2011 — 12/31/2011
  • Date of Plan07/01/1965
  • Net Assets as of 12/31/2011 $8,867,744,122
  • Plan Number2
  • Plan Type Single Employer
  • Is the plan collectively bargained? No
  • Did the plan file for an extension of time or the DFVC Program?Yes
  • Plan Funding ArrangementInsurance Trust
  • Plan Benefit ArrangementInsurance Trust

Participant Information as of 12/31/2011

  • Active (Eligible) Participants33,172
  • Retired or separated participants receiving benefits1,076
  • Other retired or separated participants entitled to future benefits26,473
  • Subtotal60,721
  • Deceased participants whose beneficiaries are receiving or are entitled to receive benefits322
  • Total61,043
  • Total number of participants as of 01/01/201165,191
  • Number of participants with account balances57,704
  • Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested583

Expenses

  • Total Benefit Payments$0
  • Corrective Distributions$0
  • Administrative Service Providers$0
  • Other Expenses$0
  • Total Expenses$0
  • Total Transfers$0

Sponsor Information

  • Address100 Route 206 North
  • CityPeapack
  • StateNJ
  • Zip07977-0000
  • Telephone(908) 901-1135
  • EIN13-5315170
  • Industry Code325410
  • Named AdministratorRoxanne Lagano
  • Named Plan SponsorRoxanne Lagano

Plan Administrator Information

  • Administrator NameThe Savings Plan Committee
  • Address100 Route 206 North
  • CityPeapack
  • StateNJ
  • Zip07977
  • Telephone(908) 901-8000
  • Administrator EIN13-2875255

Audit Information

  • Audit StatusAudited
  • AuditorKpmg, LLP
  • Auditor EIN13-5565207
  • Audit OpinionUnqualified
  • Audit Type Full Audit

Benefits Provided Under the Plan

Code Benefit Description
2E Profit-sharing A defined contribution plan that allows employer discretionary contributions. These plans often contain a 401(k) feature.
2F ERISA section 404(c) Plan This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
2H Partial participant-directed account plan Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J Code section 401(k) feature A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
2K Code section 401(m) arrangement Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contributions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
2O ESOP other than a leveraged ESOP An Employee Stock Ownership Plan (ESOP) is a type of employee benefit plan designed to invest primarily in employer stock.
3F Leased Employees Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
3H Controlled Group Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

Questions and Answers

Question Answer Amount
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? No
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. No
Were any leases to which the plan was a party in default or classified during the year as uncollectible? No
Were there any nonexempt transactions with any party-in-interest? No
Was this plan covered by a fidelity bond? Yes $25,000,000
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? No
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan have assets held for investment? Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? Yes
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? No
Has the plan failed to provide any benefit when due under the plan? No
If this is an individual account plan, was there a blackout period? No
If there was a blackout period, have you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3? No

Financials

Income and Expense Statement

Income $962,240,247
Contributions $579,873,668
Cash Contributions $579,873,668
Cash from Employers $164,360,478
Cash from Participants $370,566,493
Others (including rollovers) $44,946,697
Noncash Contributions $0
Total Earnings on Investments $334,362,887
Total Interest $21,834,580
Interest-Bearing Cash $0
U.S. Government Securities $0
Corporate Debt Instruments $0
Loans (other than to participants) $0
Participant Loans $4,420,003
Interest from Other Investments $17,414,577
Total Dividends $85,060,588
Preferred Stock $2,909,196
Common Stock $58,037,063
Rents $0
Net gain (loss) on sale of assets $27,059,674
Aggregate Proceeds $684,010,611
Aggregate Carrying Amount $656,950,937
Total Unrealized Appreciation (depreciation) of assets $295,013,191
Real Estate $0
Other $295,013,191
Net investment gain (loss) from common/collective trusts $77,065,049
Net investment gain (loss) from pooled separate accounts $0
Net investment gain (loss) from master trust investment accounts $0
Net investment gain (loss) from 103-12 investment entities $0
Net investment gain (loss) from registered investment companies $-171,670,195
Other Income $48,003,692
Expenses $1,002,116,074
Total Benefit Payments $1,000,079,858
Directly to participants or beneficiaries, including direct rollovers $1,000,079,858
To insurance carriers for the provision of benefits $0
Other Benefit Payment Fees $0
Corrective Distributions $0
Certain deemed distributions of participant loans $-52,125
Interest expense $0
Total Administrative Expenses $2,088,341
Professional Fees $0
Contract Administrator Fees $0
Investment Advisory and management fees $0
Other Administrative Fees $2,088,341
Net Income $-39,875,827
Transfers of Assets to this Plan $0
Transfers of Assets from this Plan $0

Asset and Liability Statement

12/31/2011 12/31/2010 Change YOY
Total Assets $8,878,362,599 $8,912,081,807 -0.38%
Total noninterest-bearing cash $0 $0 0.0%
Receivables $12,649,899 $21,209,638 -40.36%
Employer Contributions $5,494,013 $12,294,643 -55.31%
Participant Contributions $68,784 $4,730,017 -98.55%
Other Contributions $7,087,102 $4,184,978 69.35%
General Investments $0 $0 0.0%
Interest-bearing cash $0 $0 0.0%
U.S. Government Securities $0 $0 0.0%
Corporate Debt Instruments $0 $0 0.0%
Preferred $0 $0 0.0%
All Other $0 $0 0.0%
Corporate Stocks $0 $0 0.0%
Preferred $0 $0 0.0%
Common $0 $0 0.0%
Partnership/joint venture interests $0 $0 0.0%
Real estate (other than employer real property) $0 $0 0.0%
Loans (other than to participants) $0 $0 0.0%
Participants Loans $83,349,742 $95,264,903 -12.51%
Value of interest in common/collective trusts $2,873,845,258 $2,886,154,257 -0.43%
Value of interest in pooled separate accounts $0 $0 0.0%
Value of interest in master trust investment accounts $0 $0 0.0%
Value of interest in 103-12 investment entities $0 $0 0.0%
Value of interest in registered investment companies $2,574,493,612 $2,886,592,831 -10.81%
Value of funds held in insurance co. general account $1,729,087,609 $0 0.0%
Other Investments $0 $1,670,717,255 -100.00%
Employer-related Investments $1,604,936,479 $1,352,142,923 18.70%
Employer Securities $1,604,936,479 $1,352,142,923 18.70%
Employer Real Property $0 $0 0.0%
Buildings and other property used in plan operation $0 $0 0.0%
Total Liabilities $10,618,477 $4,461,858 137.98%
Benefit Claims Payable (1) $905,284 $3,696,268 -75.51%
Operating Payables (1) $0 $0 0.0%
Acquisition Indebtedness (1) $0 $0 0.0%
Other liabilities (1) $9,713,193 $765,590 1168.72%
Net Assets $8,867,744,122 $8,907,619,949 -0.45%

Service Providers

Persons Receiving Only Eligible Indirect Compensation

  • Pfizer Inc
  • Blackrock
  • Dodge and Cox
  • Easton Vance

Other Service Providers Receiving Direct or Indirect Compensation

Name Nature of Service Relationship to Plan Sponsor Direct Compensation Paid by Plan Indirect Compensation Paid by Plan Total Compensation
T Rowe Price Stable Val Asset Mgt Investment management NONE $692,808 $0 $692,808
Northern Trust Company Securities brokerage commissions and fees NONE $117,400 $0 $117,400
Total $810,208 $0 $810,208

Indirect Compensation

Name Source of Indirect Compensation* Nature of Service Description of Indirect Compensation Indirect Compensation Paid by Plan
Aberdeen Funds Aberdeen Global Fixed Inc Instl Svc Sub-transfer agency fees 0.4% $0
Aberdeen Funds Aberdeen Global Small Cap Fund Cl A Sub-transfer agency fees 0.25% + 12.00 $0
Absolute Funds Absolute Opportunty Fund Instl Sub-transfer agency fees 16 $0
Akre Funds Akre Focus Fund Retail Sub-transfer agency fees 0.4% $0
Alger Funds Alger Smid Cap Growth Fund C Sub-transfer agency fees 1.00% + 12.00 $0
Alliancebernstein Advisor Funds Alliance Bernstein High Income Advi Sub-transfer agency fees 6 $0
Alliancebernstein Funds Alliancebernstein High Income Class Sub-transfer agency fees 1.00% + 16.00/19.00 $0
Allianz Funds Allianz Agic Emrging Markets Opport Sub-transfer agency fees 0.4% $0
Allianz Funds Allianz Agic Income & Growth Cl D Sub-transfer agency fees 0.4% $0
Allianz Funds Allianz Agic Opportunity Fd Cl D Sub-transfer agency fees 0.4% $0
Allianz Funds Allianz Agic Pacific Rim Fund Cl D Sub-transfer agency fees 0.4% $0
Allianz Funds Allianz Agic Us Mgd Volatility Cl D Sub-transfer agency fees 0.4% $0
Allianz Funds Allianz Nfj Dividend Value Fd Cl D Sub-transfer agency fees 0.4% $0
Allianz Funds Allianz Nfj Intl Value Fd Class D Sub-transfer agency fees 0.4% $0
Allianz Funds Allianz Nfj Large Value Fd Class D Sub-transfer agency fees 0.4% $0
Allianz Funds Allianz Rcm Global Commodity Eqty C Sub-transfer agency fees 0.4% $0
Allianz Funds Allianz Rcm Global Water Fd Cl A Sub-transfer agency fees 0.25% + 10.00% $0
Allianz Funds Allianz Rcm Global Water Fund Cl C Sub-transfer agency fees 1.00% + 10.00% $0
Allianz Funds Allianz Rcm Technology Cl D Sub-transfer agency fees 0.4% $0
Alpine Funds Alpine Dynamic Divid Fund Sub-transfer agency fees 12 $0
Alpine Funds Alpine International Real Estate Eq Sub-transfer agency fees 12 $0
Alpine Funds Alpine Realty Income & Growth Y Sub-transfer agency fees 12 $0
Altegris Funds Altegris Macro Strategy Fund Cl N Sub-transfer agency fees 0.4% $0
Amana Funds Amana Mutual Fund Trust Growth Sub-transfer agency fees 0.4% $0
Amana Funds Amana Mutual Fund Trust Income Sub-transfer agency fees 0.4% $0
American Century Funds Amer Century Zero Coupon 2015 Invt Sub-transfer agency fees 0.25% $0
American Century Funds Amer Century Zero Coupon 2020 Invt Sub-transfer agency fees 0.25% $0
American Century Funds Amer Century Zero Coupon 2025 Invt Sub-transfer agency fees 0.25% $0
American Funds American Amcap Class A Sub-transfer agency fees 0.25% + 16.00 $0
American Funds American Balanced Class A Sub-transfer agency fees 0.25% + 16.00 $0
American Beacon Funds American Beacon Emrg Markets Invest Sub-transfer agency fees 0.4% $0
American Beacon Funds American Beacon Intl Equity Investo Sub-transfer agency fees 0.4% $0
American Beacon Funds American Beacon Large Cap Investor Sub-transfer agency fees 0.4% $0
American Beacon Funds American Beacon Ret Income & Apprec Sub-transfer agency fees 0.4% $0
American Beacon Funds American Beacon Small Cap Investor Sub-transfer agency fees 0.4% $0
American Century Funds American Cen Infla Protection Bd In Sub-transfer agency fees 0.25% $0
American Century Funds American Century Capital Val Inv Sh Sub-transfer agency fees 0.35% $0
American Century Funds American Century Diversified Bond Sub-transfer agency fees 0.28% $0
American Century Funds American Century Equity Inc Cl C Sub-transfer agency fees 1.00% + 6.00 $0
American Century Funds American Century Equity Income Sub-transfer agency fees 0.35% $0
American Century Funds American Century Ginnie Mae Sub-transfer agency fees 0.25% $0
American Century Funds American Century Global Gold Sub-transfer agency fees 0.3% $0
American Century Funds American Century Heritage Sub-transfer agency fees 0.35% $0
American Century Funds American Century High Yield Inv Fd Sub-transfer agency fees 0.28% $0
American Century Funds American Century Inflation Adj Trea Sub-transfer agency fees 0.25% $0
American Century Funds American Century Int 'L Discovery C Sub-transfer agency fees 0.25% + 6.00 $0
American Century Funds American Century Livestrong 2025 In Sub-transfer agency fees '0.35% $0
American Century Funds American Century Livestrong 2045 In Sub-transfer agency fees 0.35% $0
American Century Funds American Century Mid Cap Value Inv Sub-transfer agency fees 0.35% $0
American Century Funds American Century Real Estate Sub-transfer agency fees 0.35% $0
American Century Funds American Century Short Term Govt Sub-transfer agency fees 0.25% $0
American Century Funds American Century Utilities Sub-transfer agency fees 0.3% $0
American Century Funds American Century Vista Sub-transfer agency fees 0.35% $0
American Funds American Europacific Growth Class A Sub-transfer agency fees 0.25% + 16.00 $0
American Cl F Funds American Europacific Growth Class F Sub-transfer agency fees 0.50% + 15.00 $0
American Funds American Growth Fund of America Cla Sub-transfer agency fees 0.25% + 16.00 $0
American Funds American High Income Trust Class A Sub-transfer agency fees 0.30% + 16.00 $0
American Funds American Investmnt Co of America Cl Sub-transfer agency fees 0.25% + 16.00 $0
American Funds American New Perspective Class A Sub-transfer agency fees 0.25% + 16.00 $0
American Cl F Funds American New World Class F1 Sub-transfer agency fees 0.50% + 10.00% $0
Ameristock Funds Ameristock Mutual Fund Sub-transfer agency fees 0.35% $0
Arbitrage Funds Arbitrage Fund Class R Sub-transfer agency fees 0.4% $0
Ariel Funds Ariel Fund Sub-transfer agency fees 0.4% $0
Arrow Funds Arrow Dwa Balanced Fund Class C Sub-transfer agency fees 1.00% + 12.00 $0
Artio Global Investors Artio Global High Income Fund Cl A Sub-transfer agency fees 0.4% $0
Artio Global Investors Artio International Equity Fund Cl Sub-transfer agency fees 0.4% $0
Artio Global Investors Artio International Equity Fund II Sub-transfer agency fees 0.4% $0
Artio Global Investors Artio Total Return Bond Fund Cl A Sub-transfer agency fees 0.35% $0
Artisan Funds Artisan Global Value Fd Invt Shares Sub-transfer agency fees 0.4% $0
Artisan Funds Artisan Internat'L Investor Class Sub-transfer agency fees 0.4% $0
Artisan Funds Artisan Intl Value Fund Inv Cl Sub-transfer agency fees 0.4% $0
Artisan Funds Artisan Mid Cap Value Sub-transfer agency fees 0.38% $0
Artisan Funds Artisan Small Cap Value Sub-transfer agency fees 0.38% $0
Artisan Funds Artisan Value Fund Sub-transfer agency fees 0.4% $0
Natixis Global Asset Management Fun Asg Diversifying Strategies Fund Cl Sub-transfer agency fees 1.00% + 12.00 $0
Natixis Global Asset Management Fun Asg Managed Futures Stratey Fund Cl Sub-transfer agency fees 0.25% + 12.00 $0
Aston Asset Management Funds Aston/ Montag & Caldwell Growth Cl Sub-transfer agency fees 0.4% $0
Aston Asset Management Funds Aston/Fairpointe Mid Cap Fund Cl N Sub-transfer agency fees 0.4% $0
Aston Asset Management Funds Aston/River Road Independent Value Sub-transfer agency fees 16 $0
Aston Asset Management Funds Aston/River Road Independent Value Sub-transfer agency fees 0.4% $0
Schwartz Funds Ave Maria Catholic Values Sub-transfer agency fees 0.4% $0
Schwartz Funds Ave Maria Growth Sub-transfer agency fees 0.4% $0
Schwartz Funds Ave Maria Opportunity Fund Sub-transfer agency fees 0.4% $0
Schwartz Funds Ave Maria Rising Dividend Fund Sub-transfer agency fees 0.4% $0
Schwartz Funds Ave Maria World Equity Fund Sub-transfer agency fees 0.4% $0
Baird Mutual Funds Baird Core Plus Bond Fd Investor Cl Sub-transfer agency fees 0.275% $0
Baird Mutual Funds Baird Core Plus Bond Institutional Sub-transfer agency fees 16 $0
Baron Asset Funds Baron Growth Sub-transfer agency fees 0.4% $0
Baron Asset Funds Baron Opportunity Fund Sub-transfer agency fees 0.4% $0
Baron Asset Funds Baron Partners Fund Sub-transfer agency fees 0.4% $0
Baron Asset Funds Baron Small Cap Fd Sub-transfer agency fees 0.4% $0
Profunds Basic Material Ultra Sec Pro Fd Inv Sub-transfer agency fees 0.4% $0
Berkshire Funds Berkshire Focus Fund Sub-transfer agency fees 0.4% $0
Berwyn Funds Berwyn Fd Inc Sub-transfer agency fees 16 $0
Berwyn Funds Berwyn Income Fund Sub-transfer agency fees 16 $0
Blackrock Funds Blackrock Energy & Resources A Sub-transfer agency fees 0.25% + 11.00 $0
Blackrock Funds Blackrock Energy & Resources Port C Sub-transfer agency fees 1.00% + 11.00 $0
Blackrock Funds Blackrock Equity Dividend Fd Cl A Sub-transfer agency fees 0.25% + 11.00 $0
Blackrock Funds Blackrock Equity Dividend Fd Cl C Sub-transfer agency fees 1.00% + 11.00 $0
Blackrock Funds Blackrock Equity Dividend Fd-Instl Sub-transfer agency fees 11 $0
Blackrock Funds Blackrock Global Allocation Cl A Sub-transfer agency fees 0.25% + 11.00 $0
Blackrock Funds Blackrock Health Sciences Opp Prt A Sub-transfer agency fees 0.25% + 11.00 $0
Blackrock Funds Blackrock High Yield Bond Serv Shr Sub-transfer agency fees 0.25% + 11.00 $0
Blackrock Funds Blackrock Inflation Bd Prot Svcs Cl Sub-transfer agency fees 0.25% + 11.00 $0
Blackrock Funds Blackrock Inflation Pro Bond Port I Sub-transfer agency fees 0.25% + 11.00 $0
Blackrock Funds Blackrock Inflation Prot Bd Port In Sub-transfer agency fees 11 $0
Blackrock Funds Blackrock International Fd A Sub-transfer agency fees 0.25% + 11.00 $0
Blackrock Funds Blackrock Internat'L Opport Class A Sub-transfer agency fees 0.25% + 11.00 $0
Blackrock Funds Blackrock Latin America Fd Cl A Sub-transfer agency fees 0.25% + 11.00 $0
Blackrock Funds Blackrock Nj Muni Bond Service Cl Sub-transfer agency fees 0.25% + 11.00 $0
Blackrock Funds Blackrock Pa Muni Bond Service Cl Sub-transfer agency fees 0.25% + 11.00 $0
Blackrock Funds Blackrock Strategic Inc Opp Port Cl Sub-transfer agency fees 1.00% + 11.00 $0
Blackrock Funds Blackrock Us Opport Cl A Sub-transfer agency fees 0.25% + 11.00 $0
Bogle Funds Bogle Invst Mangmt Sm Cap Grwth-Inv Sub-transfer agency fees 16 $0
Boston Balanced Funds Boston Trust Small Cap Fund Sub-transfer agency fees 0.4% $0
Brandywine Funds Brandywine Sub-transfer agency fees 16 $0
Brandywine Funds Brandywine Blue Sub-transfer agency fees 16 $0
Bridgeway Funds Bridgeway Ultra Small Co Market Sub-transfer agency fees 16 $0
Brown Capital Management Funds Brown Capital Mgt Mid Cap Inv Sub-transfer agency fees 0.4% $0
Brown Capital Management Funds Brown Capital Mgt Small Company Inv Sub-transfer agency fees 0.20% + 12.00 $0
Buffalo Funds Buffalo Large Cap Sub-transfer agency fees 0.4% $0
Buffalo Funds Buffalo Mid Cap Fund Sub-transfer agency fees 0.4% $0
Buffalo Funds Buffalo Science & Technology Fd Sub-transfer agency fees 0.4% $0
Buffalo Funds Buffalo Small Cap Growth Sub-transfer agency fees 0.4% $0
Calamos Funds Calamos Growth Class A Sub-transfer agency fees 0.25% + 16.00 $0
Cambiar Funds Cambiar Aggressive Value - Investor Sub-transfer agency fees 0.4% $0
Cambiar Funds Cambiar Opportunity Investor Cl Sub-transfer agency fees 0.4% $0
Cambiar Funds Cambiar Small Cap Fund Investor Cl Sub-transfer agency fees 0.4% $0
Causeway Capital Funds Causeway Emerging Mrkts Fd Inv Cl Sub-transfer agency fees 0.4% $0
Champlain Funds Champlain Mid Cap Advisor Share Sub-transfer agency fees 0.4% $0
Chase Growth Fund Chase Mid Cap Growth Class A Sub-transfer agency fees 0.4% $0
U.S. Global Investors China Region Fund Sub-transfer agency fees 0.4% $0
Cohen & Steers Funds Cohen & Steers Emerg Mkts Real Esta Sub-transfer agency fees 0.75% + 6.00 $0
Cohen & Steers Funds Cohen & Steers Global Realty Cl C Sub-transfer agency fees 0.75% + 6.00 $0
Cohen & Steers Funds Cohen & Steers Realty Shares Sub-transfer agency fees 0.4% $0
Columbia Funds Columbia Acorn Class Z Sub-transfer agency fees 0.4% $0
Columbia Funds Columbia Acorn International Cl Z Sub-transfer agency fees 0.4% $0
Columbia Funds Columbia Energy and Natural Resourc Sub-transfer agency fees 0.4% $0
Columbia Funds Columbia Income Opportunities Cl Z Sub-transfer agency fees 0.4% $0
Columbia Funds Columbia Select Small Cap Class Z Sub-transfer agency fees 0.4% $0
Columbia Funds Columbia Seligman Com and Info Cl C Sub-transfer agency fees 1.00% + 11.00 $0
Columbia Funds Columbia Value and Restructuring Cl Sub-transfer agency fees 0.4% $0
Credit Suisse Funds Credit Suisse Commod Return Strateg Sub-transfer agency fees 1.00% + 12.00 $0
Crm Funds Crm Small Cap Value Sub-transfer agency fees 0.4% $0
Croft Funds Croft Value Fund Sub-transfer agency fees 0.4% $0
Delaware Funds Delaware Smid Cap Growth Class I Sub-transfer agency fees 10 $0
Diamond Hill Funds Diamond Hill Small Cap Class C Sub-transfer agency fees 1.00% + 12.00 $0
Direxion Funds Direxion Monthly 10 Yr Note Bull 2X Sub-transfer agency fees 0.4% $0
Direxion Funds Direxion Monthly Com Bull 2X Invt Sub-transfer agency fees 0.4% $0
Direxion Funds Direxion Monthly Emrg Mkt Bull 2X I Sub-transfer agency fees 0.4% $0
Direxion Funds Direxion Monthly Latin Am Bull 2X I Sub-transfer agency fees 0.4% $0
Direxion Funds Direxion Monthly Nasdaq 100Bear2X I Sub-transfer agency fees 0.4% $0
Direxion Funds Direxion Monthly Nasdaq100Bull2X In Sub-transfer agency fees 0.4% $0
Direxion Funds Direxion Monthly S&P 500 Bear 2X In Sub-transfer agency fees 0.4% $0
Direxion Funds Direxion Monthly Sm Cap Bull 2X Inv Sub-transfer agency fees 0.4% $0
Doubleline Funds Doubleline Core Fixed Income Fd Cl Sub-transfer agency fees 0.4% $0
Doubleline Funds Doubleline Emerging Mrkt Fixed Inc Sub-transfer agency fees 0.4% $0
Doubleline Funds Doubleline Emerging Mrtks Fixed Inc Sub-transfer agency fees 12 $0
Doubleline Funds Doubleline Total Rt Bond Fd Cl N Sub-transfer agency fees 0.4% $0
Dreyfus Funds Dreyfus Appreciation Fund Sub-transfer agency fees 0.4% $0
Dreyfus Funds Dreyfus Global Real Estate Securiti Sub-transfer agency fees 0.4% $0
Dreyfus Funds Dreyfus Interntl Bond Fd C Sub-transfer agency fees 0.75% + 12.00 $0
Dreyfus Funds Dreyfus Intertnat'L Bond Fund Cl I Sub-transfer agency fees 0.4% $0
Dreyfus Funds Dreyfus Intlbd Fd Cl A Sub-transfer agency fees 12 $0
Dreyfus Funds Dreyfus Midcap Index Fund Sub-transfer agency fees 0.35% $0
Dreyfus Funds Dreyfus Opport Small Cap Fund Sub-transfer agency fees 0.4% $0
Dreyfus Funds Dreyfus Research Grwth Cl Z Sub-transfer agency fees 0.35% $0
Dreyfus Funds Dreyfus Small Cap Stock Index Sub-transfer agency fees 0.35% $0
Driehaus Capital Management Driehaus Active Income Fund Sub-transfer agency fees 0.4% $0
Driehaus Capital Management Driehaus Emerging Markets Sub-transfer agency fees 0.4% $0
Driehaus Capital Management Driehaus Internatl Discovery Sub-transfer agency fees 0.4% $0
Driehaus Capital Management Driehaus Internat'L Small Cap Growt Sub-transfer agency fees 0.4% $0
Dws Funds Dws Disciplined Mkt Neutral Fund Cl Sub-transfer agency fees 0.25% + 12.00 $0
Dundeewealth Funds Dynamic Gold and Precious Metals Cl Sub-transfer agency fees 0.35% $0
Dundeewealth Funds Dynamic Us Growth Fund Class I Sub-transfer agency fees 0.35% $0
Eagle Funds Eagle Small Cap Growth Fd Cl C Sub-transfer agency fees 1.00% + 12.00 $0
U.S. Global Investors Eastern European Fund Sub-transfer agency fees 0.4% $0
Eaton Vance Funds Eaton Vance Atlanta Capital Smid Ca Sub-transfer agency fees 1.00% + 10.00 $0
Eaton Vance Funds Eaton Vance Global Macro Abslte Rt Sub-transfer agency fees 0.30% + 10.00 $0
Epiphany Funds Epiphany Ffv Fund Cl N Sub-transfer agency fees 0.4% $0
Aviemore Funds Etf Market Opportunities Fd Sub-transfer agency fees 0.4% $0
Catalyst Funds Eventide Gilead Fund Retail Class Sub-transfer agency fees 0.4% $0
Fairholme Funds Fairholme Fund Sub-transfer agency fees 8 $0
Fbr Funds Fbr Balanced Investor Class Sub-transfer agency fees 0.4% $0
Fbr Funds Fbr Focus Fund Sub-transfer agency fees 0.4% $0
Fbr Funds Fbr Gas Utility Index Sub-transfer agency fees 0.4% $0
Fbr Funds Fbr Large Cap Financial Sub-transfer agency fees 0.4% $0
Fbr Funds Fbr Small Cap Financial Sub-transfer agency fees 0.4% $0
Federated Funds Federated Clover Small Value Fund A Sub-transfer agency fees 0.05% + 10.00% $0
Federated Institutional Funds Federated Inst High Yield Bond Fd Sub-transfer agency fees 12 $0
Federated Funds Federated Kaufmann Class R Sub-transfer agency fees 0.50% + 12.00 $0
Federated Funds Federated Prudent Bear Fund Class A Sub-transfer agency fees 0.05% + 10.00% $0
Federated Funds Federated Prudent Dollarbear Cl A Sub-transfer agency fees 0.05% + 10.00% $0
Federated Institutional Funds Federated Us Govt Secs 2-5 Yr Ss Sub-transfer agency fees 0.35% $0
Fifth Third Funds Fifth Third Micro Cap Value Instl Sub-transfer agency fees 12 $0
Profunds Financials Ultra Sector Pro Fd Invs Sub-transfer agency fees 0.4% $0
First Eagle Funds First Eagle Fund of America Cl A Sub-transfer agency fees 0.25% + 12.00 $0
First Eagle Funds First Eagle Global Class A Sub-transfer agency fees 0.25% + 12.00 $0
First Eagle Funds First Eagle Global Class C Sub-transfer agency fees 1.00% + 12.00 $0
First Eagle Funds First Eagle Gold Class A Sub-transfer agency fees 0.25% + 12.00 $0
First Eagle Funds First Eagle Gold Fund Class C Sub-transfer agency fees 1.00% + 12.00 $0
First Eagle Funds First Eagle Overseas Class A Sub-transfer agency fees 0.25% + 12.00 $0
First Eagle Funds First Eagle Overseas Class C Sub-transfer agency fees 1.00% + 12.00 $0
Firsthand Funds Firsthand Alternative Energy Sub-transfer agency fees 0.4% $0
Firsthand Funds Firsthand Technology Opportunities Sub-transfer agency fees 0.4% $0
Fmi Funds Fmi Common Stock Sub-transfer agency fees 0.4% $0
Fmi Funds Fmi Focus Fund Sub-transfer agency fees 0.4% $0
Fmi Funds Fmi Large Cap Fund Sub-transfer agency fees 0.4% $0
Fmi Funds Fmi Provident Trust Strategy Fund Sub-transfer agency fees 0.4% $0
Sunamerica Funds Focus Dividend Strat Portfolio C Sub-transfer agency fees 1.00% + 12.00 $0
Sunamerica Funds Focus Dividend Strat Portfolio Clas Sub-transfer agency fees 0.35% + 12.00 $0
Forester Funds Forester Value Fund Sub-transfer agency fees 0.4% $0
Formula Investing Funds Formula Investing Us Value 1000 Cl Sub-transfer agency fees 0.4% $0
Formula Investing Funds Formula Investing Us Value Select C Sub-transfer agency fees 0.4% $0
Forward Funds Forward Commodity Lg /Shrt Strategy Sub-transfer agency fees 0.4% $0
Forward Funds Forward Intl Dividend Investor Sub-transfer agency fees 0.4% $0
Forward Funds Forward Tactical Growth Investor Sub-transfer agency fees 0.4% $0
Fpa Funds Fpa Crescent Instl Sub-transfer agency fees 6 $0
Franklin Funds Franklin Founding Fd Portfolio Cl C Sub-transfer agency fees 1.00% + 16.00/19.00 $0
Franklin Funds Franklin Gold and Precious Metals C Sub-transfer agency fees 0.25% + 16.00 $0
Franklin Funds Franklin Gold and Precious Metals C Sub-transfer agency fees 1.00% + 16.00/19.00 $0
Franklin Funds Franklin Templeton Hard Currency A Sub-transfer agency fees 0.45% + 16.00 $0
Fund*X Upgrader Funds Fundx Flexible Income Fund Sub-transfer agency fees 0.4% $0
Gabelli Westwood Funds Gabelli Asset Fund Aaa Sub-transfer agency fees 0.35% $0
Gabelli Westwood Funds Gabelli Dividend Growth Fund Cl Aaa Sub-transfer agency fees 0.4% $0
Gabelli Westwood Funds Gabelli Equity Income Fund Sub-transfer agency fees 0.35% $0
Gabelli Westwood Funds Gabelli Small Cap Growth Sub-transfer agency fees 0.35% $0
Gabelli Westwood Funds Gabelli Sri Fund Aaa Sub-transfer agency fees 0.4% $0
Gabelli Westwood Funds Gamco Gold Fund Sub-transfer agency fees 0.4% $0
Gabelli Westwood Funds Gamco International Growth Fund Sub-transfer agency fees 0.4% $0
Gabelli Westwood Funds Gamco Westwood Mighty Mites Fd Aaa Sub-transfer agency fees 0.35% $0
Natixis Global Asset Management Fun Gateway Fund Class A Sub-transfer agency fees '0.25% + 12.00 $0
U.S. Global Investors Global Resources Fund Sub-transfer agency fees 0.4% $0
U.S. Global Investors Gold and Precious Metals Fund Sub-transfer agency fees 0.25% + 16.00 $0
Goldman Sachs Funds Goldman Sachs Emerging Mrkts C Sub-transfer agency fees 1.00% + 9.00 $0
Goldman Sachs Funds Goldman Sachs Growth Opportunities Sub-transfer agency fees 1.00% + 9.00 $0
Goldman Sachs Funds Goldman Sachs Grwth Opport Fd Cl Sv Sub-transfer agency fees 0.5% $0
Goldman Sachs Funds Goldman Sachs Mid Cap Val Fd Cl Svc Sub-transfer agency fees 0.5% $0
Goldman Sachs Funds Goldman Sachs Real Estate Sec Fd Cl Sub-transfer agency fees 0.5% $0
Goldman Sachs Funds Goldman Sachs Short Duration Gov'T Sub-transfer agency fees 0.5% $0
Goodhaven Funds Goodhaven Fund Sub-transfer agency fees 16 $0
Guinness Atkinson Funds Guinness Atkinson Alternative Energ Sub-transfer agency fees 0.4% $0
Guinness Atkinson Funds Guinness Atkinson Asia Focus Sub-transfer agency fees 0.4% $0
Guinness Atkinson Funds Guinness Atkinson Asia Pacific Div Sub-transfer agency fees 0.4% $0
Guinness Atkinson Funds Guinness Atkinson Global Energy Sub-transfer agency fees 0.4% $0
Harbor Funds Harbor Bond Inst Sub-transfer agency fees 16 $0
Harbor Funds Harbor Commodity Ret Strategy Fd In Sub-transfer agency fees 16 $0
Harbor Funds Harbor High Yield Bond Investor Fd Sub-transfer agency fees 0.35% $0
Harbor Funds Harbor International Growth Inv Cla Sub-transfer agency fees 0.35% $0
Harbor Funds Harbor International Institutional Sub-transfer agency fees 16 $0
Harbor Funds Harbor International Investor Share Sub-transfer agency fees 0.35% $0
Harding Loevner Funds Harding Loevner Emerg Mrkts Port Ad Sub-transfer agency fees 0.4% $0
Harding Loevner Funds Harding Loevner Inst Emerging Mrkts Sub-transfer agency fees 16 $0
Harding Loevner Funds Harding Loevner Intl Equity Port In Sub-transfer agency fees 0.4% $0
Hartford Funds Hartford Capital Appreciation Cl A Sub-transfer agency fees 0.25% + 12.00 $0
Hartford Funds Hartford Mid Cap Class A Sub-transfer agency fees 0.25% + 12.00 $0
Heartland Funds Heartland Select Value Sub-transfer agency fees 0.4% $0
Heartland Funds Heartland Value Plus Sub-transfer agency fees 0.4% $0
Hennessy Funds Hennessy Cornerstone Growth Sub-transfer agency fees 0.4% $0
Hennessy Funds Hennessy Focus 30 Fund Sub-transfer agency fees 0.4% $0
Hennessy Funds Hennessy Select Sparx Japan Sm Co Sub-transfer agency fees 0.4% $0
Hodges Funds Hodges Fund Sub-transfer agency fees 0.4% $0
Hussman Funds Hussman Strategic Growth Sub-transfer agency fees 12 $0
Hussman Funds Hussman Strategic Total Return Sub-transfer agency fees 12 $0
Icon Funds Icon Bond Class I Sub-transfer agency fees 0.4% $0
Icon Funds Icon Energy Cl S Sub-transfer agency fees 0.4% $0
Icon Funds Icon Financial Fund Cl S Sub-transfer agency fees 0.4% $0
Icon Funds Icon Materials Cl S Sub-transfer agency fees 0.4% $0
Icon Funds Icon Telecomm and Utilities Cl S Sub-transfer agency fees 0.4% $0
Ing Funds Ing Global Target Payment Fund Cl A Sub-transfer agency fees 0.25% + 12.00 $0
Ing Funds Ing Russia Cl A Sub-transfer agency fees 0.25% + 12.00 $0
Profunds Internet Ultrasector Pro Fd Investo Sub-transfer agency fees 0.4% $0
Intrepid Funds Intrepid Capital Fund Investor Clas Sub-transfer agency fees 0.4% $0
Intrepid Funds Intrepid Small Cap Fund Investor Cl Sub-transfer agency fees 0.4% $0
Invesco Aim Family of Funds Invesco China Fund Cl C Sub-transfer agency fees 1.00% + 10.00% $0
Invesco Aim Family of Funds Invesco Diversified Dividend Invest Sub-transfer agency fees 0.4% $0
Invesco Aim Family of Funds Invesco Energy Investor Class Sub-transfer agency fees 0.4% $0
Invesco Aim Family of Funds Invesco Global Health Care Fd Cl I Sub-transfer agency fees 0.4% $0
Invesco Aim Family of Funds Invesco Gold & Precious Metals Inv Sub-transfer agency fees 0.4% $0
Invesco Aim Family of Funds Invesco High Yield Fund Investor Sub-transfer agency fees 0.4% $0
Invesco Aim Family of Funds Invesco Intl Core Equity Inv Cl Sub-transfer agency fees 0.4% $0
Invesco Aim Family of Funds Invesco Real Estate Fund Investor Sub-transfer agency fees 0.4% $0
Invesco Aim Family of Funds Invesco U.S. Govt Fund Invt Sub-transfer agency fees 0.4% $0
Invesco Aim Family of Funds Invesco Van Kampen Equity and Incom Sub-transfer agency fees 1.00% + 10.00% $0
Iva Funds Iva Worldwide Fund Cl A Sub-transfer agency fees 0.25% + 12.00 $0
Iva Funds Iva Worldwide Fund Cl I Sub-transfer agency fees 12 $0
Ivy Funds Ivy Asset Strategy Cl A Sub-transfer agency fees 0.25% + 12.00 $0
Ivy Funds Ivy High Income Cl A Sub-transfer agency fees 0.25% + 12.00 $0
Jacob Funds Jacob Internet Sub-transfer agency fees 0.4% $0
James Advantage Funds James Advantage Small Cap Sub-transfer agency fees 0.4% $0
James Advantage Funds James Balanced Golden Rainbow Fund Sub-transfer agency fees 0.4% $0
James Advantage Funds James Balanced Golden Rainbow I Sub-transfer agency fees 16 $0
Janus Funds Janus Balanced Fund Class T Sub-transfer agency fees 0.35% $0
Janus Funds Janus Contrarian Fund Class T Sub-transfer agency fees 0.35% $0
Janus Funds Janus Flexible Bond Fund Class T Sub-transfer agency fees 0.35% $0
Janus Funds Janus Global Life Sciences Fund Cl Sub-transfer agency fees 0.35% $0
Janus Funds Janus Global Select Cl T Sub-transfer agency fees 0.35% $0
Janus Funds Janus Global Technology Class T Sub-transfer agency fees 0.35% $0
Janus Funds Janus High Yield Fund Class T Sub-transfer agency fees 0.35% $0
Janus Funds Janus Moderate Allocation Class T Sub-transfer agency fees 16 $0
Janus Funds Janus Overseas Fund Class T Sub-transfer agency fees 0.35% $0
Janus Funds Janus Short Term Bond Fund Class T Sub-transfer agency fees 0.35% $0
Janus Funds Janus Triton Fund Class T Shares Sub-transfer agency fees 0.35% $0
Jensen Fund Jensen Quality Growth Fd Cl J Sub-transfer agency fees 0.4% $0
Jensen Fund Jensen Quality Growth Fd Cl R Sub-transfer agency fees 0.50% + 16.00 $0
J.P. Morgan Funds Jpmorgan Core Bond Fund Cl A Sub-transfer agency fees 0.25% + 12.00 $0
J.P. Morgan Funds Jpmorgan Strategic Income Opport Cl Sub-transfer agency fees 0.75% + 12.00 $0
J.P. Morgan Funds Jpmorgan Us Real Estate Class A Sub-transfer agency fees 0.25% + 12.00 $0
Kinetics Funds Kinetics Paradigm Fund Sub-transfer agency fees 0.4% $0
Kinetics Funds Kinetics Small Cap Opportunities Sub-transfer agency fees 0.4% $0
Kinetics Funds Kinetics Water Infra Structure Inve Sub-transfer agency fees 0.4% $0
Laudus Funds Laudus Mondrian Emrg Markets Invst Sub-transfer agency fees 0.4% $0
Lazard Funds Lazard Emerging Mkts Open Class Sub-transfer agency fees 0.4% $0
Lazard Funds Lazard International Small Cap Open Sub-transfer agency fees 0.4% $0
Leuthold Funds Leuthold Asset Allocation Fd Sub-transfer agency fees 0.4% $0
Leuthold Funds Leuthold Global Clean Techn Retail Sub-transfer agency fees 0.4% $0
Litman Gregory Funds Litman Gregory Mast International I Sub-transfer agency fees 0.4% $0
Loomis Sayles Funds Loomis Sayles Bond Retail Shares Sub-transfer agency fees 0.35% $0
Loomis Sayles Funds Loomis Sayles Global Bond Retail Sub-transfer agency fees 0.35% $0
Natixis Global Asset Management Fun Loomis Sayles Invst Grade Bond Cl Y Sub-transfer agency fees 12 $0
Loomis Sayles Funds Loomis Sayles Small Cap Grwth Retai Sub-transfer agency fees 0.4% $0
Lord Abbett Funds Lord Abbett Value Opportunities Cl Sub-transfer agency fees 0.50% + 6.00 $0
Madison Mosaic Funds Madison Mosaic Core Bond Sub-transfer agency fees 0.35% $0
Madison Mosaic Funds Madison Mosaic Mid Cap Fd Sub-transfer agency fees 0.4% $0
Mainstay Funds Mainstay Icap International Fd I Sub-transfer agency fees 12 $0
Mainstay Funds Mainstay Icap Select Equity Fd Cl I Sub-transfer agency fees 12 $0
Mainstay Funds Mainstay Intl Equity Fund Class I Sub-transfer agency fees 12 $0
Mainstay Funds Mainstay Large Cap Growth Fund Clas Sub-transfer agency fees 12 $0
Managers Funds Managers Bond Sub-transfer agency fees 0.4% $0
Managers Funds Managers Cadence Mid Cap Class D Sub-transfer agency fees 0.35% $0
Managers Funds Managers Global Bond Sub-transfer agency fees 0.4% $0
Managers Funds Managers Real Estate Securities Fun Sub-transfer agency fees 0.4% $0
Managers Funds Managers Special Equity Sub-transfer agency fees 0.4% $0
Manning & Napier Funds Manning & Napier Equity Series Sub-transfer agency fees 0.4% $0
Manning & Napier Funds Manning & Napier International Seri Sub-transfer agency fees 0.4% $0
Manning & Napier Funds Manning & Napier Pro Blend Consv Cl Sub-transfer agency fees 0.4% $0
Manning & Napier Funds Manning & Napier Pro Blend Extd Cl Sub-transfer agency fees 0.4% $0
Manning & Napier Funds Manning & Napier Pro Blend Max Term Sub-transfer agency fees 0.4% $0
Manning & Napier Funds Manning & Napier Pro Blend Mod Cl S Sub-transfer agency fees 0.4% $0
Manning & Napier Funds Manning & Napier World Oppt Ser Cl Sub-transfer agency fees 0.4% $0
Marshall Funds Marshall Small Cap Growth Cl Y Sub-transfer agency fees 0.4% $0
Marsico Funds Marsico 21st Century Fund Sub-transfer agency fees 0.4% $0
Marsico Funds Marsico Flexible Capital Fund Sub-transfer agency fees 0.4% $0
Marsico Funds Marsico Growth Fund Sub-transfer agency fees 0.4% $0
Matthew 25 Fund Matthew 25 Sub-transfer agency fees 0.4% $0
Matthews Asian Funds Matthews Asia Dividend Fund Sub-transfer agency fees 0.4% $0
Matthews Asian Funds Matthews Asia Science & Technology Sub-transfer agency fees 0.4% $0
Matthews Asian Funds Matthews Asia Small Companies Fund Sub-transfer agency fees 0.4% $0
Matthews Asian Funds Matthews Asian Growth & Income Fund Sub-transfer agency fees 0.4% $0
Matthews Asian Funds Matthews China Fund Sub-transfer agency fees 0.4% $0
Matthews Asian Funds Matthews India Fund Sub-transfer agency fees 0.4% $0
Matthews Asian Funds Matthews Korea Fund Sub-transfer agency fees 0.4% $0
Matthews Asian Funds Matthews Pacific Tiger Fund Sub-transfer agency fees 0.4% $0
Merger Fund Merger Fund Sub-transfer agency fees 0.4% $0
Merk Funds Merk Absolute Return Currency Inves Sub-transfer agency fees 0.4% $0
Merk Funds Merk Hard Currency Fund Investor Cl Sub-transfer agency fees 0.4% $0
Metropolitan West Funds Metropolitan West High Yield Bond C Sub-transfer agency fees 0.4% $0
Metropolitan West Funds Metropolitan West Tot Return Bond C Sub-transfer agency fees 0.35% $0
Metropolitan West Funds Metropolitan West Total Return Clas Sub-transfer agency fees 16 $0
Paydenfunds Metzler Payden Euro Emerging Mkts C Sub-transfer agency fees 0.4% $0
Mfs Funds Mfs International Growth Class C Sub-transfer agency fees 1.00% + 11.00 $0
Profunds Mid Cap Pro Fund Investor Sub-transfer agency fees 0.4% $0
Monteagle Funds Monteagle Informed Investor Grwth I Sub-transfer agency fees 0.4% $0
Motley Fool Funds Motley Fool Great America Fund Sub-transfer agency fees 0.4% $0
Motley Fool Funds Motley Fool Independence Fd Sub-transfer agency fees 0.4% $0
Muhlenkamp Fund Muhlenkamp Fund Sub-transfer agency fees 0.4% $0
Munder Funds Munder Growth Opportunites Cl B Sub-transfer agency fees 1.00% + 12.00 $0
Franklin Funds Mutual Series Global Discovery Clas Sub-transfer agency fees 0.35% + 16.00 $0
Franklin Funds Mutual Series Global Discovery Clas Sub-transfer agency fees 1.00% + 16.00/19.00 $0
Mutual Hedge Funds Mutualhedge Frontier Legends Cl C Sub-transfer agency fees 1.00% + 12.00 $0
Needham Funds Needham Small Cap Growth Sub-transfer agency fees 0.4% $0
Neiman Funds Neiman Large Cap Value Fund Sub-transfer agency fees 0.4% $0
Neuberger Berman Funds Neuberger Berman Genesis Investor C Sub-transfer agency fees 16 $0
Neuberger Berman Funds Neuberger Berman Genesis Trust Clas Sub-transfer agency fees 0.4% $0
Neuberger Berman Funds Neuberger Berman Real Estate Trust Sub-transfer agency fees 0.4% $0
Neuberger Berman Funds Neuberger Berman Regency Trust Clas Sub-transfer agency fees 0.4% $0
Neuberger Berman Funds Neuberger Berman Strategic Inc Trus Sub-transfer agency fees 0.4% $0
Nicholas Funds Nicholas II Inc Class N Sub-transfer agency fees 0.4% $0
Nicholas Funds Nicholas Limited Edition Inc Class Sub-transfer agency fees 0.4% $0
Northern Funds Northern Emerging Markets Equity In Sub-transfer agency fees 0.25% + 16.00 $0
Northern Funds Northern High Yield Fixed Income Sub-transfer agency fees 0.4% $0
Northern Funds Northern Int'L Equity Fund Sub-transfer agency fees 0.4% $0
Northern Funds Northern Multi - Manager Emg Mrkt E Sub-transfer agency fees 0.4% $0
Northern Funds Northern Multi Man Global Real Esta Sub-transfer agency fees 0.4% $0
Northern Funds Northern Small Cap Value Sub-transfer agency fees 0.4% $0
Nuveen Funds Nuveen Santa Barbara Dividend Grwth Sub-transfer agency fees 1.00% + 12.00 $0
Oakmark Funds Oakmark Equity & Income Fd I Sub-transfer agency fees 0.35% $0
Oakmark Funds Oakmark Fund I Sub-transfer agency fees 0.35% $0
Oakmark Funds Oakmark Global Fund I Sub-transfer agency fees 0.35% $0
Oakmark Funds Oakmark Global Select Fd Cl 1 Sub-transfer agency fees 0.35% $0
Oakmark Funds Oakmark Internat'L I Sub-transfer agency fees 0.35% $0
Oakmark Funds Oakmark Internat'L Small Cap I Sub-transfer agency fees 0.35% $0
Oakmark Funds Oakmark Select I Sub-transfer agency fees 0.35% $0
Profunds Oil & Gas Ultra Sect Pro Fds -Inves Sub-transfer agency fees 0.4% $0
Old Mutual Funds Old Mutual Focused Fund Cl Z Sub-transfer agency fees 0.4% $0
Oppenheimer Funds Oppenheimer Commod Stra Tot Return Sub-transfer agency fees 0.25% + 16.00 $0
Oppenheimer Funds Oppenheimer Dev Markets Cl N Sub-transfer agency fees 0.50% + 11.00 $0
Oppenheimer Funds Oppenheimer Dev Markets Fd Class A Sub-transfer agency fees 0.25% + 16.00 $0
Oppenheimer Funds Oppenheimer Dev Markets Fd Class C Sub-transfer agency fees 1.00% + 19.00 $0
Oppenheimer Funds Oppenheimer Global Opportunities Cl Sub-transfer agency fees 1.00% + 19.00 $0
Oppenheimer Funds Oppenheimer Gold & Spec Minerals Cl Sub-transfer agency fees 0.25% + 16.00 $0
Oppenheimer Funds Oppenheimer Gold & Spec Minerals Cl Sub-transfer agency fees 1.00% + 19.00 $0
Oppenheimer Funds Oppenheimer Gold & Spl Minerals Cl Sub-transfer agency fees 0.50% + 11.00 $0
Oppenheimer Funds Oppenheimer Intl Small Company Cl C Sub-transfer agency fees 1.00% + 19.00 $0
Parnassus Funds Parnassus Equity Income Portfolio Sub-transfer agency fees 0.4% $0
Parnassus Funds Parnassus Fund Sub-transfer agency fees 0.4% $0
Parnassus Funds Parnassus Small Cap Sub-transfer agency fees 0.4% $0
Parnassus Funds Parnassus Workplace Sub-transfer agency fees 0.4% $0
Pax World Funds Pax World Balanced Individual Inv C Sub-transfer agency fees 0.4% $0
Pax World Funds Pax World High Yield Bond Indiv Inv Sub-transfer agency fees 0.4% $0
Paydenfunds Payden Emerg Markets Sub-transfer agency fees 0.4% $0
Paydenfunds Payden Gnma Sub-transfer agency fees 0.25% $0
Pear Tree Funds Pear Tree Polaris Frgn Val Sm Cap O Sub-transfer agency fees 0.4% $0
Janus Funds Perkins Mid Cap Value Fund Class T Sub-transfer agency fees 0.35% $0
Janus Funds Perkins Small Cap Value Class T Sub-transfer agency fees 0.35% $0
Permanent Portfolio Fund Permanent Portfolio Sub-transfer agency fees 0.4% $0
Perritt Funds Perritt Microcap Opportunities Sub-transfer agency fees 0.4% $0
Pacific Financial Funds Pfg Core Equity Fund - Investor Sub-transfer agency fees 1.00% + 12.00 $0
Pacific Financial Funds Pfg Explorer Fund Investor Class Sub-transfer agency fees 1.00% + 12.00 $0
Pacific Financial Funds Pfg Strategic Conservative Invst Sub-transfer agency fees 1.00% + 12.00 $0
Pimco Funds Pimco All Asset All Authority Fd Cl Sub-transfer agency fees 0.25% + 10.00% $0
Pimco Funds Pimco All Asset Fund Class A Sub-transfer agency fees 0.25% + 10.00% $0
Pimco Funds Pimco All Asset Fund Class D Sub-transfer agency fees 0.4% $0
Pimco Funds Pimco All Assets All Authority Cl D Sub-transfer agency fees 0.4% $0
Pimco Funds Pimco Commodity Real Return Cl D Sub-transfer agency fees 0.4% $0
Pimco Funds Pimco Emerging Local Bond Fund Cl D Sub-transfer agency fees 0.4% $0
Pimco Funds Pimco Emerging Markets Bond Fund D Sub-transfer agency fees 0.4% $0
Pimco Funds Pimco Emerging Markets Cy Cl D Sub-transfer agency fees 0.4% $0
Pimco Funds Pimco Eqs Pathfinder Fund Cl A Sub-transfer agency fees 0.25% + 10.00% $0
Pimco Funds Pimco Floating Income Fund Cl D Sub-transfer agency fees 0.4% $0
Pimco Funds Pimco Foreign Bond Us Hedged Cl Sub-transfer agency fees 0.4% $0
Pimco Funds Pimco Foreign Bond Fund Unhedged Sub-transfer agency fees 0.4% $0
Pimco Funds Pimco Fundamental Indexplus Tr Fund Sub-transfer agency fees 0.4% $0
Pimco Funds Pimco Global Advt Strategy Bond Cl Sub-transfer agency fees 0.4% $0
Pimco Funds Pimco Global Bond Fund (Unhedged) C Sub-transfer agency fees 0.4% $0
Pimco Funds Pimco Global Multi - Asset Instl Sub-transfer agency fees 1% $0
Pimco Funds Pimco High Yield Class D Sub-transfer agency fees 0.4% $0
Pimco Funds Pimco Income Fund Cl A Sub-transfer agency fees 0.25% + 10.00% $0
Pimco Funds Pimco Income Fund Cl D Sub-transfer agency fees 0.375% $0
Pimco Funds Pimco Investment Grade Corp Admin C Sub-transfer agency fees 0.26% $0
Pimco Funds Pimco Investment Grade Corp Bond Cl Sub-transfer agency fees 0.4% $0
Pimco Funds Pimco Low Duration Class D Sub-transfer agency fees 0.375% $0
Pimco Funds Pimco Real Estate Real Return Strat Sub-transfer agency fees 0.4% $0
Pimco Funds Pimco Real Return Class C Sub-transfer agency fees 0.75% + 10.00% $0
Pimco Funds Pimco Real Return Class D Sub-transfer agency fees 0.4% $0
Pimco Funds Pimco Small Cap Stocksplus Tr Cl D Sub-transfer agency fees 0.4% $0
Pimco Funds Pimco Stocksplus Total Return Cl D Sub-transfer agency fees 0.4% $0
Pimco Funds Pimco Total Return Class A Sub-transfer agency fees 0.25% + 10.00% $0
Pimco Funds Pimco Total Return Class C Sub-transfer agency fees 1.00% + 10.00% $0
Pimco Funds Pimco Total Return Class D Sub-transfer agency fees 0.375% $0
Pimco Funds Pimco Total Return Instl Sub-transfer agency fees 1% $0
Pimco Funds Pimco Unconstrained Bond Fund Cl D Sub-transfer agency fees 0.4% $0
Pinebridge Funds Pinebridge Us Micro Cap Growth Clas Sub-transfer agency fees 0.35% + 12.00 $0
Pioneer Investments Pioneer High Yield Class A Sub-transfer agency fees 0.25% + 12.00 $0
Pioneer Investments Pioneer Strategic Income Class C Sub-transfer agency fees 1.00% + 12.00 $0
Primecap Odyssey Funds Primecap Odyssey Aggressive Grwth F Sub-transfer agency fees 15 $0
Primecap Odyssey Funds Primecap Odyssey Growth Fund Sub-transfer agency fees 15 $0
Princeton Funds Princeton Futures Strategy Fd Cl A Sub-transfer agency fees 0.25% + 12.00 $0
Princeton Funds Princeton Futures Strategy Fd Cl C Sub-transfer agency fees 1.00% + 12.00 $0
Prudential Investments Prudential Financial Services Class Sub-transfer agency fees 1.00% + 12.00 $0
Prudential Investments Prudential Jennison 20/20 Focus Cla Sub-transfer agency fees 0.30% + 12.00 $0
Prudential Investments Prudential Jennison Natural Resourc Sub-transfer agency fees 1.00% + 12.00 $0
Putnam Funds Putnam Capital Spectrum Fund Cl C Sub-transfer agency fees 1.00% + 19.00 $0
Putnam Funds Putnam Diversified Income Trust Cla Sub-transfer agency fees 0.35% + 16.00 $0
Quaker Funds Quaker Strategic Growth Class A Sub-transfer agency fees 0.25% + 12.00 $0
Queens Road Funds Queens Road Small Cap Value Fund Sub-transfer agency fees 0.4% $0
Rainier Investment Funds Rainier Large Cap Equity Portfolio Sub-transfer agency fees 0.4% $0
Rainier Investment Funds Rainier Mid Cap Eq Portfolio Sub-transfer agency fees 0.4% $0
Rbc Funds Rbc Microcap Value Fd Cl S Sub-transfer agency fees 0.4% $0
Rice Hall James Funds Rice Hall James Micro Cap Port Inst Sub-transfer agency fees 0.4% $0
Ridgeworth Funds Ridgeworth Floating Rate Income Fd Sub-transfer agency fees 12 $0
Profunds Rising Rates Oppty Pro Fund Investo Sub-transfer agency fees 0.4% $0
River North Funds Rivernorth/Double Line Strategic In Sub-transfer agency fees 12 $0
River North Funds Rivernorth/Double Line Strategic In Sub-transfer agency fees 0.37% $0
Robeco Investment Management Robeco Boston Prtnrs Longshort Eqty Sub-transfer agency fees 0.4% $0
Robeco Investment Management Robeco Boston Prtns Sm Cap Val 11 I Sub-transfer agency fees 0.4% $0
Royce Funds Royce Global Div Value Fd Service C Sub-transfer agency fees 0.4% $0
Royce Funds Royce International Smaller Co Svcs Sub-transfer agency fees 0.4% $0
Royce Funds Royce Low Priced Stock Fd-Service C Sub-transfer agency fees 0.4% $0
Royce Funds Royce Microcap Investment Class Sub-transfer agency fees 16 $0
Royce Funds Royce Pennsylvania Mutual Invst Cla Sub-transfer agency fees 16 $0
Royce Funds Royce Special Equity Investment Cl Sub-transfer agency fees 16 $0
Royce Funds Royce Total Return Fd Investment Cl Sub-transfer agency fees 16 $0
Royce Funds Royce Value Fund Service Cl Sub-transfer agency fees 0.4% $0
Royce Funds Royce Value Plus Service Class Sub-transfer agency fees 0.4% $0
Rs Investments Rs Partners Cl A Sub-transfer agency fees 0.25% $0
Rs Investments Rs Value Fund Cl A Sub-transfer agency fees 0.25% $0
Rydex Funds Rydex Basic Materials Inv Class Sub-transfer agency fees 0.4% $0
Rydex Funds Rydex Consumer Products Investor Cl Sub-transfer agency fees 0.4% $0
Rydex Funds Rydex Energy Investor Class Sub-transfer agency fees 0.4% $0
Rydex Funds Rydex Financial Services Investor C Sub-transfer agency fees 0.4% $0
Rydex Funds Rydex Inverse Dow 2X Strategy Cl H Sub-transfer agency fees 0.4% $0
Rydex Funds Rydex Inverse Govt Long Bond Strat Sub-transfer agency fees 0.4% $0
Rydex Funds Rydex Inverse Nasdaq 1002X Cl H Sub-transfer agency fees 0.4% $0
Rydex Funds Rydex Inverse Russel 2000 2X Strat Sub-transfer agency fees 0.4% $0
Rydex Funds Rydex Inverse S&P 500 2X Strategy C Sub-transfer agency fees 0.4% $0
Rydex Funds Rydex Inverse S&P 500 Strategy Inv Sub-transfer agency fees 0.4% $0
Rydex Funds Rydex Mid Cap Growth H Class Sub-transfer agency fees 0.4% $0
Rydex Funds Rydex Nasdaq 100 Inv Class Sub-transfer agency fees 0.4% $0
Rydex Funds Rydex Precious Metals Investor Cl Sub-transfer agency fees 0.4% $0
Rydex Funds Rydex Utilities Investor Class Sub-transfer agency fees 0.4% $0
Rydex Funds Rydex/Sgi Long Short Interest Rate Sub-transfer agency fees 1.00% + 6.00 $0
Schroder Funds Schroder Emerging Market Equity Adv Sub-transfer agency fees 0.4% $0
Scout Funds Scout International Fund Sub-transfer agency fees 0.4% $0
Scout Funds Scout Mid Cap Fund Sub-transfer agency fees 0.4% $0
Scout Funds Scout Small Cap Fund Sub-transfer agency fees 0.4% $0
Selected Funds Selected American Shares Cl D Sub-transfer agency fees 16 $0
Selected Funds Selected American Shares Cl S Sub-transfer agency fees 0.4% $0
Sextant Funds Sextant Intrnational Fund Sub-transfer agency fees 0.4% $0
Sit Group Sit Dividend Growth Fd Cl S Sub-transfer agency fees 0.4% $0
Sit Group Sit Us Gov'T Secs Sub-transfer agency fees 0.35% $0
Sound Mind Funds Sound Mind Investing Fund Sub-transfer agency fees 16 $0
Sound Shore Funds Sound Shore Fd Inc Sub-transfer agency fees 0.4% $0
Southern Sun Funds Southernsun Small-Cap Investor Sub-transfer agency fees 0.4% $0
Ssga Funds Ssga Emerging Markets Sub-transfer agency fees 0.4% $0
Ssga Funds Ssga S & P 500 Index Sub-transfer agency fees 0.25% + 16.00 $0
Sterling Capital Funds Sterling Capital Special Opp Class Sub-transfer agency fees 12 $0
Stratton Funds Stratton Multi Cap Fund Sub-transfer agency fees 16 $0
Stratton Funds Stratton Small Cap Value Fund Sub-transfer agency fees 16 $0
T. Rowe Price Funds T Rowe Price Cap Appreciation Sub-transfer agency fees 3% $0
T. Rowe Price Funds T Rowe Price Corporate Income Sub-transfer agency fees 3% $0
T. Rowe Price Funds T Rowe Price Emerg Euro & Mediterra Sub-transfer agency fees 3% $0
T. Rowe Price Funds T Rowe Price Emerging Mkts Stock Sub-transfer agency fees 3% $0
T. Rowe Price Funds T Rowe Price Equity Income Sub-transfer agency fees 3% $0
T. Rowe Price Funds T Rowe Price Financial Services Sub-transfer agency fees 3% $0
T. Rowe Price Funds T Rowe Price Global Stock Sub-transfer agency fees 3% $0
T. Rowe Price Funds T Rowe Price Global Technology Sub-transfer agency fees 3% $0
T. Rowe Price Funds T Rowe Price Growth Stock Sub-transfer agency fees 3% $0
T. Rowe Price Funds T Rowe Price Health Sciences Sub-transfer agency fees 3% $0
T. Rowe Price Funds T Rowe Price International Bond Sub-transfer agency fees 3% $0
T. Rowe Price Funds T Rowe Price Intl Discovery Fund Sub-transfer agency fees 3% $0
T. Rowe Price Funds T Rowe Price Int'L Emerging Market Sub-transfer agency fees 3% $0
T. Rowe Price Funds T Rowe Price Int'L Japan Sub-transfer agency fees 3% $0
T. Rowe Price Funds T Rowe Price Latin America Fund Sub-transfer agency fees 3% $0
T. Rowe Price Funds T Rowe Price Media & Telecommunicat Sub-transfer agency fees 3% $0
T. Rowe Price Funds T Rowe Price New Asia Sub-transfer agency fees 3% $0
T. Rowe Price Funds T Rowe Price New Era Sub-transfer agency fees 3% $0
T. Rowe Price Funds T Rowe Price Real Estate Fund Sub-transfer agency fees 3% $0
T. Rowe Price Funds T Rowe Price Ret 2040 Fd Sub-transfer agency fees 3% $0
T. Rowe Price Funds T Rowe Price Retirement 2025 Fd Sub-transfer agency fees 3% $0
T. Rowe Price Funds T Rowe Price Short Term Bond Sub-transfer agency fees 3% $0
T. Rowe Price Funds T Rowe Price Small Cap Value Fund Sub-transfer agency fees 3% $0
T. Rowe Price Funds T Rowe Price Spectrum Income Sub-transfer agency fees 3% $0
T. Rowe Price Funds T Rowe Price Strategic Income Fd Sub-transfer agency fees 3% $0
T. Rowe Price Funds T Rowe Price Us Treasury Long Term Sub-transfer agency fees 3% $0
Tcw Funds Tcw Core Fixed Income Class N Sub-transfer agency fees 0.4% $0
Tcw Funds Tcw Dividend Focused Fund Cl N Sub-transfer agency fees 0.4% $0
Tcw Funds Tcw Emerging Markets Income Cl N Sub-transfer agency fees 0.4% $0
Tcw Funds Tcw Emerging Mkts Income Cl I Sub-transfer agency fees 16 $0
Tcw Funds Tcw Total Return Bond Class N Sub-transfer agency fees 0.4% $0
Team Funds Team Asset Strategy Fund Sub-transfer agency fees 0.4% $0
Franklin Funds Templeton China World Fund Class C Sub-transfer agency fees 1.00% + 16.00/19.00 $0
Franklin Funds Templeton Global Bond Class A Sub-transfer agency fees 0.25% + 16.00 $0
Franklin Funds Templeton Global Bond Class C Sub-transfer agency fees 0.65% + 16.00/19.00 $0
Franklin Funds Templeton Global Small Co Grwth Cl Sub-transfer agency fees 1.00% + 16.00 $0
Franklin Funds Templeton Global Total Return Cl A Sub-transfer agency fees 0.25% + 16.00 $0
Appleseed Funds The Appleseed Fund Sub-transfer agency fees 0.4% $0
Currency Funds The Currency Fund Advisor Class Sub-transfer agency fees 0.4% $0
Tocqueville Trust The Delafield Fund Sub-transfer agency fees 0.4% $0
Third Avenue Funds Third Avenue Focsed Credit Fund Inv Sub-transfer agency fees 0.4% $0
Third Avenue Funds Third Avenue Intl Value Instl Class Sub-transfer agency fees 16 $0
Third Avenue Funds Third Avenue Real Estate Value Inst Sub-transfer agency fees 16 $0
Third Avenue Funds Third Avenue Small Cap Value Instl Sub-transfer agency fees 16 $0
Third Avenue Funds Third Avenue Value Fund Investor Cl Sub-transfer agency fees 0.4% $0
Third Avenue Funds Third Avenue Value Instl Class Sub-transfer agency fees 16 $0
Thompson Plumb Funds Thompson Plumb Bond Fund Sub-transfer agency fees 0.25% $0
Thornburg Funds Thornburg Intl Value Cl Instl Sub-transfer agency fees 0.25% + 12.00 $0
Timothy Plan Funds Timothy Defensive Strategies Cl C Sub-transfer agency fees 1.00% + 12.00 $0
Tocqueville Trust Tocqueville Fund Sub-transfer agency fees 0.4% $0
Tocqueville Trust Tocqueville Gold Fund Sub-transfer agency fees 0.4% $0
Tocqueville Trust Tocqueville Select Fund Sub-transfer agency fees 0.4% $0
Touchstone Family of Funds Touchstone Large Cap Growth Cl Y Sub-transfer agency fees 16 $0
Touchstone Family of Funds Touchstone Sands Cap Sel Grwth Z Sub-transfer agency fees 0.4% $0
Touchstone Family of Funds Touchstone Short Dur Fix Inc Cl Z Sub-transfer agency fees 0.4% $0
Idex Funds Transamerica Morgan Stanley Cptl Gw Sub-transfer agency fees 0.4% $0
First Focus Funds Tributary Growth Oppt Instl Sub-transfer agency fees 0.4% $0
Turner Funds Turner All Cap Growth Fund Inv Cl Sub-transfer agency fees 0.4% $0
Turner Funds Turner Emerging Growth Inv Cl Sub-transfer agency fees 0.4% $0
Tweedy Browne Funds Tweedy Browne Global Value Fund Sub-transfer agency fees 14 $0
Profunds Ultra Bear Pro Fund Investors Share Sub-transfer agency fees 0.4% $0
Profunds Ultra Mid Cap Pro Fund Investor Shs Sub-transfer agency fees 0.4% $0
Profunds Ultra Short Nasdaq- 100 Profund Inv Sub-transfer agency fees 0.4% $0
Usaa Fundserv Funds Usaa Precious Metals & Minerals Adv Sub-transfer agency fees 0.4% $0
Valley Forge Funds Valley Forge Instl Sub-transfer agency fees 0.4% $0
Value Line Mutual Funds Value Line Income Sub-transfer agency fees 0.4% $0
Mutuals.Com Funds Vice Fund Sub-transfer agency fees 0.4% $0
Virtus Funds Virtus Global Infrastructure Cl C Sub-transfer agency fees 1.00% + 12.00 $0
Walthausen Funds Walthausen Small Cap Value Fd Sub-transfer agency fees 0.4% $0
Wasatch Funds Wasatch Emerging Markets Small Cap Sub-transfer agency fees 0.4% $0
Wasatch Funds Wasatch Hoisington Us Treasury Sub-transfer agency fees 0.25% $0
Wasatch Funds Wasatch International Growth Sub-transfer agency fees 0.4% $0
Wasatch Funds Wasatch Large Cap Value Fund Sub-transfer agency fees 0.4% $0
Wasatch Funds Wasatch Long/Short Fund Sub-transfer agency fees 0.4% $0
Wasatch Funds Wasatch Micro-Cap Value Fund Sub-transfer agency fees 0.4% $0
Wasatch Funds Wasatch Small Cap Growth Sub-transfer agency fees 0.4% $0
Wasatch Funds Wasatch World Innovators Fund Sub-transfer agency fees 0.4% $0
Wegener Funds Wegener Adaptive Growth Fund Sub-transfer agency fees 0.25% + 12.00 $0
Weitz Funds Weitz Partners 111 Opportunity Fd I Sub-transfer agency fees 16 $0
Weitz Funds Weitz Partners Value Sub-transfer agency fees 0.4% $0
Weitz Funds Weitz Short Intermed Income Fund In Sub-transfer agency fees 16 $0
Weitz Funds Weitz Value Sub-transfer agency fees 0.4% $0
Wells Fargo Funds Wells Fargo Growth Fund-Investor Cl Sub-transfer agency fees 0.4% $0
Westcore Funds Westcore Plus Bond Fund Sub-transfer agency fees 0.3% $0
Westcore Funds Westcore Select Sub-transfer agency fees 0.4% $0
Western Asset Funds Western Asset Core Portfolio Fi Cla Sub-transfer agency fees 0.35% $0
Westport Funds Westport Fund Class R Sub-transfer agency fees 0.4% $0
William Blair Funds William Blair Growth Class N Sub-transfer agency fees 0.4% $0
William Blair Funds William Blair Int'L Growth Class N Sub-transfer agency fees 0.4% $0
William Blair Funds William Blair Intl Small Cap Grw N Sub-transfer agency fees 0.4% $0
Wintergreen Funds Wintergreen Fund Sub-transfer agency fees 0.4% $0
U.S. Global Investors World Precious Minerals Fund Sub-transfer agency fees 0.4% $0
Yacktman Fund Yacktman Focused Fd Sub-transfer agency fees 0.4% $0
Yacktman Fund Yacktman Fund Sub-transfer agency fees 16 $0
Amidex35 Funds Amidex35 Mutual Sub-transfer agency fees 0.35% $0
Dws Funds Dws Gold & Precious Metals Cl A Sub-transfer agency fees 0.25% + 12.00 $0
Gabelli Westwood Funds Gabelli Utilities Sub-transfer agency fees 0.35% $0
Fidelity Inv Instit Ops Co Dodge & Cox International Sub-transfer agency fees .10% $0
*As outlined by the Form 5500 Instructions for service providers with indirect compensation.

Service Providers Who Fail or Refuse to Provide Information

There are no service providers who failed or refused to provide information.

Termination Information on Accountants and Enrolled Actuaries

There is no termination information for this plan.

Investments

Investments

Name of Investment Investment Manager Type of Investment Dollar Value
S & P 500 Eqty Index Fund The Northern Trust Company DFE: Common/Collective Trust $847,013,151
Us Debt Index Fund K Blackrock Institutional Trust Co Na DFE: Common/Collective Trust $492,290,205
Vanguard Target Ret 2020 Ts Plu Vanguard DFE: Common/Collective Trust $357,834,192
Vanguard Target Ret 2030 Ts Plu Vanguard DFE: Common/Collective Trust $320,687,988
Vanguard Target Ret Inc Trt Plu Vanguard DFE: Common/Collective Trust $318,912,617
Us Tips Fund K Blackrock Institutional Trust Co Na DFE: Common/Collective Trust $180,563,295
Vanguard Target Ret 2040 Ts Plu Vanguard DFE: Common/Collective Trust $161,424,373
Russell 2000 Equity Index Fund The Northern Trust Company DFE: Common/Collective Trust $94,973,645
Collective Short Term Inv Fund The Northern Trust DFE: Common/Collective Trust $91,399,546
Vanguard Target Ret 2015 Ts Plu Vanguard DFE: Common/Collective Trust $5,109,266
Vanguard Target Ret 2025 Ts Plu Vanguard DFE: Common/Collective Trust $2,263,884
Vanguard Target Ret 2035 Ts Plu Vanguard DFE: Common/Collective Trust $677,675
Vanguard Target Ret 2045 Ts Plu Vanguard DFE: Common/Collective Trust $430,929
Vanguard Target Ret 2050 Ts Plu Vanguard DFE: Common/Collective Trust $153,395
Vanguard Target Ret 2055 Rt Plus Vanguard DFE: Common/Collective Trust $111,098
Sei Stable Asset Fund Sei Trust Company DFE: Common/Collective Trust $0
Lifepath Retirement Fund N Blackrock Institutional Trust Co Na DFE: Common/Collective Trust $0
Lifepath 2040 Fund N Blackrock Institutional Trust Co Na DFE: Common/Collective Trust $0
Lifepath 2030 Fund N Blackrock Institutional Trust Co Na DFE: Common/Collective Trust $0
Lifepath 2020 Fund N Blackrock Institutional Trust Co Na DFE: Common/Collective Trust $0
Total $2,873,845,259

Insurance Information

Insurance Information

Insurance Carrier Summary Persons Covered
ING 26,209
EIN 41-0991508
Industry Code 80942
Contract Number IUS0246
Contract Year 01/01/2011 — 12/31/2011
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $3,452,527
Additions $70,285
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $70,285
Transferred from separate account $0
Other $0
Total of Balance and Additions $3,522,812
Deductions $3,522,812
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $3,522,812
Balance at the end of the current year $0
ING 26,209
EIN 41-0991508
Industry Code 80942
Contract Number IUS0284
Contract Year 01/01/2011 — 12/31/2011
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $3,427,328
Additions $178,080
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $178,080
Transferred from separate account $0
Other $0
Total of Balance and Additions $3,605,408
Deductions $177,592
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $177,592
Balance at the end of the current year $3,427,816
Metropolitan Life Ins 26,209
EIN 13-5581829
Industry Code 65978
Contract Number 29611
Contract Year 01/01/2011 — 12/31/2011
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $2,141,559
Additions $69,845
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $69,845
Transferred from separate account $0
Other $0
Total of Balance and Additions $2,211,404
Deductions $2,211,404
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $2,211,404
Balance at the end of the current year $0
Metropolitan Life Ins 26,209
EIN 13-5581829
Industry Code 65978
Contract Number 29699
Contract Year 01/01/2011 — 12/31/2011
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $4,177,728
Additions $203,997
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $203,997
Transferred from separate account $0
Other $0
Total of Balance and Additions $4,381,725
Deductions $203,427
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $203,427
Balance at the end of the current year $4,178,298
Metropolitan Life Ins 26,209
EIN 13-5581829
Industry Code 65978
Contract Number 29892
Contract Year 01/01/2011 — 12/31/2011
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $34,048,469
Additions $1,600,278
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $1,600,278
Transferred from separate account $0
Other $0
Total of Balance and Additions $35,648,747
Deductions $0
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $35,648,747
Metropolitan Life Ins 26,209
EIN 13-5581829
Industry Code 65978
Contract Number 29933
Contract Year 01/01/2011 — 12/31/2011
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $11,581,978
Additions $687,970
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $687,970
Transferred from separate account $0
Other $0
Total of Balance and Additions $12,269,948
Deductions $0
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $12,269,948
Metropolitan Life Ins 26,209
EIN 13-5581829
Industry Code 65978
Contract Number 32392
Contract Year 01/01/2011 — 12/31/2011
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $0
Additions $302,205,553
Contributions Deposited during the year $291,232,784
Dividends and credits $0
Interest credited during the year $10,972,769
Transferred from separate account $0
Other $0
Total of Balance and Additions $302,205,553
Deductions $0
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $302,205,553
Metropolitan Life Ins 26,209
EIN 13-5581829
Industry Code 65978
Contract Number 32558
Contract Year 01/01/2011 — 12/31/2011
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $0
Additions $10,048,744
Contributions Deposited during the year $10,000,000
Dividends and credits $0
Interest credited during the year $48,744
Transferred from separate account $0
Other $0
Total of Balance and Additions $10,048,744
Deductions $0
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $10,048,744
Metropolitan Life Ins 26,209
EIN 13-5581829
Industry Code 65978
Contract Number 29676
Contract Year 01/01/2011 — 12/31/2011
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $1,887,671
Additions $88,015
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $88,015
Transferred from separate account $0
Other $0
Total of Balance and Additions $1,975,686
Deductions $1,975,686
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $1,975,686
Balance at the end of the current year $0
Monumental Life 26,209
EIN 53-0419790
Industry Code 66281
Contract Number SV04567Q
Contract Year 01/01/2011 — 12/31/2011
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $7,258,778
Additions $64,464
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $64,464
Transferred from separate account $0
Other $0
Total of Balance and Additions $7,323,242
Deductions $7,323,242
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $7,323,242
Balance at the end of the current year $0
Monumental Life 26,209
EIN 53-0419790
Industry Code 66281
Contract Number SV04669Q
Contract Year 01/01/2011 — 12/31/2011
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $1,427,245
Additions $45,768
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $45,768
Transferred from separate account $0
Other $0
Total of Balance and Additions $1,473,013
Deductions $1,473,013
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $1,473,013
Balance at the end of the current year $0
Monumental Life 26,209
EIN 53-0419790
Industry Code 66281
Contract Number SV04712Q
Contract Year 01/01/2011 — 12/31/2011
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $3,773,773
Additions $164,852
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $164,852
Transferred from separate account $0
Other $0
Total of Balance and Additions $3,938,625
Deductions $3,938,625
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $3,938,625
Balance at the end of the current year $0
New York Life Insurance 26,209
EIN 13-5588263
Industry Code 66915
Contract Number GA34202
Contract Year 01/01/2011 — 12/31/2011
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $8,298,657
Additions $0
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $0
Transferred from separate account $0
Other $0
Total of Balance and Additions $8,298,657
Deductions $813
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $813
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $8,297,844
New York Life Ins 26,209
EIN 13-5588263
Industry Code 66915
Contract Number GA34202002
Contract Year 01/01/2011 — 12/31/2011
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $10,011,397
Additions $0
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $0
Transferred from separate account $0
Other $0
Total of Balance and Additions $10,011,397
Deductions $31
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $31
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $10,011,366
New York Life Insurance 26,209
EIN 13-5588263
Industry Code 66915
Contract Number GA34202003
Contract Year 01/01/2011 — 12/31/2011
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $0
Additions $15,031,866
Contributions Deposited during the year $15,000,000
Dividends and credits $0
Interest credited during the year $31,866
Transferred from separate account $0
Other $0
Total of Balance and Additions $15,031,866
Deductions $102
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $102
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $15,031,764
New York Life Ins 26,209
EIN 13-5588263
Industry Code 66915
Contract Number GA 31082-003
Contract Year 01/01/2011 — 12/31/2011
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $11,631,505
Additions $272,062
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $272,062
Transferred from separate account $0
Other $0
Total of Balance and Additions $11,903,567
Deductions $11,903,567
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $12,669
Transferred to Separate Account $0
Other $11,890,898
Balance at the end of the current year $0
Pacific Life Ins 26,209
EIN 95-1079000
Industry Code 67466
Contract Number G-27383.01.000
Contract Year 01/01/2011 — 12/31/2011
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $8,217,838
Additions $80,480
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $80,480
Transferred from separate account $0
Other $0
Total of Balance and Additions $8,298,318
Deductions $8,298,318
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $8,298,318
Balance at the end of the current year $0
Principal Life Ins 26,209
EIN 42-0127290
Industry Code 61271
Contract Number 7-05924-04
Contract Year 01/01/2011 — 12/31/2011
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $4,128,771
Additions $206,800
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $206,800
Transferred from separate account $0
Other $0
Total of Balance and Additions $4,335,571
Deductions $206,588
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $206,588
Balance at the end of the current year $4,128,983
Principal Life Ins 26,209
EIN 42-0127290
Industry Code 61271
Contract Number 7-059424-3
Contract Year 01/01/2011 — 12/31/2011
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $2,712,880
Additions $17,168
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $17,168
Transferred from separate account $0
Other $0
Total of Balance and Additions $2,730,048
Deductions $2,730,048
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $2,730,048
Balance at the end of the current year $0
Principal Life Ins 26,209
EIN 42-0127290
Industry Code 61271
Contract Number 7-05924-5
Contract Year 01/01/2011 — 12/31/2011
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $10,013,143
Additions $69,856
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $69,856
Transferred from separate account $0
Other $0
Total of Balance and Additions $10,082,999
Deductions $10,082,999
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $10,082,999
Balance at the end of the current year $0
Principal Life Ins 26,209
EIN 42-0127290
Industry Code 61271
Contract Number 7-05924-7
Contract Year 01/01/2011 — 12/31/2011
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $0
Additions $10,008,545
Contributions Deposited during the year $10,000,000
Dividends and credits $0
Interest credited during the year $8,545
Transferred from separate account $0
Other $0
Total of Balance and Additions $10,008,545
Deductions $0
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $10,008,545
Principal Life Ins 26,209
EIN 42-0127290
Industry Code 61271
Contract Number 7-05924-6
Contract Year 01/01/2011 — 12/31/2011
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $0
Additions $20,076,090
Contributions Deposited during the year $20,000,000
Dividends and credits $0
Interest credited during the year $76,090
Transferred from separate account $0
Other $0
Total of Balance and Additions $20,076,090
Deductions $0
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $20,076,090
Prudential Life Ins 26,209
EIN 22-1211670
Industry Code 62132
Contract Number GA-62088-212
Contract Year 01/01/2011 — 12/31/2011
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $9,844,527
Additions $574,920
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $574,920
Transferred from separate account $0
Other $0
Total of Balance and Additions $10,419,447
Deductions $0
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $10,419,447
Prudential Life Ins 26,209
EIN 22-1211670
Industry Code 62132
Contract Number GA-62088-211
Contract Year 01/01/2011 — 12/31/2011
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $15,939,971
Additions $682,970
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $682,970
Transferred from separate account $0
Other $0
Total of Balance and Additions $16,622,941
Deductions $16,622,941
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $16,622,941
Balance at the end of the current year $0
Prudential Life Ins 26,209
EIN 22-1211670
Industry Code 62132
Contract Number GA-62132-211
Contract Year 01/01/2011 — 12/31/2011
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $11,509,769
Additions $653,755
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $653,755
Transferred from separate account $0
Other $0
Total of Balance and Additions $12,163,524
Deductions $0
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $12,163,524