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Overview

Plan Information

  • Plan Year01/01/2012 — 12/31/2012
  • Date of Plan07/01/1965
  • Net Assets as of 12/31/2012 $9,713,501,614
  • Plan Number2
  • Plan Type Single Employer
  • Is the plan collectively bargained? No
  • Did the plan file for an extension of time or the DFVC Program?Yes
  • Plan Funding ArrangementInsurance Trust
  • Plan Benefit ArrangementInsurance Trust

Participant Information as of 12/31/2012

  • Active (Eligible) Participants30,511
  • Retired or separated participants receiving benefits1,168
  • Other retired or separated participants entitled to future benefits25,216
  • Subtotal56,895
  • Deceased participants whose beneficiaries are receiving or are entitled to receive benefits349
  • Total57,244
  • Total number of participants as of 01/01/201261,043
  • Number of participants with account balances54,461
  • Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested496

Expenses

  • Total Benefit Payments$0
  • Corrective Distributions$0
  • Administrative Service Providers$0
  • Other Expenses$0
  • Total Expenses$0
  • Total Transfers$0

Sponsor Information

  • Address100 Route 206 North
  • CityPeapack
  • StateNJ
  • Zip07977-0000
  • Telephone(908) 901-1135
  • EIN13-5315170
  • Industry Code325410
  • Named AdministratorStephen Pennacchio

Plan Administrator Information

  • Administrator NameThe Savings Plan Committee
  • Address100 Route 206 North
  • CityPeapack
  • StateNJ
  • Zip07977
  • Telephone(908) 901-8000
  • Administrator EIN13-2875255

Audit Information

  • Audit StatusAudited
  • AuditorKpmg, LLP
  • Auditor EIN13-5565207
  • Audit OpinionUnqualified
  • Audit Type Full Audit

Benefits Provided Under the Plan

Code Benefit Description
2E Profit-sharing A defined contribution plan that allows employer discretionary contributions. These plans often contain a 401(k) feature.
2F ERISA section 404(c) Plan This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
2H Partial participant-directed account plan Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J Code section 401(k) feature A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
2K Code section 401(m) arrangement Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contributions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
2O ESOP other than a leveraged ESOP An Employee Stock Ownership Plan (ESOP) is a type of employee benefit plan designed to invest primarily in employer stock.
3F Leased Employees Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
3H Controlled Group Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

Questions and Answers

Question Answer Amount
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? No
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. No
Were any leases to which the plan was a party in default or classified during the year as uncollectible? No
Were there any nonexempt transactions with any party-in-interest? No
Was this plan covered by a fidelity bond? Yes $25,000,000
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? No
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan have assets held for investment? Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? Yes
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? No
Has the plan failed to provide any benefit when due under the plan? No
If this is an individual account plan, was there a blackout period? No
If there was a blackout period, have you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3? No

Financials

Income and Expense Statement

Income $1,701,319,317
Contributions $529,821,584
Cash Contributions $529,821,584
Cash from Employers $159,206,657
Cash from Participants $345,762,176
Others (including rollovers) $24,852,751
Noncash Contributions $0
Total Earnings on Investments $1,130,923,213
Total Interest $18,649,400
Interest-Bearing Cash $0
U.S. Government Securities $0
Corporate Debt Instruments $0
Loans (other than to participants) $0
Participant Loans $3,821,018
Interest from Other Investments $14,828,382
Total Dividends $122,305,555
Preferred Stock $2,565,212
Common Stock $62,829,337
Rents $0
Net gain (loss) on sale of assets $18,502,536
Aggregate Proceeds $423,794,819
Aggregate Carrying Amount $405,292,283
Total Unrealized Appreciation (depreciation) of assets $265,493,880
Real Estate $0
Other $265,493,880
Net investment gain (loss) from common/collective trusts $324,464,993
Net investment gain (loss) from pooled separate accounts $0
Net investment gain (loss) from master trust investment accounts $0
Net investment gain (loss) from 103-12 investment entities $0
Net investment gain (loss) from registered investment companies $381,506,849
Other Income $40,574,520
Expenses $863,068,109
Total Benefit Payments $862,021,193
Directly to participants or beneficiaries, including direct rollovers $862,021,193
To insurance carriers for the provision of benefits $0
Other Benefit Payment Fees $0
Corrective Distributions $0
Certain deemed distributions of participant loans $-170,635
Interest expense $0
Total Administrative Expenses $1,217,551
Professional Fees $0
Contract Administrator Fees $0
Investment Advisory and management fees $0
Other Administrative Fees $1,217,551
Net Income $838,251,208
Transfers of Assets to this Plan $0
Transfers of Assets from this Plan $0

Asset and Liability Statement

12/31/2012 12/31/2011 Change YOY
Total Assets $9,720,090,231 $8,878,362,599 9.48%
Total noninterest-bearing cash $0 $0 0.0%
Receivables $15,478,772 $12,649,899 22.36%
Employer Contributions $14,170,532 $5,494,013 157.93%
Participant Contributions $72,089 $68,784 4.80%
Other Contributions $1,236,151 $7,087,102 -82.56%
General Investments $0 $0 0.0%
Interest-bearing cash $0 $0 0.0%
U.S. Government Securities $0 $0 0.0%
Corporate Debt Instruments $0 $0 0.0%
Preferred $0 $0 0.0%
All Other $0 $0 0.0%
Corporate Stocks $0 $0 0.0%
Preferred $0 $0 0.0%
Common $0 $0 0.0%
Partnership/joint venture interests $0 $0 0.0%
Real estate (other than employer real property) $0 $0 0.0%
Loans (other than to participants) $0 $0 0.0%
Participants Loans $80,872,148 $83,349,742 -2.97%
Value of interest in common/collective trusts $3,266,715,927 $2,873,845,258 13.67%
Value of interest in pooled separate accounts $0 $0 0.0%
Value of interest in master trust investment accounts $0 $0 0.0%
Value of interest in 103-12 investment entities $0 $0 0.0%
Value of interest in registered investment companies $2,833,279,115 $2,574,493,612 10.05%
Value of funds held in insurance co. general account $1,689,903,773 $1,729,087,609 -2.27%
Other Investments $0 $0 0.0%
Employer-related Investments $1,833,840,496 $1,604,936,479 14.26%
Employer Securities $1,833,840,496 $1,604,936,479 14.26%
Employer Real Property $0 $0 0.0%
Buildings and other property used in plan operation $0 $0 0.0%
Total Liabilities $6,588,617 $10,618,477 -37.95%
Benefit Claims Payable (1) $2,870,745 $905,284 217.11%
Operating Payables (1) $0 $0 0.0%
Acquisition Indebtedness (1) $0 $0 0.0%
Other liabilities (1) $3,717,872 $9,713,193 -61.72%
Net Assets $9,713,501,614 $8,867,744,122 9.54%

Service Providers

Persons Receiving Only Eligible Indirect Compensation

  • Fid Inv Inst Ops Co
  • Blackrock Inst'L Trust Co
  • Eaton Vance
  • Northern Trust & Co
  • T Rowe Price Associates
  • Pfizer Inc

Other Service Providers Receiving Direct or Indirect Compensation

Name Nature of Service Relationship to Plan Sponsor Direct Compensation Paid by Plan Indirect Compensation Paid by Plan Total Compensation
T Rowe Price Associates Investment management, Direct payment from the plan, Investment management fees paid directly by plan Inv Manager $1,043,187 $0 $1,043,187
Fid Inv Inst Ops Co Recordkeeping and information management (computing, tabulating, data processing, etc.), Recordkeeping fees, Account maintenance fees Recordkeeper $122,594 $0 $122,594
Total $1,165,781 $0 $1,165,781

Indirect Compensation

Name Source of Indirect Compensation* Nature of Service Description of Indirect Compensation Indirect Compensation Paid by Plan
Aston Asset Mgmt Aston/River Road Independent Value Sub-transfer agency fees 0.4% $0
Invesco Invesco China Fund Cl C Sub-transfer agency fees 0.10% + 1.00% $0
Invesco Invesco Global Health Care Fd Cl I Sub-transfer agency fees 0.4% $0
Aberdeen Aberdeen Asia Pac (Ex-Japan) Instl Sub-transfer agency fees 16 $0
Aberdeen Aberdeen Emerging Markets Fd Instl Sub-transfer agency fees 16 $0
Aberdeen Aberdeen Global Small Cap Fund Cl A Sub-transfer agency fees 12.00 + 0.25% $0
Huber Funds Huber Capital Small Cap Value Inves Sub-transfer agency fees 0.4% $0
Invesco Invesco Intl Core Equity Inv Cl Sub-transfer agency fees 0.4% $0
Allianz Allianz Nfj Dividend Value Fd Cl D Sub-transfer agency fees 0.4% $0
Allianz Allianz Nfj Large Value Fd Class D Sub-transfer agency fees 0.4% $0
Allianz Allianz Rcm Technology Cl D Sub-transfer agency fees 0.4% $0
Allianz Allianz Agic Income & Growth Cl D Sub-transfer agency fees 0.4% $0
Allianz Allianz Agic Emrging Markets Opport Sub-transfer agency fees 0.4% $0
Allianz Allianz Rcm Global Commodity Eqty C Sub-transfer agency fees 0.4% $0
Allianz Allianz Nfj Intl Value Fd Class D Sub-transfer agency fees 0.4% $0
Alpine Alpine Dynamic Divid Fund Sub-transfer agency fees 12 $0
Alpine Alpine International Real Estate Eq Sub-transfer agency fees 12 $0
Alpine Cyclical Advantage Property Y Sub-transfer agency fees 12 $0
Amana Mutual Amana Mutual Fund Trust Income Sub-transfer agency fees 0.4% $0
Amana Mutual Amana Mutual Fund Trust Growth Sub-transfer agency fees 0.4% $0
American American Balanced Class A Sub-transfer agency fees 18.00 + 0.25% $0
American Century American Century Diversified Bond I Sub-transfer agency fees 0.28% $0
American Century American Cen Sht Dur Infl Protectn Sub-transfer agency fees 0.25% $0
American Century Amer Century Zero Coupon 2015 Invt Sub-transfer agency fees 0.25% $0
American Century Amer Century Zero Coupon 2020 Invt Sub-transfer agency fees 0.25% $0
American Century American Century Equity Income Inv Sub-transfer agency fees 0.35% $0
American Century American Century Mid Cap Value Inv Sub-transfer agency fees 0.35% $0
American Century American Century Equity Inc Cl C Sub-transfer agency fees 6.00 + 1.00% $0
American Century American Century Real Estate Inv Cl Sub-transfer agency fees 0.35% $0
American Century American Century Ginnie Mae Inv Cl Sub-transfer agency fees 0.25% $0
American Century American Century Infln Adj Bond Inv Sub-transfer agency fees 0.25% $0
American Century American Century Heritage Investor Sub-transfer agency fees 0.35% $0
American Century American Century Vista Investor Cla Sub-transfer agency fees 0.35% $0
American Century American Century Int 'L Discovery C Sub-transfer agency fees 6.00 + 0.25% $0
American American High Income Trust Class A Sub-transfer agency fees 18.00 + 0.30% $0
Ariel Ariel Fund Sub-transfer agency fees 0.4% $0
Arrow Arrow Dwa Balanced Fund Class C Sub-transfer agency fees 12.00 + 1.00% $0
Aviemore Etf Market Opportunities Fd Sub-transfer agency fees 0.4% $0
Baird Funds Baird Aggregate Bond Fund Investor Sub-transfer agency fees 0.275% $0
Baird Funds Baird Core Plus Bond Institutional Sub-transfer agency fees 19 $0
Baird Funds Baird Core Plus Bond Fd Investor Cl Sub-transfer agency fees 0.275% $0
Baron Asset Baron Growth Sub-transfer agency fees 0.4% $0
Baron Asset Baron Small Cap Fd Sub-transfer agency fees 0.4% $0
Baron Asset Baron Opportunity Fund Sub-transfer agency fees 0.4% $0
Berkshire Funds Berkshire Focus Fund Sub-transfer agency fees 0.4% $0
Berwyn Berwyn Income Fund Sub-transfer agency fees 16 $0
Blackrock Funds Blackrock Sm Cap Grw Eq Portf Serv Sub-transfer agency fees 16.00 + 0.25% $0
Blackrock Funds Blackrock Internat'L Opport Class A Sub-transfer agency fees 16.00 + 0.25% $0
Blackrock Funds Blackrock High Yield Bond Serv Shr Sub-transfer agency fees 16.00 + 0.25% $0
Blackrock Funds Blackrock Us Opport Cl A Sub-transfer agency fees 16.00 + 0.25% $0
Blackrock Funds Blackrock Energy & Resources Port C Sub-transfer agency fees 16.00 + 1.00% $0
Blackrock Funds Blackrock Energy & Resources A Sub-transfer agency fees 16.00 + 0.25% $0
Blackrock Funds Blackrock Health Sciences Opp Prt A Sub-transfer agency fees 16.00 + 0.25% $0
Blackrock Funds Blackrock Inflation Pro Bond Port I Sub-transfer agency fees 16.00 + 0.25% $0
Blackrock Funds Blackrock Inflation Bd Prot Svcs Cl Sub-transfer agency fees 16.00 + 0.25% $0
Blackrock Funds Blackrock Inflation Prot Bd Port In Sub-transfer agency fees 16 $0
William Blair William Blair Growth Class N Sub-transfer agency fees 0.4% $0
William Blair William Blair Intl Small Cap Grw N Sub-transfer agency fees 0.4% $0
William Blair William Blair Int'L Growth Class N Sub-transfer agency fees 0.4% $0
Boston Trust Boston Trust Small Cap Fund Sub-transfer agency fees 0.4% $0
Queens Road Queens Road Small Cap Value Fund Sub-transfer agency fees 0.4% $0
Bridgeway Bridgeway Ultra Small Co Market Sub-transfer agency fees 16 $0
Bridgeway Bridgeway Small Cap Value Fund Cl N Sub-transfer agency fees 16 $0
Brown Capital Mgt Brown Capital Mgt Small Company Inv Sub-transfer agency fees 12.00 + 0.20% $0
Buffalo Funds Buffalo Flexible Income Fund Sub-transfer agency fees 0.4% $0
Buffalo Funds Buffalo Discovery Fund Sub-transfer agency fees 0.4% $0
Buffalo Funds Buffalo Mid Cap Fund Sub-transfer agency fees 0.4% $0
Buffalo Funds Buffalo Micro Cap Fd Sub-transfer agency fees 0.4% $0
Buffalo Funds Buffalo Large Cap Sub-transfer agency fees 0.4% $0
Buffalo Funds Buffalo Small Cap Growth Sub-transfer agency fees 0.4% $0
Cohen & Steers Cohen & Steers Realty Shares Sub-transfer agency fees 0.4% $0
Columbia Columbia Acorn Class Z Sub-transfer agency fees 0.4% $0
Columbia Columbia Acorn International Cl Z Sub-transfer agency fees 0.4% $0
Commonwealth Commonwealth Africa Fund Sub-transfer agency fees 0.4% $0
Cook & Bynum Fds The Cook & Bynum Fund Sub-transfer agency fees 12 $0
Croft Croft Value Fund Sub-transfer agency fees 0.4% $0
Cullen Cullen High Dividend Equity Fund Sub-transfer agency fees 0.4% $0
Delaware/Voyageur Delaware Extended Duration Bond A Sub-transfer agency fees 16.00 + 0.30% $0
Direxion Direxion Monthly Nasdaq100Bull2X In Sub-transfer agency fees 0.4% $0
Direxion Direxion Monthly Latin Am Bull 2X I Sub-transfer agency fees 0.4% $0
Direxion Direxion Monthly Emrg Mkt Bull 2X I Sub-transfer agency fees 0.4% $0
Direxion Direxion Monthly Com Bull 2X Invt Sub-transfer agency fees 0.4% $0
Direxion Direxion Monthly 10 Yr Note Bull 2X Sub-transfer agency fees 0.4% $0
Direxion Direxion Monthly S&P 500 Bull 2X In Sub-transfer agency fees 0.4% $0
Direxion Direxion Monthly S&P 500 Bear 2X In Sub-transfer agency fees 0.4% $0
Direxion Direxion Monthly Sml Cap Bear 2X In Sub-transfer agency fees 0.4% $0
Doubleline Funds Doubleline Total Return Bond Fd Cl Sub-transfer agency fees 12 $0
Doubleline Funds Doubleline Total Rt Bond Fd Cl N Sub-transfer agency fees 0.4% $0
Doubleline Funds Doubleline Core Fixed Income Fd Cl Sub-transfer agency fees 0.4% $0
Doubleline Funds Doubleline Emerging Mrtks Fixed Inc Sub-transfer agency fees 12 $0
Doubleline Funds Doubleline Emerging Mrkt Fixed Inc Sub-transfer agency fees 0.4% $0
Dreyfus Dreyfus Appreciation Fund Sub-transfer agency fees 0.4% $0
Dreyfus Cl I & R Dreyfus Intertnat'L Bond Fund Cl I Sub-transfer agency fees 0.35% $0
Dreyfus Dreyfus Interntl Bond Fd C Sub-transfer agency fees 12.00 + 0.75% $0
Dreyfus Cl I & R Dreyfus Global Real Estate Securiti Sub-transfer agency fees 0.4% $0
Driehaus Capital Mgt Driehaus Emerging Markets Sub-transfer agency fees 0.4% $0
Driehaus Capital Mgt Driehaus Internatl Discovery Sub-transfer agency fees 0.4% $0
Driehaus Capital Mgt Driehaus Internat'L Small Cap Growt Sub-transfer agency fees 0.4% $0
Driehaus Securities Driehaus Active Income Fund Sub-transfer agency fees 0.4% $0
Dundeewealth Funds Dynamic Us Growth Fund Class I Sub-transfer agency fees 0.35% $0
Dundeewealth Funds Dynamic Gold and Precious Metals Cl Sub-transfer agency fees 0.35% $0
Dundeewealth Funds Dynamic Canadian Equity Income Cl I Sub-transfer agency fees 0.35% $0
Eagle Fund Eagle Small Cap Growth Fd Class A Sub-transfer agency fees 12.00 + 0.35% $0
Eagle Fund Eagle Small Cap Growth Fd Cl C Sub-transfer agency fees 12.00 + 1.00% $0
Eaton Vance Eaton Vance Atlanta Capital Smid Ca Sub-transfer agency fees 19.00 + 1.00% $0
Eaton Vance Eaton Vance Wrldwide Health Science Sub-transfer agency fees 19.00 + 1.00% $0
Eaton Vance Eaton Vance Floating Rate Advantage Sub-transfer agency fees 16.00 + 0.25% $0
American American Europacific Growth Class A Sub-transfer agency fees 18.00 + 0.25% $0
American Class F American Europacific Growth Class F Sub-transfer agency fees 16.00 + 0.50% $0
Fmi Funds Fmi Focus Fund Sub-transfer agency fees 0.4% $0
Fmi Funds Fmi Large Cap Fund Sub-transfer agency fees 0.4% $0
Federated Loaded Federated Clover Small Value Fund A Sub-transfer agency fees 16.00 + 0.05% $0
Federated Loaded Federated Prudent Bear Fund Class A Sub-transfer agency fees 16.00 + 0.05% $0
Federated Federated Kaufmann Class R Sub-transfer agency fees 12.00 + 0.50% $0
Federated Instl Federated High Yield Trust Ss Sub-transfer agency fees 0.4% $0
First Focus Tributary Growth Oppt Instl Sub-transfer agency fees 0.4% $0
Jp Morgan Jpmorgan Mid-Cap Value Fund Select Sub-transfer agency fees 0.35% $0
Auxier Funds Auxier Focus Fund Investor Class Sub-transfer agency fees 0.4% $0
Forward Forward Intl Dividend Investor Sub-transfer agency fees 0.4% $0
Franklin Templeton Franklin Gold and Precious Metals C Sub-transfer agency fees 16.00 + 1.00% $0
Franklin Templeton Franklin Templeton Hard Currency A Sub-transfer agency fees 16.00 + 0.45% $0
Formula Investing Formula Investing Int'L Value Selec Sub-transfer agency fees 0.4% $0
Formula Investing Formula Investing Us Value Select C Sub-transfer agency fees 0.4% $0
Formula Investing Formula Investing Us Value 1000 Cl Sub-transfer agency fees 0.4% $0
Gabelli/Westwood Gabelli Asset Fund Aaa Sub-transfer agency fees 0.35% $0
Gabelli/Westwood Gabelli Sri Fund Aaa Sub-transfer agency fees 0.4% $0
Natixis Gateway Fund Class A Sub-transfer agency fees 12.00 + 0.25% $0
American American Growth Fund of America Cla Sub-transfer agency fees 18.00 + 0.25% $0
Guinness Atkinson Guinness Atkinson Global Energy Sub-transfer agency fees 0.4% $0
Guinness Atkinson Guiness Atkinson Renminbi Yuan & Bo Sub-transfer agency fees 16 $0
Harbor Harbor Bond Inst Sub-transfer agency fees 0.04% $0
Harbor Harbor International Institutional Sub-transfer agency fees 0.04% $0
Harbor Harbor Commodity Ret Strategy Fd In Sub-transfer agency fees 0.04% $0
Harbor Investor Cl Harbor High Yield Bond Investor Fd Sub-transfer agency fees 0.35% $0
Harbor Investor Cl Harbor International Growth Inv Cla Sub-transfer agency fees 0.35% $0
Harbor Investor Cl Harbor International Investor Share Sub-transfer agency fees 0.35% $0
Harbor Investor Cl Harbor Capital Appreciation Inv Cl Sub-transfer agency fees 0.35% $0
Harding Loevner Harding Loevner Emerg Mrkts Port Ad Sub-transfer agency fees 0.4% $0
Harding Loevner Harding Loevner Intl Equity Port In Sub-transfer agency fees 0.4% $0
Harding Loevner Harding Loevner Inst Emerging Mrkts Sub-transfer agency fees 16 $0
Oakmark Oakmark Fund I Sub-transfer agency fees 0.35% $0
Oakmark Oakmark International Cl I Sub-transfer agency fees 0.35% $0
Oakmark Oakmark Equity & Income Fd I Sub-transfer agency fees 0.35% $0
Oakmark Oakmark Internat'L Small Cap I Sub-transfer agency fees 0.35% $0
Oakmark Oakmark Select I Sub-transfer agency fees 0.35% $0
Oakmark Oakmark Global Select Fd Cl I Sub-transfer agency fees 0.35% $0
Oakmark Oakmark Global Fund I Sub-transfer agency fees 0.35% $0
Heartland Heartland Value Plus Sub-transfer agency fees 0.4% $0
Heartland Heartland Select Value Sub-transfer agency fees 0.4% $0
Hennessy Hennessy Total Return Investor Cl Sub-transfer agency fees 0.4% $0
Hennessy Hennessy Cornerstone Growth Inv Cl Sub-transfer agency fees 0.4% $0
Hennessy Hennessy Cornerstone Mid Cap 30 Inv Sub-transfer agency fees 0.4% $0
Homestead Funds Homestead Small Company Stock Fd Sub-transfer agency fees 16 $0
Hussman Hussman Strategic Growth Sub-transfer agency fees 12 $0
Hussman Hussman Strategic Total Return Sub-transfer agency fees 12 $0
Index Iq Iq Alpha Hedge Strategy Investor Sub-transfer agency fees 0.4% $0
Kinetics The Internet Fund Sub-transfer agency fees 0.4% $0
Intrepid Intrepid Small Cap Fund Investor Cl Sub-transfer agency fees 0.4% $0
Intrepid Intrepid Capital Fund Investor Clas Sub-transfer agency fees 0.4% $0
American American Investmnt Co of America Cl Sub-transfer agency fees 18.00 + 0.25% $0
Euro Pacific Europac Hard Asset Fund Cl A Sub-transfer agency fees 12.00 + 0.25% $0
IVY Ivy High Income Cl A Sub-transfer agency fees 12.00 + 0.25% $0
IVY Ivy Asset Strategy Cl A Sub-transfer agency fees 12.00 + 0.25% $0
Jacob Funds Jacob Internet Sub-transfer agency fees 0.4% $0
James Advantage James Balanced Golden Rainbow Fund Sub-transfer agency fees 0.4% $0
Janus No Load Janus Growth and Income Class T Sub-transfer agency fees 0.35% $0
Janus No Load Janus Venture Fund Class T Sub-transfer agency fees 0.35% $0
Janus No Load Janus Moderate Allocation Class T Sub-transfer agency fees 16 $0
Janus No Load Janus Global Research Class T Sub-transfer agency fees 0.35% $0
Janus No Load Janus Triton Fund Class T Shares Sub-transfer agency fees 0.35% $0
Janus No Load Perkins Small Cap Value Class T Sub-transfer agency fees 0.35% $0
Janus No Load Perkins Mid Cap Value Fund Class T Sub-transfer agency fees 0.35% $0
Janus No Load Janus Flexible Bond Fund Class T Sub-transfer agency fees 0.35% $0
Janus No Load Perkins Global Value Class T Sub-transfer agency fees 0.35% $0
Janus No Load Janus Global Select Cl T Sub-transfer agency fees 0.35% $0
Janus No Load Janus Contrarian Fund Class T Sub-transfer agency fees 0.35% $0
Janus No Load Janus Global Technology Class T Sub-transfer agency fees 0.35% $0
Janus No Load Janus Global Life Sciences Fund Cl Sub-transfer agency fees 0.35% $0
Janus No Load Janus High Yield Fund Class T Sub-transfer agency fees 0.35% $0
Janus No Load Janus Overseas Fund Class T Sub-transfer agency fees 0.35% $0
Janus No Load Janus Balanced Fund Class T Sub-transfer agency fees 0.35% $0
Janus No Load Janus Short Term Bond Fund Class T Sub-transfer agency fees 0.35% $0
Jensen Funds Jensen Quality Growth Fd Cl J Sub-transfer agency fees 0.4% $0
Jensen Funds Jensen Quality Growth Fd Cl R Sub-transfer agency fees 16.00 + 0.50% $0
Kinetics Kinetics Paradigm Fund Sub-transfer agency fees 0.4% $0
Kinetics Kinetics Small Cap Opportunities Sub-transfer agency fees 0.4% $0
Kinetics Kinetics Water Infra Structure Inve Sub-transfer agency fees 0.4% $0
Leuthold Funds Leuthold Asset Allocation Fd Sub-transfer agency fees 0.4% $0
Loomis Sayles Loomis Sayles Small Cap Grwth Retai Sub-transfer agency fees 0.4% $0
Loomis Sayles Loomis Sayles Global Bond Retail Sub-transfer agency fees 0.35% $0
Loomis Sayles Loomis Sayles Bond Retail Shares Sub-transfer agency fees 0.35% $0
Thomas White Thomas White International Sub-transfer agency fees 0.4% $0
Madison Mosaic Madison Mosaic Mid Cap Fund Class Y Sub-transfer agency fees 0.4% $0
Madison Mosaic Madison Mosaic Core Bond Fund Cl Y Sub-transfer agency fees 16 $0
Yacktman Yacktman Focused Service Class Sub-transfer agency fees 0.4% $0
Yacktman Yacktman Fund Service Class Sub-transfer agency fees 16 $0
Managers Managers Special Equity Sub-transfer agency fees 0.4% $0
Managers Managers Cadence Mid Cap Class Inve Sub-transfer agency fees 0.5% $0
Managers Managers Bond Sub-transfer agency fees 0.4% $0
Managers Managers Real Estate Securities Fun Sub-transfer agency fees 0.4% $0
Managers Managers Global Income Opportunity Sub-transfer agency fees 0.4% $0
Manning & Napier Manning & Napier Intl Series Cl S Sub-transfer agency fees 0.4% $0
Manning & Napier Manning & Napier World Oppt Ser Cl Sub-transfer agency fees 0.4% $0
Manning & Napier Manning & Napier Pro Blend Max Term Sub-transfer agency fees 0.4% $0
Manning & Napier Manning & Napier Pro Blend Consv Cl Sub-transfer agency fees 0.4% $0
Manning & Napier Manning & Napier Pro Blend Extd Cl Sub-transfer agency fees 0.4% $0
BMO Bmo Corporate Income Fund Cl Y Sub-transfer agency fees 0.4% $0
BMO Bmo Small Cap Growth Cl Y Sub-transfer agency fees 0.4% $0
Marsico Marsico Growth Fund Sub-transfer agency fees 0.4% $0
Marsico Marsico 21st Century Fund Sub-transfer agency fees 0.4% $0
Marsico Marsico Flexible Capital Fund Sub-transfer agency fees 0.4% $0
Matthew 25 Fund Matthew 25 Sub-transfer agency fees 0.4% $0
Matthews Asian Fds Matthews Asia Dividend Fund Sub-transfer agency fees 0.4% $0
Matthews Asian Fds Matthews Asia Small Companies Fund Sub-transfer agency fees 0.4% $0
Matthews Asian Fds Matthews Pacific Tiger Fund Sub-transfer agency fees 0.4% $0
Matthews Asian Fds Matthews Asian Growth & Income Fund Sub-transfer agency fees 0.4% $0
Matthews Asian Fds Matthews Korea Fund Sub-transfer agency fees 0.4% $0
Matthews Asian Fds Matthews China Fund Sub-transfer agency fees 0.4% $0
Matthews Asian Fds Matthews Japan Fund Sub-transfer agency fees 0.4% $0
Matthews Asian Fds Matthews India Fund Sub-transfer agency fees 0.4% $0
Matthews Asian Fds Matthews Asia Science & Technology Sub-transfer agency fees 0.4% $0
Merger Fund Merger Fund Sub-transfer agency fees 0.4% $0
Metropolitan West Metropolitan West Tot Return Bond C Sub-transfer agency fees 0.35% $0
Metropolitan West Metropolitan West Ultra Shrt Bd Fd Sub-transfer agency fees 0.25% $0
Metropolitan West Metropolitan West High Yield Bond C Sub-transfer agency fees 0.4% $0
Motley Fool Funds Motley Fool Independence Fd Sub-transfer agency fees 0.4% $0
Motley Fool Funds Motley Fool Great America Fund Sub-transfer agency fees 0.4% $0
Motley Fool Funds Motley Fool Epic Voyage Fund Sub-transfer agency fees 0.4% $0
Munder Munder Growth Opportunites Cl B Sub-transfer agency fees 12.00 + 1.00% $0
Franklin Templeton Mutual Series Global Discovery Clas Sub-transfer agency fees 16.00 + 1.00% $0
Neiman Neiman Large Cap Value Fund Sub-transfer agency fees 0.4% $0
Neuberger Berman Neuberger Berman Genesis Trust Clas Sub-transfer agency fees 0.4% $0
Neuberger Berman Neuberger Berman Mid Cap Intrnsc Va Sub-transfer agency fees 0.4% $0
Neuberger Berman Neuberger Berman Genesis Investor C Sub-transfer agency fees 16 $0
Neuberger Berman Neuberger Berman Real Estate Trust Sub-transfer agency fees 0.4% $0
American American New Perspective Class A Sub-transfer agency fees 18.00 + 0.25% $0
American American New World Fund Class A Sub-transfer agency fees 18.00 + 0.30% $0
American Class F American New World Class F1 Sub-transfer agency fees 16.00 + 0.50% $0
Nicholas Funds Nicholas Limited Edition Inc Class Sub-transfer agency fees 0.4% $0
Nicholas Funds Nicholas II Inc Class N Sub-transfer agency fees 0.4% $0
Northern Funds Northern Small Cap Value Sub-transfer agency fees 0.4% $0
Northern Funds Northern Multi Man Global Real Esta Sub-transfer agency fees 0.4% $0
Northern Funds Northern Multi - Manager Emg Mrkt E Sub-transfer agency fees 0.4% $0
Northern Funds Northern Int'L Equity Fund Sub-transfer agency fees 0.4% $0
Northern Funds Northern Emerging Markets Equity In Sub-transfer agency fees 16.00 + 0.25% $0
Oberweis Oberweis Intl Opportunities Fund Sub-transfer agency fees 0.4% $0
Oppenheimer Oppenheimer Gold & Spec Minerals Cl Sub-transfer agency fees 0.25% $0
Oppenheimer Oppenheimer Gold & Spec Minerals Cl Sub-transfer agency fees 1% $0
Oppenheimer Oppenheimer Gold & Spl Minerals Cl Sub-transfer agency fees 0.5% $0
Oppenheimer Oppenheimer Dev Markets Fd Class A Sub-transfer agency fees 0.25% $0
Oppenheimer Oppenheimer Dev Markets Fd Class C Sub-transfer agency fees 1% $0
Pimco Pimco Low Duration Class A Sub-transfer agency fees 0.10% + 0.25% $0
Pimco Pimco Total Return Class C Sub-transfer agency fees 0.10% + 1.00% $0
Pimco Pimco Total Return Class A Sub-transfer agency fees 0.10% + 0.25% $0
Pimco Pimco Total Return Instl Sub-transfer agency fees 0.02% $0
Pimco Pimco Real Return Class C Sub-transfer agency fees 0.10% + 0.75% $0
Pimco Pimco Short Term Class A Sub-transfer agency fees 0.10% + 0.25% $0
Pimco Pimco Foreign Bond (Us Hedged) Cl Sub-transfer agency fees 0.10% + 0.25% $0
Pimco Pimco Foreign Bond (Us Hedged) Cl Sub-transfer agency fees 0.4% $0
Pimco Pimco Total Return Class D Sub-transfer agency fees 0.375% $0
Pimco Pimco Real Return Class D Sub-transfer agency fees 0.4% $0
Pimco Pimco Short Term Class D Sub-transfer agency fees 0.375% $0
Pimco Pimco High Yield Class D Sub-transfer agency fees 0.4% $0
Pimco Pimco Low Duration Class D Sub-transfer agency fees 0.375% $0
Parnassus Parnassus Fund Sub-transfer agency fees 0.4% $0
Parnassus Parnassus Workplace Sub-transfer agency fees 0.4% $0
Parnassus Parnassus Small Cap Sub-transfer agency fees 0.4% $0
Parnassus Parnassus Mid Cap Sub-transfer agency fees 0.4% $0
Parnassus Parnassus Equity Income Portfolio Sub-transfer agency fees 0.4% $0
Pax World Pax World Balanced Individual Inv C Sub-transfer agency fees 0.4% $0
Pax World Pax World High Yield Bond Indiv Inv Sub-transfer agency fees 0.4% $0
Payden & Rygel Metzler Payden Euro Emerging Mkts C Sub-transfer agency fees 0.4% $0
Payden & Rygel Payden Gnma Sub-transfer agency fees 0.25% $0
Payden & Rygel Payden Emerg Markets Sub-transfer agency fees 0.4% $0
Dreyfus Dreyfus Midcap Index Fund Sub-transfer agency fees 0.35% $0
Permanent Portfolio Permanent Portfolio Sub-transfer agency fees 0.38% $0
Pimco Pimco Foreign Bond Fund (Unhedged) Sub-transfer agency fees 0.4% $0
Pimco Pimco Global Bond Fund (Unhedged) C Sub-transfer agency fees 0.4% $0
Pimco Pimco Commodity Real Return Cl D Sub-transfer agency fees 0.4% $0
Pimco Pimco Investment Grade Corp Admin C Sub-transfer agency fees 0.27% $0
Pimco Pimco Emerging Markets Bond Fund D Sub-transfer agency fees 0.4% $0
Pimco Pimco Investment Grade Corp Bond Cl Sub-transfer agency fees 0.4% $0
Pimco Pimco Floating Income Fund Cl D Sub-transfer agency fees 0.4% $0
Pioneer Pioneer Strategic Income Class C Sub-transfer agency fees 16.00 + 1.00% $0
T Rowe Price T Rowe Price Media & Telecommunicat Sub-transfer agency fees 0.03% $0
T Rowe Price T Rowe Price Corporate Income Sub-transfer agency fees 0.03% $0
T Rowe Price T Rowe Price Growth Stock Sub-transfer agency fees 0.03% $0
T Rowe Price T Rowe Price Health Sciences Sub-transfer agency fees 0.03% $0
T Rowe Price T Rowe Price Global Technology Sub-transfer agency fees 0.03% $0
Hodges Hodges Fund Sub-transfer agency fees 0.4% $0
Akre Funds Akre Focus Fund Retail Sub-transfer agency fees 0.4% $0
Hodges Hodges Small Cap Fund Sub-transfer agency fees 0.4% $0
Osterweis The Osterweis Fund Sub-transfer agency fees 16 $0
Osterweis The Osterweis Strategic Income Fd Sub-transfer agency fees 16 $0
Fund*X Fundx Flexible Income Fund Sub-transfer agency fees 0.4% $0
Villere Villere Balanced Sub-transfer agency fees 0.4% $0
Pro Funds Oil & Gas Ultra Sect Pro Fds -Inves Sub-transfer agency fees 0.4% $0
Pro Funds Mobile Telcomm Ultra Sector Pro Fd Sub-transfer agency fees 0.4% $0
Pro Funds Financials Ultra Sector Pro Fd Invs Sub-transfer agency fees 0.4% $0
Pro Funds Biotechnology Ultra Sector Pro Fd I Sub-transfer agency fees 0.4% $0
Pro Funds Basic Material Ultra Sec Pro Fd Inv Sub-transfer agency fees 0.4% $0
Pro Funds Ultra Short Nasdaq- 100 Profund Inv Sub-transfer agency fees 0.4% $0
Pro Funds Ultra Nasdaq-100 Pro Fund Investor Sub-transfer agency fees 0.4% $0
Pro Funds Ultra Bear Pro Fund Investors Share Sub-transfer agency fees 0.4% $0
Quaker Quaker Strategic Growth Class A Sub-transfer agency fees 12.00 + 0.25% $0
Robeco Invt Mgmt Robeco Boston Prtnrs Longshort Eqty Sub-transfer agency fees 0.4% $0
Robeco Invt Mgmt Robeco Boston Prtns Sm Cap Val 11 I Sub-transfer agency fees 0.4% $0
Rainier Rainier Large Cap Equity Portfolio Sub-transfer agency fees 0.4% $0
Rainier Rainier Mid Cap Eq Portfolio Sub-transfer agency fees 0.4% $0
Reynolds Reynolds Blue Chip Growth Sub-transfer agency fees 0.4% $0
T Rowe Price T Rowe Price Equity Income Sub-transfer agency fees 0.03% $0
T Rowe Price T Rowe Price New American Growth Sub-transfer agency fees 0.03% $0
T Rowe Price T Rowe Price New Era Sub-transfer agency fees 0.03% $0
T Rowe Price T Rowe Price Spectrum Income Sub-transfer agency fees 0.03% $0
T Rowe Price T Rowe Price Real Estate Fund Sub-transfer agency fees 0.03% $0
Royce Royce Global Div Value Fd Service C Sub-transfer agency fees 0.4% $0
Royce Royce Total Return Fd Svcs Cl Sh Sub-transfer agency fees 0.4% $0
Royce Royce Microcap Investment Class Sub-transfer agency fees 16 $0
Royce Royce Value Fund Service Cl Sub-transfer agency fees 0.4% $0
Royce Royce Value Plus Service Class Sub-transfer agency fees 0.4% $0
Royce Royce Special Equity Investment Cl Sub-transfer agency fees 16 $0
Royce Royce Low Priced Stock Fd-Service C Sub-transfer agency fees 0.4% $0
Royce Royce Pennsylvania Mutual Invst Cla Sub-transfer agency fees 16 $0
Royce Royce Total Return Fd Investment Cl Sub-transfer agency fees 16 $0
Guggenheim Investor Rydex Precious Metals Investor Cl Sub-transfer agency fees 0.4% $0
Guggenheim Investor Rydex Inverse Nasdaq 1002X Cl H Sub-transfer agency fees 0.4% $0
Guggenheim Investor Rydex Inverse S&P 500 Strategy Inv Sub-transfer agency fees 0.4% $0
Guggenheim Investor Rydex Nasdaq 100 2X Strategy Cl H Sub-transfer agency fees 0.4% $0
Guggenheim Investor Rydex Inverse S&P 500 2X Strategy C Sub-transfer agency fees 0.4% $0
Guggenheim Investor Rydex S&P 500 2X Strategy Cl H Sub-transfer agency fees 0.4% $0
Guggenheim Investor Rydex Utilities Investor Class Sub-transfer agency fees 0.4% $0
Guggenheim Investor Rydex Govt Long Bond 1.2X Strategy Sub-transfer agency fees 0.4% $0
Guggenheim Investor Rydex Nasdaq 100 Inv Class Sub-transfer agency fees 0.4% $0
Guggenheim Investor Rydex Inverse Govt Long Bond Strat Sub-transfer agency fees 0.4% $0
Guggenheim Investor Rydex Financial Services Investor C Sub-transfer agency fees 0.4% $0
Guggenheim Investor Rydex Energy Investor Class Sub-transfer agency fees 0.4% $0
Guggenheim Investor Rydex Consumer Products Investor Cl Sub-transfer agency fees 0.4% $0
Guggenheim Investor Rydex Basic Materials Inv Class Sub-transfer agency fees 0.4% $0
SSGA Ssga Emerging Markets Sub-transfer agency fees 0.4% $0
SSGA Ssga S & P 500 Index Sub-transfer agency fees 16.00 + 0.25% $0
Sextant Funds Sextant Intrnational Fund Sub-transfer agency fees 0.4% $0
Schroder Schroder Emerging Market Equity Adv Sub-transfer agency fees 0.4% $0
Schwab Funds Laudus International Marketmasters Sub-transfer agency fees 0 $0
Schwartz Invst Trust Ave Maria Catholic Values Sub-transfer agency fees 0.4% $0
Schwartz Invst Trust Ave Maria Growth Sub-transfer agency fees 0.4% $0
Schwartz Invst Trust Ave Maria Bond Cl R Sub-transfer agency fees 12.00 + 0.25% $0
Schwartz Invst Trust Ave Maria Rising Dividend Fund Sub-transfer agency fees 0.4% $0
Schwartz Invst Trust Ave Maria Opportunity Fund Sub-transfer agency fees 0.4% $0
Schwartz Invst Trust Ave Maria World Equity Fund Sub-transfer agency fees 0.4% $0
Selected Selected American Shares Cl S Sub-transfer agency fees 0.4% $0
Selected Selected American Shares Cl D Sub-transfer agency fees 16 $0
SIT Sit Us Gov'T Secs Sub-transfer agency fees 0.35% $0
Sound Shore Sound Shore Fd Inc Sub-transfer agency fees 0.4% $0
Oppenheimersteelpath Oppenheimersteelpath Mlp Select 40 Sub-transfer agency fees 0.4% $0
Stratton Stratton Small Cap Value Fund Sub-transfer agency fees 16 $0
Sunamerica Sunamerica U S Govt Class C Sub-transfer agency fees 12.00 + 1.00% $0
Tfs Capital Invest Tfs Hedged Futures Fund Sub-transfer agency fees 12 $0
Turner Funds Turner Emerging Growth Inv Cl Sub-transfer agency fees 0.4% $0
Franklin Templeton Templeton Global Bond Class A Sub-transfer agency fees 16.00 + 0.25% $0
Franklin Templeton Templeton Global Bond Class C Sub-transfer agency fees 16.00 + 0.65% $0
Third Avenue Third Avenue Value Instl Class Sub-transfer agency fees 16 $0
Third Avenue Third Avenue Small Cap Value Instl Sub-transfer agency fees 16 $0
Third Avenue Third Avenue Real Estate Value Inst Sub-transfer agency fees 16 $0
Third Avenue Third Avenue Intl Value Instl Class Sub-transfer agency fees 16 $0
Third Avenue Third Avenue Focsed Credit Fund Inv Sub-transfer agency fees 0.4% $0
Third Avenue Third Avenue Value Fund Investor Cl Sub-transfer agency fees 0.4% $0
Thompson Im Funds Thompson Bond Fund Sub-transfer agency fees 0.25% $0
Thompson Im Funds Thompson Mid Cap Fund Sub-transfer agency fees 0.4% $0
Thornburg Thornburg Inv Income Builder Fund C Sub-transfer agency fees 16.00 + 0.25% $0
Thornburg Thornburg Intl Value Cl Instl Sub-transfer agency fees 16 $0
Thornburg Thornburg Ltd Term Income Class I Sub-transfer agency fees 16 $0
Tiaa-Cref Tiaa-Cref Instit Interna'L Equity F Sub-transfer agency fees 16.00 + 0.25% $0
Timothy Plan Timothy Defensive Strategies Cl C Sub-transfer agency fees 12.00 + 1.00% $0
Tocqueville Tocqueville Intl Value Sub-transfer agency fees 0.4% $0
Tocqueville Tocqueville Select Fund Sub-transfer agency fees 0.4% $0
Tocqueville The Delafield Fund Sub-transfer agency fees 0.4% $0
Tocqueville Tocqueville Gold Fund Sub-transfer agency fees 0.4% $0
Tweedy Browne Tweedy Browne Global Value Fund Sub-transfer agency fees 14 $0
Tweedy Browne Tweedy Browne Gl Val Fd II Currency Sub-transfer agency fees 14 $0
USAA Usaa Precious Metals & Minerals Adv Sub-transfer agency fees 0.4% $0
Us Global Investors Global Resources Fund Sub-transfer agency fees 0.4% $0
Us Global Investors World Precious Minerals Fund Sub-transfer agency fees 0.4% $0
Us Global Investors China Region Fund Sub-transfer agency fees 0.4% $0
Us Global Investors Gold and Precious Metals Fund Sub-transfer agency fees 0.4% $0
Valley Forge Fund Valley Forge Instl Sub-transfer agency fees 0.4% $0
Value Line Value Line Asset Allocation Sub-transfer agency fees 0.4% $0
Value Line Value Line Income Sub-transfer agency fees 0.4% $0
Van Eck Van Eck Global Hard Assets Class C Sub-transfer agency fees 12.00 + 1.00% $0
Delaware/Voyageur Delaware Select Growth Class C Sub-transfer agency fees 16.00 + 1.00% $0
Walthausen Funds Walthausen Small Cap Value Fd Sub-transfer agency fees 0.4% $0
Wasatch Wasatch Small Cap Growth Sub-transfer agency fees 0.4% $0
Wasatch Wasatch Hoisington Us Treasury Sub-transfer agency fees 0.25% $0
Wasatch Wasatch World Innovators Fund Sub-transfer agency fees 0.4% $0
Wasatch Wasatch International Growth Sub-transfer agency fees 0.4% $0
Wasatch Wasatch Micro-Cap Value Fund Sub-transfer agency fees 0.4% $0
Wasatch Wasatch Frontier Emerging Small Co' Sub-transfer agency fees 0.4% $0
Wasatch Wasatch Long/Short Fund Sub-transfer agency fees 0.4% $0
Wasatch Wasatch Large Cap Value Fund Sub-transfer agency fees 0.4% $0
Wasatch Wasatch Emerging Markets Small Cap Sub-transfer agency fees 0.4% $0
Wells Fargo Wellsfargo Discovery Fund-Investor Sub-transfer agency fees 0.4% $0
Wells Fargo Wells Fargo Growth Fund-Investor Cl Sub-transfer agency fees 0.4% $0
Wells Fargo Wells Fargo Adv Asia Pacific Fund C Sub-transfer agency fees 12.00 + 0.75% $0
Westcore Westcore Select Sub-transfer agency fees 0.4% $0
Westcore Westcore Plus Bond Fund Sub-transfer agency fees 0.3% $0
Westport Westport Fund Class R Sub-transfer agency fees 0.4% $0
Muhlenkamp Muhlenkamp Fund Sub-transfer agency fees 0.4% $0
Gabelli/Westwood Gabelli Utilities Sub-transfer agency fees 0.35% $0
Amidex35 Amidex35 Mutual Sub-transfer agency fees 0.35% $0
Aston Asset Mgmt Aston/ Montag & Caldwell Growth Cl Sub-transfer agency fees 0.4% $0
Aston Asset Mgmt Aston/Fairpointe Mid Cap Fund Cl N Sub-transfer agency fees 0.4% $0
Aston Asset Mgmt Aston/River Road Independent Value Sub-transfer agency fees 16 $0
Aston Asset Mgmt Aston/River Road Independent Value Sub-transfer agency fees 0.4% $0
Invesco Invesco China Fund Cl C Sub-transfer agency fees 0.10% + 1.00% $0
Invesco Invesco Global Health Care Fd Cl I Sub-transfer agency fees 0.4% $0
Invesco Invesco Real Estate Fund Investor Sub-transfer agency fees 0.4% $0
Invesco Invesco U.S. Govt Fund Invt Sub-transfer agency fees 0.4% $0
Invesco Invesco High Yield Fund Investor Sub-transfer agency fees 0.4% $0
Invesco Invesco Energy Investor Class Sub-transfer agency fees 0.4% $0
Invesco Invesco Gold & Precious Metals Inv Sub-transfer agency fees 0.4% $0
Invesco Invesco Equity and Income Fund Cl C Sub-transfer agency fees 0.10% + 1.00% $0
AQR Aqr Risk Parity Fund Class N Sub-transfer agency fees 0.4% $0
Adirondack Adirondack Small Cap Fund Sub-transfer agency fees 0.4% $0
Acadian Funds Acadian Emerging Markets Port Instl Sub-transfer agency fees 0.4% $0
Rice, Hall James Fds Rice Hall James Micro Cap Port Inst Sub-transfer agency fees 0.4% $0
Cambiar Funds Cambiar Opportunity Investor Cl Sub-transfer agency fees 0.4% $0
Cambiar Funds Cambiar Aggressive Value - Investor Sub-transfer agency fees 0.4% $0
Edgewood Edgewood Growth Fund Retail Class Sub-transfer agency fees 0.4% $0
Westwood Westwood Income Opp Instl Class Sub-transfer agency fees 16 $0
Cambiar Funds Cambiar Small Cap Fund Investor Cl Sub-transfer agency fees 0.4% $0
Champlain Champlain Mid Cap Advisor Share Sub-transfer agency fees 0.4% $0
GRT Grt Value Advisor Cl Sub-transfer agency fees 0.4% $0
Huber Funds Huber Capital Small Cap Value Fd In Sub-transfer agency fees 12.00 + 0.25% $0
Fort Pitt Fort Pitt Capital Total Rtn Adv Ser Sub-transfer agency fees 0.4% $0
Alliance Alliancebernstein High Income Class Sub-transfer agency fees 16.00 + 1.00% $0
Alliance Advisor Alliance Bernstein High Income Advi Sub-transfer agency fees 6 $0
Allianz Allianz Rcm Global Water Fd Cl A Sub-transfer agency fees 16.00 + 0.25% $0
Allianz Allianz Rcm Global Water Fund Cl C Sub-transfer agency fees 16.00 + 1.00% $0
American Beacon American Beacon Emrg Markets Invest Sub-transfer agency fees 0.4% $0
American Beacon American Beacon Small Cap Investor Sub-transfer agency fees 0.4% $0
American Beacon American Beacon Intl Equity Investo Sub-transfer agency fees 0.4% $0
American Beacon American Beacon Large Cap Investor Sub-transfer agency fees 0.4% $0
American Century American Century Livestrong 2015 In Sub-transfer agency fees 0.35% $0
American Century American Century Livestrong 2025 In Sub-transfer agency fees 0.35% $0
American Century American Century Livestrong 2040 In Sub-transfer agency fees 0.35% $0
American Century American Century Livestrong Inc Inv Sub-transfer agency fees 0.35% $0
American Century American Century Global Gold Inv Cl Sub-transfer agency fees 0.3% $0
American Century American Century Dis Growth Fd Invt Sub-transfer agency fees 0.35% $0
American Century American Century Utilities Investor Sub-transfer agency fees 0.3% $0
Ameristock Ameristock Mutual Fund Sub-transfer agency fees 0.35% $0
Arbitrage Funds Arbitrage Fund Class R Sub-transfer agency fees 0.4% $0
Artisan Artisan Small Cap Fund Investor Cl Sub-transfer agency fees 0.4% $0
Artisan Artisan Internat'L Investor Class Sub-transfer agency fees 0.4% $0
Artisan Artisan Small Cap Value Sub-transfer agency fees 0.38% $0
Artisan Artisan Mid Cap Value Sub-transfer agency fees 0.38% $0
Artisan Artisan Emerging Markets Fd Adv Shr Sub-transfer agency fees 0.38% $0
Artisan Artisan Global Value Fd Invt Shares Sub-transfer agency fees 0.4% $0
Artisan Artisan Value Fund Investor Cl Sub-transfer agency fees 0.4% $0
Artisan Artisan Intl Value Fund Inv Cl Sub-transfer agency fees 0.38% $0
Artio Global Fds Artio Total Return Bond Fund Cl A Sub-transfer agency fees 0.35% $0
Artio Global Fds Artio International Equity Fund Cl Sub-transfer agency fees 0.4% $0
Artio Global Fds Artio International Equity Fund II Sub-transfer agency fees 0.4% $0
Artio Global Fds Artio Global High Income Fund Cl A Sub-transfer agency fees 0.4% $0
Bbh Frmly 59 Wall St Bbh Core Select Fund Cl N Sub-transfer agency fees 16 $0
Bbh Frmly 59 Wall St Bbh Core Select Retail Class Sub-transfer agency fees 0.4% $0
Baron Asset Baron Partners Fund Sub-transfer agency fees 0.4% $0
Blackrock Funds Blackrock International Fd A Sub-transfer agency fees 16.00 + 0.25% $0
Blackrock Funds Blackrock Latin America Fd Cl A Sub-transfer agency fees 16.00 + 0.25% $0
Blackrock Funds Blackrock Equity Dividend Fd Cl A Sub-transfer agency fees 16.00 + 0.25% $0
Blackrock Funds Blackrock Equity Dividend Fd Cl C Sub-transfer agency fees 16.00 + 1.00% $0
Blackrock Funds Blackrock Equity Dividend Fd-Instl Sub-transfer agency fees 16 $0
Blackrock Funds Blackrock Global Allocation Cl A Sub-transfer agency fees 16.00 + 0.25% $0
Blackrock Funds Blackrock Strategic Inc Opp Port Cl Sub-transfer agency fees 16.00 + 1.00% $0
Brandywine Brandywine Blue Sub-transfer agency fees 16 $0
Brandywine Brandywine Sub-transfer agency fees 16 $0
Cohen & Steers Cohen & Steers Global Realty Cl C Sub-transfer agency fees 12.00 + 0.75% $0
Columbia Columbia Income Opportunities Cl Z Sub-transfer agency fees 0.4% $0
Columbia Columbia Value and Restructuring Cl Sub-transfer agency fees 0.4% $0
Columbia Columbia Select Small Cap Class Z Sub-transfer agency fees 0.4% $0
Columbia Columbia Energy and Natural Resourc Sub-transfer agency fees 0.4% $0
Columbia Columbia Seligman Com and Info Cl C Sub-transfer agency fees 0.10% + 1.00% $0
Credit Suisse Credit Suisse Commod Return Strateg Sub-transfer agency fees 12.00 + 1.00% $0
Credit Suisse Credit Suisse Commd Rtrn Strtgy Ins Sub-transfer agency fees 0.4% $0
Dws Investments Dws Capital Growth Cl C Sub-transfer agency fees 12.00 + 1.00% $0
Dreyfus Dreyfus Opport Small Cap Fund Sub-transfer agency fees 0.4% $0
Dreyfus Dreyfus Small Cap Stock Index Sub-transfer agency fees 0.35% $0
Dreyfus Dreyfus Research Grwth Cl Z Sub-transfer agency fees 0.35% $0
Epiphany Epiphany Ffv Fund Cl N Sub-transfer agency fees 0.4% $0
Fmi Funds Fmi Common Stock Sub-transfer agency fees 0.4% $0
FPA Fpa Crescent Instl Sub-transfer agency fees 6 $0
Federated Loaded Federated Prudent Dollarbear Cl A Sub-transfer agency fees 16.00 + 0.05% $0
Federated Instl Federated Us Govt Secs 2-5 Yr Ss Sub-transfer agency fees 0.35% $0
First Eagle First Eagle Overseas Class A Sub-transfer agency fees 12.00 + 0.25% $0
First Eagle First Eagle Gold Class A Sub-transfer agency fees 12.00 + 0.25% $0
First Eagle First Eagle Global Class A Sub-transfer agency fees 12.00 + 0.25% $0
First Eagle First Eagle Global Class C Sub-transfer agency fees 12.00 + 1.00% $0
First Eagle First Eagle Gold Fund Class C Sub-transfer agency fees 12.00 + 1.00% $0
First Eagle First Eagle Overseas Class C Sub-transfer agency fees 12.00 + 1.00% $0
First Eagle First Eagle Fund of America Cl A Sub-transfer agency fees 12.00 + 0.25% $0
First Eagle First Eagle Us Value Cl C Sub-transfer agency fees 12.00 + 1.00% $0
Forester Forester Value Fund Sub-transfer agency fees 0.4% $0
Merk Investments Merk Hard Currency Fund Investor Cl Sub-transfer agency fees 0.4% $0
Merk Investments Merk Absolute Return Currency Inves Sub-transfer agency fees 0.4% $0
Absolute Funds Absolute Opportunty Fund Instl Sub-transfer agency fees 16 $0
Beck Mack & Oliver Beck, Mack & Oliver Partners Fund Sub-transfer agency fees 0.4% $0
Gabelli/Westwood Gabelli Gold Fund Cl Aaa Sub-transfer agency fees 0.4% $0
Gabelli/Westwood Gabelli Small Cap Growth Sub-transfer agency fees 0.35% $0
Gabelli/Westwood Gabelli Equity Income Fund Sub-transfer agency fees 0.35% $0
Gabelli/Westwood Gabelli Dividend Growth Fund Cl Aaa Sub-transfer agency fees 0.4% $0
Goldman Sachs Goldman Sachs Mid Cap Val Fd Cl Svc Sub-transfer agency fees 0.5% $0
Goldman Sachs Goldman Sachs Short Duration Gov'T Sub-transfer agency fees 0.5% $0
Goldman Sachs Goldman Sachs Grwth Opport Fd Cl Sv Sub-transfer agency fees 0.5% $0
Goldman Sachs Goldman Sachs Emerging Mrkts C Sub-transfer agency fees 19.00 + 1.00% $0
Hennessy Hennessy Focus Fund Investor Class Sub-transfer agency fees 0.4% $0
Hennessy Hennessy Equity and Income Invstr C Sub-transfer agency fees 0.4% $0
Hennessy Hennessy Gas Utility Investor Cl Sub-transfer agency fees 0.4% $0
Hennessy Hennessy Small Cap Financial Invstr Sub-transfer agency fees 0.4% $0
Hennessy Hennessy Large Cap Financial Invstr Sub-transfer agency fees 0.4% $0
Hotchkis & Wiley Hotchkis & Wiley Value Opp Class C Sub-transfer agency fees 12.00 + 1.00% $0
ICON Icon Bond Fund Class A Sub-transfer agency fees 12.00 + 0.25% $0
Icon Fund S Classes Icon Energy Cl S Sub-transfer agency fees 0.4% $0
Icon Fund S Classes Icon Financial Fund Cl S Sub-transfer agency fees 0.4% $0
Icon Fund S Classes Icon Utilities Fund Class S Sub-transfer agency fees 0.4% $0
ING Ing Russia Cl A Sub-transfer agency fees 12.00 + 0.25% $0
IVA Iva Worldwide Fund Cl A Sub-transfer agency fees 12.00 + 0.25% $0
IVA Iva Worldwide Fund Cl I Sub-transfer agency fees 12 $0
Janus No Load Janus Global Real Estate Fund Cl T Sub-transfer agency fees 0.35% $0
Jp Morgan Jpmorgan Value Advantage Cl A Sub-transfer agency fees 12.00 + 0.25% $0
Jp Morgan Jpmorgan Strategic Income Opport Cl Sub-transfer agency fees 12.00 + 0.75% $0
Jp Morgan Jpmorgan Core Bond Fund Cl A Sub-transfer agency fees 12.00 + 0.25% $0
Jp Morgan Jpmorgan Us Real Estate Class A Sub-transfer agency fees 12.00 + 0.25% $0
Laudus Laudus Growth Invt Us Large Cap Grw Sub-transfer agency fees 0 $0
Laudus Laudus Mondrian Emrg Markets Invst Sub-transfer agency fees 0.4% $0
Lazard Lazard Us Realty Equity Port Open S Sub-transfer agency fees 0.4% $0
Lazard Lazard Developing Mrkts Eq Cl Share Sub-transfer agency fees 0.4% $0
Lazard Lazard Emerging Mkts Equity Open Cl Sub-transfer agency fees 0.4% $0
Lord Abbett Lord Abbett Value Opportunities Cl Sub-transfer agency fees 16.00 + 0.25% $0
Lord Abbett Lord Abbett High Yield Class C Sub-transfer agency fees 16.00 + 0.75% $0
Mfs I Shares Mfs Emerging Markets Debt Fund Cl I Sub-transfer agency fees 11 $0
MFS Mfs International Growth Class C Sub-transfer agency fees 11.00 + 1.00% $0
Mainstay Retail Mainstay Large Cap Growth Fund Clas Sub-transfer agency fees 12 $0
Mainstay Retail Mainstay Intl Equity Fund Class I Sub-transfer agency fees 12 $0
Mainstay Retail Mainstay Icap Select Equity Fd Cl I Sub-transfer agency fees 12 $0
Mainstay Retail Mainstay Icap International Fd I Sub-transfer agency fees 12 $0
Mainstay Retail Mainstay Marketfield Fund Class I Sub-transfer agency fees 0.4% $0
Mairs & Powers Mairs & Power Growth Fund Sub-transfer agency fees 14.5 $0
Catalyst Eventide Gilead Fund Retail Class Sub-transfer agency fees 0.4% $0
Mutuals.Com Vice Fund Sub-transfer agency fees 0.4% $0
Natixis Asg Diversifying Strategies Fund Cl Sub-transfer agency fees 12.00 + 1.00% $0
Needham Needham Small Cap Growth Sub-transfer agency fees 0.4% $0
Neuberger Berman Neuberger Berman Strategic Inc Trus Sub-transfer agency fees 0.4% $0
Southernsun Southernsun Small-Cap Investor Sub-transfer agency fees 0.4% $0
Pacific Financial Pfg Strategic Conservative Invst Sub-transfer agency fees 12.00 + 1.00% $0
Pacific Financial Pfg Explorer Fund Investor Class Sub-transfer agency fees 12.00 + 1.00% $0
Pacific Financial Pfg Core Equity Fund - Investor Sub-transfer agency fees 12.00 + 1.00% $0
Mutual Hedge Funds Mutualhedge Frontier Legends Cl C Sub-transfer agency fees 12.00 + 1.00% $0
Princeton Funds Princeton Futures Strategy Fd Cl C Sub-transfer agency fees 12.00 + 1.00% $0
Altegris Funds Altegris Macro Strategy Fund Cl N Sub-transfer agency fees 0.4% $0
Nuveen Flagship Nuveen Santa Barbara Dividend Grwth Sub-transfer agency fees 16.00 + 1.00% $0
Oppenheimer Oppenheimer Int'L Bond Class A Sub-transfer agency fees 0.25% $0
Oppenheimer Oppenheimer Commod Stra Tot Return Sub-transfer agency fees 0.25% $0
Pear Tree Ordinary Pear Tree Polaris Frgn Val Sm Cap O Sub-transfer agency fees 0.4% $0
Pimco Pimco All Asset All Authority Cl D Sub-transfer agency fees 0.4% $0
Pimco Pimco All Assett All Authority Fd C Sub-transfer agency fees 0.10% + 1.00% $0
Pimco Pimco All Asset All Authority Fd Cl Sub-transfer agency fees 0.10% + 0.25% $0
Pimco Pimco Real Estate Real Return Strat Sub-transfer agency fees 0.4% $0
Pimco Pimco Intl Stockspls Tr Strat Sub-transfer agency fees 0.4% $0
Pimco Pimco Stocksplus Total Return Cl D Sub-transfer agency fees 0.4% $0
Pimco Pimco All Asset Fund Class D Sub-transfer agency fees 0.4% $0
Pimco Pimco All Asset Fund Class A Sub-transfer agency fees 0.10% + 0.25% $0
Pimco Pimco Emerging Markets Cy Cl D Sub-transfer agency fees 0.4% $0
Pimco Pimco Emerging Local Bond Fund Cl D Sub-transfer agency fees 0.4% $0
Pimco Pimco Income Fund Cl D Sub-transfer agency fees 0.375% $0
Pimco Pimco Income Fund Institutional Fun Sub-transfer agency fees 0.02% $0
Pimco Pimco Stocksplus Tr Short Strategy Sub-transfer agency fees 0.4% $0
Pimco Pimco Small Cap Stocksplus Tr Cl D Sub-transfer agency fees 0.4% $0
Pimco Pimco Stocksplus Tr Short Strategy Sub-transfer agency fees 0.10% + 0.25% $0
Pimco Pimco Fundamental Indexplus Tr Fund Sub-transfer agency fees 0.4% $0
Pimco Pimco Global Advt Strategy Bond Cl Sub-transfer agency fees 0.4% $0
Pimco Pimco Unconstrained Bond Fund Cl D Sub-transfer agency fees 0.4% $0
Pimco Pimco Global Multi - Asset Instl Sub-transfer agency fees 0.02% $0
Pioneer Pioneer High Yield Class A Sub-transfer agency fees 16.00 + 0.25% $0
Pioneer Pioneer Oak Ridge Sm Cap Growth Y S Sub-transfer agency fees 16 $0
T Rowe Price T Rowe Price Strategic Income Fd Sub-transfer agency fees 0.03% $0
T Rowe Price T Rowe Price Ret 2040 Fd Sub-transfer agency fees 0.03% $0
T Rowe Price T Rowe Price Retirement 2025 Fd Sub-transfer agency fees 0.03% $0
T Rowe Price T Rowe Price Retirement 2015 Sub-transfer agency fees 0.03% $0
Prime Cap Odyssey Primecap Odyssey Growth Fund Sub-transfer agency fees 15 $0
Prime Cap Odyssey Primecap Odyssey Aggressive Grwth F Sub-transfer agency fees 15 $0
Goodhaven Funds Goodhaven Fund Sub-transfer agency fees 16 $0
Pro Funds Rising Rates Oppty Pro Fund Investo Sub-transfer agency fees 0.4% $0
Pro Funds Small Cap Value Pro Fund Investor Sub-transfer agency fees 0.4% $0
Pro Funds Ultra Short Intl Pro Fd Invt Cl Sub-transfer agency fees 0.4% $0
Provident Trust Provident Trust Strategy Fund Sub-transfer agency fees 0.4% $0
Prudential Prudential Jennison Natural Resourc Sub-transfer agency fees 12.00 + 1.00% $0
Prudential Prudential Financial Services Class Sub-transfer agency fees 12.00 + 1.00% $0
Putnam Putnam Capital Spectrum Fund Cl C Sub-transfer agency fees 19.00 + 1.00% $0
Putnam Putnam Equity Spectrum Fund Cl A Sub-transfer agency fees 16.00 + 0.35% $0
RS Rs Value Fund Cl A Sub-transfer agency fees 16.00 + 0.25% $0
RS Rs Partners Cl A Sub-transfer agency fees 16.00 + 0.25% $0
RS Rs Global Natural Resources Cl A Sub-transfer agency fees 16.00 + 0.25% $0
Ridgeworth Ridgeworth Floating Rate Income Fd Sub-transfer agency fees 12 $0
Rivernorth Rivernorth/Double Line Strategic In Sub-transfer agency fees 12 $0
Rivernorth Rivernorth/Double Line Strategic In Sub-transfer agency fees 0.4% $0
T Rowe Price T Rowe Price Cap Appreciation Sub-transfer agency fees 0.03% $0
T Rowe Price T Rowe Price Financial Services Sub-transfer agency fees 0.03% $0
T Rowe Price T Rowe Price International Bond Sub-transfer agency fees 0.03% $0
T Rowe Price T Rowe Price Intl Discovery Fund Sub-transfer agency fees 0.03% $0
T Rowe Price T Rowe Price New Asia Sub-transfer agency fees 0.03% $0
T Rowe Price T Rowe Price Int'L Japan Sub-transfer agency fees 0.03% $0
T Rowe Price T Rowe Price Emerging Europe Fund Sub-transfer agency fees 0.03% $0
T Rowe Price T Rowe Price Global Stock Sub-transfer agency fees 0.03% $0
T Rowe Price T Rowe Price Emerging Mkts Stock Sub-transfer agency fees 0.03% $0
T Rowe Price T Rowe Price Int'L Emerging Market Sub-transfer agency fees 0.03% $0
T Rowe Price T Rowe Price Latin America Fund Sub-transfer agency fees 0.03% $0
T Rowe Price T Rowe Price Small Cap Value Fund Sub-transfer agency fees 0.03% $0
T Rowe Price T Rowe Price Us Treasury Long Term Sub-transfer agency fees 0.03% $0
Guggenheim Rydex Nasdqa 100 2X Strategy Cl C Sub-transfer agency fees 12.00 + 1.00% $0
Guggenheim Investor Rydex Mid Cap Value H Class Sub-transfer agency fees 0.4% $0
Guggenheim Investor Rydex Mid Cap Growth H Class Sub-transfer agency fees 0.4% $0
Guggenheim Investor Rydex Inverse Dow 2X Strategy Cl H Sub-transfer agency fees 0.4% $0
Guggenheim Guggenheim Long/Sht Commodities Str Sub-transfer agency fees 12.00 + 1.00% $0
Guggenheim Guggenheim Lg/Short Com Strategies Sub-transfer agency fees 12.00 + 0.25% $0
Scout Scout Mid Cap Fund Sub-transfer agency fees 0.4% $0
Scout Scout Small Cap Fund Sub-transfer agency fees 0.4% $0
Scout Scout International Fund Sub-transfer agency fees 0.4% $0
SIT Sit Dividend Growth Fd Cl S Sub-transfer agency fees 0.4% $0
Sterling Capital Sterling Capital Special Opp Class Sub-transfer agency fees 12 $0
Sunamerica Focus Dividend Strat Portfolio C Sub-transfer agency fees 12.00 + 1.00% $0
Sunamerica Sunamerica Focused Dividend Strat C Sub-transfer agency fees 12.00 + 0.35% $0
Tcw Funds Tcw Emerging Markets Income Cl N Sub-transfer agency fees 0.4% $0
Tcw Funds Tcw Dividend Focused Fund Cl N Sub-transfer agency fees 0.4% $0
Tcw Funds Tcw Total Return Bond Class N Sub-transfer agency fees 0.4% $0
Tcw Funds Tcw Core Fixed Income Class N Sub-transfer agency fees 0.4% $0
Tcw Funds Tcw Emerging Mkts Income Cl I Sub-transfer agency fees 16 $0
Turner Funds Turner All Cap Growth Fund Inv Cl Sub-transfer agency fees 0.4% $0
Franklin Templeton Templeton China World Fund Class C Sub-transfer agency fees 16.00 + 1.00% $0
Franklin Templeton Templeton Global Small Co Grwth Cl Sub-transfer agency fees 16.00 + 1.00% $0
Gabelli/Westwood Teton Westwood Mighty Mites Fd Aaa Sub-transfer agency fees 0.4% $0
Touchstone Touchstone Micro Cap Value Fund Cla Sub-transfer agency fees 16 $0
Touchstone Touchstone Emerging Growth Class Y Sub-transfer agency fees 16 $0
Touchstone Touchstone Focused Class Y Sub-transfer agency fees 16 $0
Touchstone Touchstone Large Cap Growth Cl Y Sub-transfer agency fees 16 $0
Touchstone Touchstone Short Dur Fix Inc Cl Z Sub-transfer agency fees 0.4% $0
Touchstone Touchstone Sands Cap Sel Grwth Z Sub-transfer agency fees 0.4% $0
Us Global Investors Eastern European Fund Sub-transfer agency fees 0.4% $0
Appleseed The Appleseed Fund Sub-transfer agency fees 0.4% $0
Marathon Marathon Value Portfolio Fund Sub-transfer agency fees 0.35% $0
Team Asset Fund Team Asset Strategy Fund Sub-transfer agency fees 0.4% $0
Virtus Virtus Global Dividend Class C Sub-transfer agency fees 12.00 + 1.00% $0
Virtus Virtus Emerging Mrtk Oppt Class A Sub-transfer agency fees 12.00 + 0.25% $0
Weitz Weitz Value Sub-transfer agency fees 0.4% $0
Weitz Weitz Short Intermed Income Fund In Sub-transfer agency fees 16 $0
Weitz Weitz Partners Value Sub-transfer agency fees 0.4% $0
Weitz Weitz Partners 111 Opportunity Fd I Sub-transfer agency fees 16 $0
Wells Fargo Wells Fargo Precious Metals Cl C Sub-transfer agency fees 12.00 + 0.75% $0
Wilmington Funds Wilmington Short Term Corp Bond Cl Sub-transfer agency fees 6.00 + 1.00% $0
Wintergreen Wintergreen Fund Sub-transfer agency fees 0.4% $0
Fid Inv Inst Ops Co Dodge & Cox International Sub-transfer agency fees 0.1% $0
Fid Inv Inst Ops Co Ev Large Cap Value Sub-transfer agency fees 0.15% $0
Fid Inv Inst Ops Co Fed Abs Return A Sub-transfer agency fees 0.6% $0
Fid Inv Inst Ops Co Oppenheimer Dev Markets Sub-transfer agency fees 0.2% $0
*As outlined by the Form 5500 Instructions for service providers with indirect compensation.

Service Providers Who Fail or Refuse to Provide Information

There are no service providers who failed or refused to provide information.

Termination Information on Accountants and Enrolled Actuaries

There is no termination information for this plan.

Investments

Investments

Name of Investment Investment Manager Type of Investment Dollar Value
S & P 500 Eqty Index Fund The Northern Trust Company DFE: Common/Collective Trust $924,965,409
Us Debt Index Fund K Blackrock Institutional Trust Co Na DFE: Common/Collective Trust $508,646,816
Vanguard Target Ret 2020 Ts Plu Vanguard DFE: Common/Collective Trust $386,995,794
Vanguard Target Ret 2030 Ts Plu Vanguard DFE: Common/Collective Trust $371,591,243
Vanguard Target Ret Inc Trt Plu Vanguard DFE: Common/Collective Trust $317,953,200
Us Tips Fund K Blackrock Institutional Trust Co Na DFE: Common/Collective Trust $234,854,968
Vanguard Target Ret 2040 Ts Plu Vanguard DFE: Common/Collective Trust $196,258,274
Collective Short Term Inv Fund The Northern Trust DFE: Common/Collective Trust $106,622,695
Russell 2000 Equity Index Fund The Northern Trust Company DFE: Common/Collective Trust $100,767,263
Vanguard Target Ret 2025 Ts Plu Vanguard DFE: Common/Collective Trust $42,855,648
Vanguard Target Ret 2015 Ts Plu Vanguard DFE: Common/Collective Trust $34,414,038
Vanguard Target Ret 2035 Ts Plu Vanguard DFE: Common/Collective Trust $25,638,607
Vanguard Target Ret 2045 Ts Plu Vanguard DFE: Common/Collective Trust $8,034,116
Vanguard Target Ret 2050 Ts Plu Vanguard DFE: Common/Collective Trust $3,891,834
Vanguard Target Ret 2055 Rt Plus Vanguard DFE: Common/Collective Trust $3,226,022
Total $3,266,715,927

Insurance Information

Insurance Information

Insurance Carrier Summary Persons Covered
ING 24,832
EIN 41-0991508
Industry Code 80942
Contract Number IUS0284
Contract Year 01/01/2012 — 12/31/2012
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $3,427,816
Additions $110,449
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $110,449
Transferred from separate account $0
Other $0
Total of Balance and Additions $3,538,265
Deductions $3,538,265
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $3,538,265
Balance at the end of the current year $0
Metropolitan Life Ins 24,832
EIN 13-5581829
Industry Code 65978
Contract Number 29699
Contract Year 01/01/2012 — 12/31/2012
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $4,178,298
Additions $25,702
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $25,702
Transferred from separate account $0
Other $0
Total of Balance and Additions $4,204,000
Deductions $4,204,000
Disbursed from fund to pay benefits or purchase annuities during the year $4,204,000
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $0
Metropolitan Life Ins 24,832
EIN 13-5581829
Industry Code 65978
Contract Number 29892
Contract Year 01/01/2012 — 12/31/2012
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $35,648,747
Additions $1,226,695
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $1,226,695
Transferred from separate account $0
Other $0
Total of Balance and Additions $36,875,442
Deductions $11,991,373
Disbursed from fund to pay benefits or purchase annuities during the year $11,991,373
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $24,884,069
Metropolitan Life Ins 24,832
EIN 13-5581829
Industry Code 65978
Contract Number 29933
Contract Year 01/01/2012 — 12/31/2012
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $12,269,948
Additions $728,835
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $728,835
Transferred from separate account $0
Other $0
Total of Balance and Additions $12,998,783
Deductions $0
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $12,998,783
Metropolitan Life Ins 24,832
EIN 13-5581829
Industry Code 65978
Contract Number 32392
Contract Year 01/01/2012 — 12/31/2012
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $302,205,553
Additions $10,622,761
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $10,622,761
Transferred from separate account $0
Other $0
Total of Balance and Additions $312,828,314
Deductions $0
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $312,828,314
Metropolitan Life Ins 24,832
EIN 13-5581829
Industry Code 65978
Contract Number 32558
Contract Year 01/01/2012 — 12/31/2012
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $10,048,744
Additions $143,697
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $143,697
Transferred from separate account $0
Other $0
Total of Balance and Additions $10,192,441
Deductions $0
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $10,192,441
New York Life Insurance 24,832
EIN 13-5588263
Industry Code 66915
Contract Number GA34202003
Contract Year 01/01/2012 — 12/31/2012
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $15,031,764
Additions $86
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $86
Transferred from separate account $0
Other $0
Total of Balance and Additions $15,031,850
Deductions $0
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $15,031,850
New York Life Insurance 24,832
EIN 13-5588263
Industry Code 66915
Contract Number GA34202
Contract Year 01/01/2012 — 12/31/2012
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $8,297,844
Additions $0
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $0
Transferred from separate account $0
Other $0
Total of Balance and Additions $8,297,844
Deductions $187
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $187
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $8,297,657
New York Life Ins 24,832
EIN 13-5588263
Industry Code 66915
Contract Number GA34202002
Contract Year 01/01/2012 — 12/31/2012
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $10,011,366
Additions $31
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $31
Transferred from separate account $0
Other $0
Total of Balance and Additions $10,011,397
Deductions $0
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $10,011,397
Principal Life Ins 24,832
EIN 42-0127290
Industry Code 61271
Contract Number 7-05924-04
Contract Year 01/01/2012 — 12/31/2012
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $4,128,983
Additions $71,664
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $71,664
Transferred from separate account $0
Other $0
Total of Balance and Additions $4,200,647
Deductions $4,200,647
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $4,200,647
Balance at the end of the current year $0
Principal Life Ins 24,832
EIN 42-0127290
Industry Code 61271
Contract Number 7-05924-7
Contract Year 01/01/2012 — 12/31/2012
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $10,008,545
Additions $23,420
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $23,420
Transferred from separate account $0
Other $0
Total of Balance and Additions $10,031,965
Deductions $10,031,965
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $10,031,965
Balance at the end of the current year $0
Principal Life Ins 24,832
EIN 42-0127290
Industry Code 61271
Contract Number 7-05924-6
Contract Year 01/01/2012 — 12/31/2012
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $20,076,090
Additions $75,148
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $75,148
Transferred from separate account $0
Other $0
Total of Balance and Additions $20,151,238
Deductions $20,151,238
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $20,151,238
Balance at the end of the current year $0
Prudential Life Ins 24,832
EIN 22-1211670
Industry Code 62132
Contract Number GA-62086-212
Contract Year 01/01/2012 — 12/31/2012
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $10,419,447
Additions $270,800
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $270,800
Transferred from separate account $0
Other $0
Total of Balance and Additions $10,690,247
Deductions $10,690,247
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $10,690,247
Balance at the end of the current year $0
Prudential Life Ins 24,832
EIN 22-1211670
Industry Code 62132
Contract Number GA-62132-211
Contract Year 01/01/2012 — 12/31/2012
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $12,163,524
Additions $690,888
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $690,888
Transferred from separate account $0
Other $0
Total of Balance and Additions $12,854,412
Deductions $0
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $12,854,412