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FORM 5500 DATA

Aurora Health Care, Inc. Incentive Savings Plan

Overview

Plan Information

  • Plan Year01/01/2006 — 12/31/2006
  • Date of Plan06/20/1987
  • Net Assets as of 12/31/2006 $674,771,821
  • Plan Number2
  • Plan Type Single Employer
  • Is the plan collectively bargained? No
  • Did the plan file for an extension of time or the DFVC Program? No
  • Plan Funding ArrangementInsurance Trust
  • Plan Benefit ArrangementInsurance Trust

Participant Information as of 12/31/2006

  • Active (Eligible) Participants23,961
  • Retired or separated participants receiving benefits144
  • Other retired or separated participants entitled to future benefits932
  • Subtotal25,037
  • Deceased participants whose beneficiaries are receiving or are entitled to receive benefits10
  • Total25,047
  • Total number of participants as of 01/01/200625,754
  • Number of participants with account balances16,844
  • Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested251
  • Number of participants required to be reported on Schedule SSA514

Expenses

  • Total Benefit Payments$0
  • Corrective Distributions$0
  • Administrative Service Providers$0
  • Other Expenses$0
  • Total Expenses$0
  • Total Transfers$0

Sponsor Information

  • Address3000 W Montana St
  • CityMilwaukee
  • StateWI
  • Zip53215-3628
  • Telephone(414) 647-3448
  • EIN39-1442285
  • Industry Code622000
  • Named AdministratorKatherine Klobuchar

Plan Administrator Information

  • Administrator NameAurora Health Care, Inc
  • Address3000 W Montana St
  • CityMilwaukee
  • State.
  • Zip
  • Telephone(414) 647-3448
  • Administrator EIN39-1442285

Plan Preparer Information

  • Preparer NameSusan Greenwald
  • Address3305 W Forest Home P.O. Box 343910
  • City Milwaukee
  • StateWI
  • Zip53234-3910
  • Telephone(414) 647-3198
  • Preparer EIN39-1442285

Audit Information

  • Audit StatusAudited
  • AuditorDeloitte & Touche
  • Auditor EIN13-3891517
  • Audit Opinion Disclaimer
  • Audit TypeLimited Scope Audit

Benefits Provided Under the Plan

Code Benefit Description
2G Total participant-directed account plan Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2L Code section 403(b)(1) arrangement A 403(b) plan, also known as a tax-sheltered annuity (TSA) plan, is a retirement plan for certain employees of public schools, employees of certain tax-exempt organizations, and certain ministers.
2M Code section 403(b)(7) accounts A 403(b)(7) plan is a tax-deferred retirement plan often available to employees of public schools or non-profit organizations.
2R Brokerage Window Participant-directed brokerage accounts provided as an investment option under the plan.

Questions and Answers

Question Answer Amount
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? No
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. No
Were any leases to which the plan was a party in default or classified during the year as uncollectible? No
Were there any nonexempt transactions with any party-in-interest? No
Was this plan covered by a fidelity bond? Yes $5,000,000
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? No
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan have assets held for investment? Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? No
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? No

Financials

Income and Expense Statement

Income $158,469,053
Contributions $99,862,362
Cash Contributions $99,862,362
Cash from Employers $14,809,192
Cash from Participants $66,582,526
Others (including rollovers) $18,470,644
Noncash Contributions $0
Total Earnings on Investments $58,606,691
Total Interest $58,606,691
Interest-Bearing Cash $0
U.S. Government Securities $0
Corporate Debt Instruments $0
Loans (other than to participants) $0
Participant Loans $58,606,691
Interest from Other Investments $0
Total Dividends $0
Preferred Stock $0
Common Stock $0
Rents $0
Net gain (loss) on sale of assets $0
Aggregate Proceeds $0
Aggregate Carrying Amount $0
Total Unrealized Appreciation (depreciation) of assets $0
Real Estate $0
Other $0
Net investment gain (loss) from common/collective trusts $0
Net investment gain (loss) from pooled separate accounts $0
Net investment gain (loss) from master trust investment accounts $0
Net investment gain (loss) from 103-12 investment entities $0
Net investment gain (loss) from registered investment companies $0
Other Income $0
Expenses $26,985,982
Total Benefit Payments $26,863,602
Directly to participants or beneficiaries, including direct rollovers $26,863,602
To insurance carriers for the provision of benefits $0
Other Benefit Payment Fees $0
Corrective Distributions $0
Certain deemed distributions of participant loans $0
Interest expense $0
Total Administrative Expenses $122,380
Professional Fees $0
Contract Administrator Fees $0
Investment Advisory and management fees $0
Other Administrative Fees $122,380
Net Income $131,483,071
Transfers of Assets to this Plan $0
Transfers of Assets from this Plan $0

Asset and Liability Statement

12/31/2006 12/31/2005 Change YOY
Total Assets $674,771,821 $543,288,750 24.20%
Total noninterest-bearing cash $0 $0 0.0%
Receivables $2,639,663 $2,196,723 20.16%
Employer Contributions $534,483 $333,216 60.40%
Participant Contributions $2,105,180 $1,863,507 12.97%
Other Contributions $0 $0 0.0%
General Investments $0 $0 0.0%
Interest-bearing cash $0 $0 0.0%
U.S. Government Securities $0 $0 0.0%
Corporate Debt Instruments $0 $0 0.0%
Preferred $0 $0 0.0%
All Other $0 $0 0.0%
Corporate Stocks $0 $0 0.0%
Preferred $0 $0 0.0%
Common $0 $0 0.0%
Partnership/joint venture interests $0 $0 0.0%
Real estate (other than employer real property) $0 $0 0.0%
Loans (other than to participants) $0 $0 0.0%
Participants Loans $6,330,276 $5,301,544 19.40%
Value of interest in common/collective trusts $0 $0 0.0%
Value of interest in pooled separate accounts $0 $0 0.0%
Value of interest in master trust investment accounts $0 $0 0.0%
Value of interest in 103-12 investment entities $0 $0 0.0%
Value of interest in registered investment companies $635,964,506 $504,013,681 26.18%
Value of funds held in insurance co. general account $24,956,087 $28,707,700 -13.07%
Other Investments $4,881,289 $3,069,102 59.05%
Employer-related Investments $0 $0 0.0%
Employer Securities $0 $0 0.0%
Employer Real Property $0 $0 0.0%
Buildings and other property used in plan operation $0 $0 0.0%
Total Liabilities $0 $0 0.0%
Benefit Claims Payable (1) $0 $0 0.0%
Operating Payables (1) $0 $0 0.0%
Acquisition Indebtedness (1) $0 $0 0.0%
Other liabilities (1) $0 $0 0.0%
Net Assets $674,771,821 $543,288,750 24.20%

Service Providers

Service Providers

Name Nature of Service Relationship to Plan Sponsor Gross Salary or Allowances Paid by Plan Fees and Commissions Paid by Plan Total Salary/Fees
The Equitable Contract Administrator $0 $62,659 $62,659
Jp Morgan Retirement Services Contract Administrator $0 $59,718 $59,718
Total $0 $122,377 $122,377

Investments

Investments

No investments information available for this plan.

Insurance Information

Insurance Information

Insurance Carrier Summary Persons Covered
The Equitable 2,463
EIN 13-5570651
Industry Code 62944
Contract Number VARIOUS
Contract Year 01/01/2006 — 12/31/2006
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Guaranteed Investment
Balance at the end of the previous year $28,707,700
Additions $999,873
Contributions Deposited during the year $14,615
Dividends and credits $0
Interest credited during the year $840,927
Transferred from separate account $0
Other $144,331
Total of Balance and Additions $29,707,573
Deductions $4,755,604
Disbursed from fund to pay benefits or purchase annuities during the year $4,630,942
Administration charge made by carrier $33,267
Transferred to Separate Account $0
Other $91,395
Balance at the end of the current year $24,951,969