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FORM 5500 DATA

Steel Warehouse, Lock Joint Tube and SFI Consolidated Profit Sharing Plan

Overview

Plan Information

  • Plan Year01/01/2017 — 12/31/2017
  • Date of Plan09/01/1953
  • Net Assets as of 12/31/2017 $81,140,726
  • Plan Number1
  • Plan Type Single Employer
  • Is the plan collectively bargained? No
  • Did the plan file for an extension of time or the DFVC Program?Yes
  • Plan Funding ArrangementInsurance Trust
  • Plan Benefit ArrangementInsurance Trust

Participant Information as of 12/31/2017

  • Active (Eligible) Participants1,585
  • Retired or separated participants receiving benefits13
  • Other retired or separated participants entitled to future benefits291
  • Subtotal1,889
  • Deceased participants whose beneficiaries are receiving or are entitled to receive benefits0
  • Total1,889
  • Total number of participants as of 01/01/20171,819
  • Number of participants with account balances1,627
  • Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested146

Expenses

  • Total Benefit Payments$0
  • Corrective Distributions$0
  • Administrative Service Providers$0
  • Other Expenses$0
  • Total Expenses$0
  • Total Transfers$0

Sponsor Information

  • Address2722 West Tucker Drive
  • CitySouth Bend
  • StateIN
  • Zip46624
  • Telephone(574) 236-5114
  • EIN20-3534605
  • Industry Code332900
  • Named AdministratorMr. Richard King
  • Named Plan SponsorMr. Richard King

Audit Information

  • Audit StatusAudited
  • AuditorCrowe LLP
  • Auditor EIN35-0921680
  • Audit Opinion Disclaimer
  • Audit TypeLimited Scope Audit

Benefits Provided Under the Plan

Code Benefit Description
2A Age/Service Weighted or New Comparability or Similar Plan Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New Comparability or Similar Plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the threshold or additional rate allowed under the permitted disparity rules of section 401(l)
2E Profit-sharing A defined contribution plan that allows employer discretionary contributions. These plans often contain a 401(k) feature.
2F ERISA section 404(c) Plan This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
2G Total participant-directed account plan Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J Code section 401(k) feature A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
2K Code section 401(m) arrangement Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contributions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
2S Automatic Enrollment Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
3B Self-Employed Plan Plan covering Self-Employed individuals.
3D Master plan A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
3H Controlled Group Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

Questions and Answers

Question Answer Amount
During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? No
Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. No
Were any leases to which the plan was a party in default or classified during the year as uncollectible? No
Were there any nonexempt transactions with any party-in-interest? No
Was this plan covered by a fidelity bond? Yes $500,000
Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? No
Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? No
Did the plan have assets held for investment? Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? No
Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? No
Has the plan failed to provide any benefit when due under the plan? No
If this is an individual account plan, was there a blackout period? No
If there was a blackout period, have you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3? No

Financials

Income and Expense Statement

Income $16,198,555
Contributions $4,970,105
Cash Contributions $4,970,105
Cash from Employers $1,572,797
Cash from Participants $3,181,316
Others (including rollovers) $215,992
Noncash Contributions $0
Total Earnings on Investments $11,228,450
Total Interest $595,717
Interest-Bearing Cash $0
U.S. Government Securities $0
Corporate Debt Instruments $0
Loans (other than to participants) $0
Participant Loans $79,253
Interest from Other Investments $516,464
Total Dividends $292,944
Preferred Stock $0
Common Stock $0
Rents $0
Net gain (loss) on sale of assets $89,003
Aggregate Proceeds $3,023,713
Aggregate Carrying Amount $2,934,710
Total Unrealized Appreciation (depreciation) of assets $0
Real Estate $0
Other $0
Net investment gain (loss) from common/collective trusts $0
Net investment gain (loss) from pooled separate accounts $0
Net investment gain (loss) from master trust investment accounts $0
Net investment gain (loss) from 103-12 investment entities $0
Net investment gain (loss) from registered investment companies $10,250,786
Other Income $0
Expenses $5,454,978
Total Benefit Payments $5,340,127
Directly to participants or beneficiaries, including direct rollovers $5,331,054
To insurance carriers for the provision of benefits $9,073
Other Benefit Payment Fees $0
Corrective Distributions $4,600
Certain deemed distributions of participant loans $0
Interest expense $0
Total Administrative Expenses $110,251
Professional Fees $11,000
Contract Administrator Fees $42,058
Investment Advisory and management fees $43,108
Other Administrative Fees $14,085
Net Income $10,743,577
Transfers of Assets to this Plan $0
Transfers of Assets from this Plan $0

Asset and Liability Statement

12/31/2017 12/31/2016 Change YOY
Total Assets $81,140,726 $70,397,149 15.26%
Total noninterest-bearing cash $0 $0 0.0%
Receivables $0 $3,761 0.0%
Employer Contributions $0 $0 0.0%
Participant Contributions $0 $0 0.0%
Other Contributions $0 $3,761 0.0%
General Investments $0 $0 0.0%
Interest-bearing cash $0 $0 0.0%
U.S. Government Securities $0 $0 0.0%
Corporate Debt Instruments $0 $0 0.0%
Preferred $0 $0 0.0%
All Other $0 $0 0.0%
Corporate Stocks $0 $0 0.0%
Preferred $0 $0 0.0%
Common $0 $0 0.0%
Partnership/joint venture interests $0 $0 0.0%
Real estate (other than employer real property) $0 $0 0.0%
Loans (other than to participants) $0 $0 0.0%
Participants Loans $1,720,186 $1,688,858 1.85%
Value of interest in common/collective trusts $0 $0 0.0%
Value of interest in pooled separate accounts $0 $0 0.0%
Value of interest in master trust investment accounts $0 $0 0.0%
Value of interest in 103-12 investment entities $0 $0 0.0%
Value of interest in registered investment companies $61,443,227 $50,796,575 20.96%
Value of funds held in insurance co. general account $17,977,313 $17,904,495 0.41%
Other Investments $0 $3,460 -100.00%
Employer-related Investments $0 $0 0.0%
Employer Securities $0 $0 0.0%
Employer Real Property $0 $0 0.0%
Buildings and other property used in plan operation $0 $0 0.0%
Total Liabilities $0 $0 0.0%
Benefit Claims Payable (1) $0 $0 0.0%
Operating Payables (1) $0 $0 0.0%
Acquisition Indebtedness (1) $0 $0 0.0%
Other liabilities (1) $0 $0 0.0%
Net Assets $81,140,726 $70,397,149 15.26%

Service Providers

Persons Receiving Only Eligible Indirect Compensation

There is no information on eligible indirect compensation for this plan.

Other Service Providers Receiving Direct or Indirect Compensation

Name Nature of Service Relationship to Plan Sponsor Direct Compensation Paid by Plan Indirect Compensation Paid by Plan Total Compensation
Massachusetts Mutual Life Ins. Co. Investment management fees paid indirectly by plan, Sub-transfer agency fees, Distribution (12b-1) fees, Recordkeeping fees, Other insurance wrap fees, Soft dollars commissions, Other investment fees and expenses Contract Administrator $56,143 $0 $56,143
Merrill Lynch Investment advisory (plan) Investment Advisor $42,521 $0 $42,521
Thomas F Cichon Insurance brokerage commissions and fees Shareholder Service Provi $0 $41,621 $41,621
Richard Taylor Kerby Insurance brokerage commissions and fees Shareholder Service Provi $0 $17,837 $17,837
Crowe Horwath LLP Direct payment from the plan Auditor $11,000 $0 $11,000
Crowe Horwath LLP Accounting (including auditing) Auditor $8,925 $0 $8,925
AIM Investment management fees paid indirectly by plan Investment Provider $0 $0 $0
American Funds Investment management fees paid indirectly by plan Investment Provider $0 $0 $0
Fidelity Advisor Investment management fees paid indirectly by plan Investment Provider $0 $0 $0
Invesco Investment management fees paid indirectly by plan Investment Provider $0 $0 $0
Janus Henderson Investment management fees paid indirectly by plan Investment Provider $0 $0 $0
Mfs Investment Management Investment management fees paid indirectly by plan Investment Provider $0 $0 $0
Mfs Investment Management Investment management fees paid indirectly by plan Investment Provider $0 $0 $0
Oppenheimer Investment management fees paid indirectly by plan Investment Provider $0 $0 $0
Oppenheimer Investment management fees paid indirectly by plan Investment Provider $0 $0 $0
Oppenheimer Investment management fees paid indirectly by plan Investment Provider $0 $0 $0
Pgim Investments Investment management fees paid indirectly by plan Investment Provider $0 $0 $0
Pnc Funds Investment management fees paid indirectly by plan Investment Provider $0 $0 $0
T. Rowe Price Investment management fees paid indirectly by plan Investment Provider $0 $0 $0
T. Rowe Price Investment management fees paid indirectly by plan Investment Provider $0 $0 $0
T. Rowe Price Investment management fees paid indirectly by plan Investment Provider $0 $0 $0
T. Rowe Price Investment management fees paid indirectly by plan Investment Provider $0 $0 $0
T. Rowe Price Investment management fees paid indirectly by plan Investment Provider $0 $0 $0
T. Rowe Price Investment management fees paid indirectly by plan Investment Provider $0 $0 $0
T. Rowe Price Investment management fees paid indirectly by plan Investment Provider $0 $0 $0
Wells Fargo Investment management fees paid indirectly by plan Investment Provider $0 $0 $0
Total $118,589 $59,458 $178,047

Indirect Compensation

Name Source of Indirect Compensation* Nature of Service Description of Indirect Compensation Indirect Compensation Paid by Plan
Massachusetts Mutual Life Ins. Co. Prem Inflat-Prot and Incm Barings Other investment fees and expenses, Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Select Metwest Total Return Bond Distribution (12b-1) fees, Other investment fees and expenses, Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Prem U.S. Govt Money Mrkt Barings Other investment fees and expenses, Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Mfs Value Fund Distribution (12b-1) fees, Sub-transfer agency fees Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Leveraged Co Stckfidelity Advisor Distribution (12b-1) fees, Sub-transfer agency fees Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Int'L New Discovery Mfs Distribution (12b-1) fees, Sub-transfer agency fees Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Mm S&P 500 Index Northern Trust Distribution (12b-1) fees, Other investment fees and expenses, Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Prm Oppenheimer Fds Sm Cp Opp II Distribution (12b-1) fees, Other investment fees and expenses, Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Select Wellingtonofi Small Cap Gr Distribution (12b-1) fees, Other investment fees and expenses, Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Sel Gr Opportunities Sandsjsp Distribution (12b-1) fees, Other investment fees and expenses, Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Select Equity Opps Wellingtontrp Distribution (12b-1) fees, Other investment fees and expenses, Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Select Mid Cap Gr Trpfrontier Distribution (12b-1) fees, Other investment fees and expenses, Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Premier High Yield Barings Other investment fees and expenses, Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Select Trpls Blue Chip Growth Distribution (12b-1) fees, Other investment fees and expenses, Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Sel Fundamental Val Wlgnbrwhnly Distribution (12b-1) fees, Other investment fees and expenses, Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Global Allocation Ofi Distribution (12b-1) fees, Sub-transfer agency fees Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Total Return Bond Prudential Distribution (12b-1) fees, Sub-transfer agency fees Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Real Estate Ofi Distribution (12b-1) fees, Sub-transfer agency fees Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Pnc Large Cap Value Sub-transfer agency fees Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Pnc Multi-Factor Large Cap Value Fd Sub-transfer agency fees Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Pnc Total Return Advantage Sub-transfer agency fees Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Pnc Total Return Advantage Fund Sub-transfer agency fees Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Special Mid Cap Val Wells Fargo Sub-transfer agency fees Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Mm S&P Mid Cap Index Nrtn Tr Distribution (12b-1) fees, Other investment fees and expenses, Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Premier Global Ofi Other investment fees and expenses, Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Spectrum Growth T. Rowe Price Other insurance wrap fees, Sub-transfer agency fees Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Janus Henderson Venture Fd Distribution (12b-1) fees, Sub-transfer agency fees Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Mm Sel T. Rowe Price Ret 2010 Sub-transfer agency fees Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Mm Sel T. Rowe Price Ret 2020 Sub-transfer agency fees Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Mm Sel T. Rowe Price Ret 2030 Sub-transfer agency fees Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Mm Sel T. Rowe Price Ret 2040 Sub-transfer agency fees Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Mm Sel T. Rowe Price Ret 2050 Sub-transfer agency fees Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Mm Sel T. Rowe Price Ret Bal Sub-transfer agency fees Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Small Cap Value Invesco Distribution (12b-1) fees, Sub-transfer agency fees Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Global Opportunities Ofi Distribution (12b-1) fees, Sub-transfer agency fees Basis Points * Plan Assets $0
Massachusetts Mutual Life Ins. Co. Europacific Growth American Distribution (12b-1) fees, Sub-transfer agency fees Basis Points * Plan Assets $0
Thomas F Cichon Massachusetts Mutual Life Ins. Co. Insurance brokerage commissions and fees Commissions and Fees $41,621
Richard Taylor Kerby Massachusetts Mutual Life Ins. Co. Insurance brokerage commissions and fees Commissions and Fees $17,837
AIM Pnc Total Return Advantage Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
American Funds Europacific Growth American Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
Fidelity Advisor Leveraged Co Stckfidelity Advisor Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
Invesco Small Cap Value Invesco Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
Janus Henderson Janus Henderson Venture Fd Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
Mfs Investment Management Mfs Value Fund Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
Mfs Investment Management Int'L New Discovery Mfs Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
Oppenheimer Global Allocation Ofi Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
Oppenheimer Real Estate Ofi Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
Oppenheimer Global Opportunities Ofi Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
Pgim Investments Total Return Bond Prudential Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
Pnc Funds Pnc Large Cap Value Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
Pnc Funds Pnc Multi-Factor Large Cap Value Fd Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
Pnc Funds Pnc Total Return Advantage Fund Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
T. Rowe Price Mm Sel T. Rowe Price Ret 2010 Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
T. Rowe Price Mm Sel T. Rowe Price Ret 2020 Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
T. Rowe Price Mm Sel T. Rowe Price Ret 2030 Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
T. Rowe Price Mm Sel T. Rowe Price Ret 2040 Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
T. Rowe Price Mm Sel T. Rowe Price Ret 2050 Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
T. Rowe Price Spectrum Growth T. Rowe Price Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
T. Rowe Price Mm Sel T. Rowe Price Ret Bal Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
Wells Fargo Special Mid Cap Val Wells Fargo Investment management fees paid indirectly by plan Basis Points * Plan Assets $0
*As outlined by the Form 5500 Instructions for service providers with indirect compensation.

Service Providers Who Fail or Refuse to Provide Information

There are no service providers who failed or refused to provide information.

Termination Information on Accountants and Enrolled Actuaries

There is no termination information for this plan.

Investments

Investments

Name of Investment Investment Manager Type of Investment Dollar Value
Sia-Rr Special Mid Cap Val Massachusetts Mutual Life Insurance DFE: Pooled Separate Account $5,687,001
Sia-Zt Mm Sel T. Rowe Price Ret 204 Massachusetts Mutual Life Insurance DFE: Pooled Separate Account $4,028,076
Sia-Xt Mm Sel T. Rowe Price Ret 203 Massachusetts Mutual Life Insurance DFE: Pooled Separate Account $3,971,809
Sia-At Select Mid Cap Gr Massachusetts Mutual Life Insurance DFE: Pooled Separate Account $3,961,666
Sia-Av Select Equity Opps Massachusetts Mutual Life Insurance DFE: Pooled Separate Account $3,729,409
Sia-Ut Mm Sel T. Rowe Price Ret 205 Massachusetts Mutual Life Insurance DFE: Pooled Separate Account $3,385,122
Sia-Od Premier Global Massachusetts Mutual Life Insurance DFE: Pooled Separate Account $3,235,920
Sia-A1 Select Trp/Ls Blue Chip Grow Massachusetts Mutual Life Insurance DFE: Pooled Separate Account $3,109,577
Sia-W5 Spectrum Growth Massachusetts Mutual Life Insurance DFE: Pooled Separate Account $2,935,127
Sia-Ad Sel Gr Opportunities Massachusetts Mutual Life Insurance DFE: Pooled Separate Account $2,780,999
Sia-Ax Mm S&P 500 Index Massachusetts Mutual Life Insurance DFE: Pooled Separate Account $2,548,890
Sia-Oh Global Opportunities Massachusetts Mutual Life Insurance DFE: Pooled Separate Account $2,398,577
Sia-Vt Mm Sel T. Rowe Price Ret 202 Massachusetts Mutual Life Insurance DFE: Pooled Separate Account $2,384,395
Sia-Dh Premier High Yield Massachusetts Mutual Life Insurance DFE: Pooled Separate Account $1,846,722
Sia-Hf Small Cap Value Massachusetts Mutual Life Insurance DFE: Pooled Separate Account $1,725,077
Sia-Ob Global Allocation Massachusetts Mutual Life Insurance DFE: Pooled Separate Account $1,224,854
Sia-Th Europacific Growth Massachusetts Mutual Life Insurance DFE: Pooled Separate Account $1,165,431
Sia-Cmn Total Return Bond Massachusetts Mutual Life Insurance DFE: Pooled Separate Account $660,850
Sia-Rt Mm Sel T. Rowe Price Ret Bal Massachusetts Mutual Life Insurance DFE: Pooled Separate Account $540,330
Sia-Cby Mm S&P Mid Cap Index Massachusetts Mutual Life Insurance DFE: Pooled Separate Account $320,138
Sia-Y Prem Inflat-Prot and Incm Massachusetts Mutual Life Insurance DFE: Pooled Separate Account $275,074
Sia-St Mm Sel T. Rowe Price Ret 201 Massachusetts Mutual Life Insurance DFE: Pooled Separate Account $258,496
Sia-As Prm Oppenheimer Fds Sm Cp Op Massachusetts Mutual Life Insurance DFE: Pooled Separate Account $21,399
Sia-C2 Real Estate Massachusetts Mutual Life Insurance DFE: Pooled Separate Account $17,370
Sia-Ag Prem U.S. Govt Money Mrkt Massachusetts Mutual Life Insurance DFE: Pooled Separate Account $1,150
Sia-Vi Leveraged Co Stck Massachusetts Mutual Life Insurance DFE: Pooled Separate Account $0
Sia-Ak Sel Fundamental Val Massachusetts Mutual Life Insurance DFE: Pooled Separate Account $0
Sia-Wr Int'L New Discovery Massachusetts Mutual Life Insurance DFE: Pooled Separate Account $0
Sia-Wz Select Metwest Total Return Massachusetts Mutual Life Insurance DFE: Pooled Separate Account $0
Sia-Ac Select Wellington/Ofi Small Massachusetts Mutual Life Insurance DFE: Pooled Separate Account $0
Total $52,213,459

Insurance Information

Insurance Information

Insurance Carrier Summary Persons Covered
Massachusetts Mutual Life Insurance Company 1,889
EIN 04-1590850
Industry Code 65935
Contract Number SF 51622
Contract Year 01/01/2017 — 12/31/2017
Value in General Account at Year End $0
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees There are no brokers listed for this plan.
Allocated Funds
Type of Contract Unspecified
Basis of premium rates
Premiums paid to carrier $0
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract GROUP ANNUITY CONTRACT
Balance at the end of the previous year $17,201,861
Additions $7,702,378
Contributions Deposited during the year $4,754,113
Dividends and credits $0
Interest credited during the year $516,464
Transferred from separate account $569,692
Other $1,862,109
Total of Balance and Additions $24,904,239
Deductions $6,926,925
Disbursed from fund to pay benefits or purchase annuities during the year $1,141,461
Administration charge made by carrier $19,397
Transferred to Separate Account $5,640,579
Other $125,488
Balance at the end of the current year $17,977,314
Massachusetts Mutual Life Insurance Company 3
EIN 04-1590850
Industry Code 65935
Contract Number 3694661
Contract Year 11/01/2016 — 10/31/2017
Value in General Account at Year End $161,552
Value in Separate Accounts at Year End $0
Insurance Fees and Commissions $0
Persons Receiving Commissions and Fees
Agent/Broker Organization Code Commissions Paid Fees Paid Purpose of Fees Paid
Gregory A. Mcroberts 900 E 96th Street Ste 300 Indianapolis, IN 46240 -3876 Insurance Agent or Broker $0 $0
Allocated Funds
Type of Contract Individual Policies
Basis of premium rates
Premiums paid to carrier $3,514
Premiums due but unpaid at the end of the year $0
If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount $0
Specify the nature of the costs
Unallocated Funds
Type of Contract Unspecified
Balance at the end of the previous year $0
Additions $0
Contributions Deposited during the year $0
Dividends and credits $0
Interest credited during the year $0
Transferred from separate account $0
Other $0
Total of Balance and Additions $0
Deductions $0
Disbursed from fund to pay benefits or purchase annuities during the year $0
Administration charge made by carrier $0
Transferred to Separate Account $0
Other $0
Balance at the end of the current year $0