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SPDR Dow Jones Industrial Average ETF Trust - DIA

SPDR Dow Jones Industrial Average ETF Trust - DIA

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Data Providers

Quote

  • nav ($)
    209.63
  • nav change
    1.12 / 0.5%
(As of Wednesday March 15, 2017)

Overview

  • distribution channel

    Institutional

  • ticker

    DIA

  • category

    Large-Cap Core Funds

  • management type

    Index

  • total assets

    $16.26B

Read description

Fund Scorecard

assets
$16B
Great
flows
$1B
Great
fees
0.17%
Lowest
turnover
3%
Lowest
performance
24.40%
Above Average
manager tenure
N/A

Advisors Using This Fund

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Holders

ETF Holders

Filing period ending Dec. 31, 2015
There is no ETF data available to display at this time.

Balance Summary

holder 2015
Raymond James & Associates $13,608,000
Parametric Risk Advisors Llc $1,357,000
Sequoia Financial Advisors, Llc $414,000

Scotia Capital Inc.

$473,000
Courage Miller Partners, Llc $285,000
Financial Management Professionals, Inc. $5,000
Boys Arnold & Co Inc $2,610,000

Integral Derivatives, Llc

$1,035,000

Ameriprise Financial Inc

$16,070,000
Pictet North America Advisors Sa $400,000
Eagle Capital Management, Llc $293,000
Hanson Mcclain, Inc. $138,000
Murphy Capital Management Inc $8,815,000
Partnervest Advisory Services Llc $1,123,000
Commonwealth Equity Services, Inc $13,328,000
Cls Investments, Llc $9,142,000

Jump Trading, Llc

$2,632,000
Johnson Investment Counsel Inc $2,401,000
Clifford Swan Investment Counsel Llc $317,000

Summit Asset Management, Llc

$8,454,000

Edmond De Rothschild (Europe)

$348,000
Raymond James Trust N.A. $387,000
Starfire Investment Advisers, Inc. $4,259,000
Greenwich Wealth Management Llc $2,735,000
Gfs Advisors, Llc $10,463,000

Oakworth Capital, Inc.

$52,000
Hexavest Inc. $22,340,000

Whittier Trust Co Of Nevada Inc

$5,888,000
Mycio Wealth Partners, Llc $388,000

Diversified Trust Co

$3,324,000
Kcm Investment Advisors Llc $804,000
Tradewinds Capital Management, Llc $6,000
Focused Wealth Management, Inc $9,331,000

Royal Bank Of Canada

$49,272,000

Fiera Capital Corp

$987,000
Madden Advisory Services, Inc. $1,349,000

Kcg Holdings, Inc.

$544,000
Pinnacle Summer Investments, Inc. $100,000
Rockefeller Financial Services Inc $8,449,000
Connective Capital Management, Llc $16,251,000
Burt Wealth Advisors $104,000
Capital Planning Advisors, Llc $1,454,000
Highfields Capital Management Lp $42,106,000

Pinnacle Financial Partners Inc

$343,000
King Wealth Management Group, Llc $2,199,000
Usca Ria Llc $910,000

Jefferies Group Llc

$3,306,000
Stifel Financial Corp $10,849,000
Oarsman Capital, Inc. $456,000
Brown Advisory Inc $1,296,000
Citadel Advisors Llc $38,174,000
David R. Rahn & Associates Inc. $1,653,000
Patton Albertson & Miller, Llc $476,000

Community Trust & Investment Co

$679,000
Blair William & Co/Il $881,000
Sanctuary Wealth Advisors, Llc $50,000

Cibc World Markets Inc.

$7,336,000

Gam Holding Ag

$12,031,000
Efficient Market Advisors, Llc $1,193,000

Whittier Trust Co

$6,805,000
Teachers Advisors Inc $7,377,000
Stelac Advisory Services Llc $8,132,000
Benjamin F. Edwards & Company, Inc. $266,000

Hap Trading, Llc

$3,796,000

Guggenheim Capital Llc

$19,469,000
First Heartland Consultants, Inc. $1,319,000

Cibc World Markets Corp

$5,761,000
Deane Retirement Strategies, Inc. $21,000
Ifc Holdings Incorporated/Fl $483,000
Windsor Capital Management, Llc $249,000
Sii Investments Inc/Wi $254,000
Pittenger & Anderson Inc $820,000

Ausdal Financial Partners, Inc.

$22,000
Tortoise Investment Management, Llc $4,184,000
Tci Wealth Advisors, Inc. $175,000
Dynamic Advisors Solutions Llc $440,000
Quadrant Capital Group Llc $347,000
United Capital Financial Advisers, Llc $7,850,000
Ntv Asset Management Llc $2,120,000
Fmr Llc $2,449,000
Parsons Capital Management Inc/Ri $293,000
Heritage Investors Management Corp $976,000

Evercore Wealth Management, Llc

$692,000
Pinnacle Holdings, Llc $8,147,581,000

Moisand Fitzgerald Tamayo, Llc

$242,000

Hochman Cole Investment Advisors, Inc.

$254,000
Td Asset Management Inc $592,000
Curian Capital Llc $3,439,000

Sheaff Brock Investment Advisors, Llc

$1,061,000

Regions Financial Corp

$569,000

National Mutual Insurance Federation Of Agricultural Cooperatives

$204,849,000
Hardesty Capital Management Corp $1,953,000

Klingman & Associates, Llc

$145,000
Blackrock Investment Management, Llc $35,000
First Allied Advisory Services, Inc. $4,320,000
Ghp Investment Advisors, Inc. $1,438,000
Sumitomo Mitsui Trust Holdings, Inc. $1,203,000

High Falls Advisors, Inc

$1,084,000
Cornerstone Capital Management Holdings Llc. $3,622,000
Advisors Capital Management, Llc $338,000
Ct Financial Advisors Llc $11,000

Mizuho Securities Usa Inc.

$107,945,000
Cfo4life, L.P. $490,000
Lpl Financial Llc $130,910,000
Financial Architects, Inc $527,000

Gunma Bank,Ltd.

$1,740,000

Orrstown Financial Services Inc

$1,270,000

Jane Street Group, Llc

$1,573,000
Us Financial Advisors, Llc $19,000
Pacific Financial Group Inc $1,113,000
Penobscot Investment Management Company, Inc. $393,000
Bridgecreek Investment Management, Llc $2,145,000

Kalos Management, Inc.

$12,000
Piershale Financial Group, Inc. $11,000

Bnp Paribas Arbitrage, Sa

$99,723,000

Massmutual Trust Co Fsb/Adv

$5,000
Salem Investment Counselors Inc $226,000

Edmond De Rothschild (Suisse) S.A.

$175,000

Simplex Trading, Llc

$3,780,000

Community Bank, N.A.

$23,000

Compagnie Lombard, Odier Sca

$1,102,000

Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet Ltd

$200,000

Monroe Bank & Trust/Mi

$42,000
Goldman Sachs Group Inc $153,597,000
Northstar Investment Advisors Llc $957,000

First Interstate Bank

$110,000
Valmark Advisers, Inc. $362,000
Private Wealth Advisors, Inc. $356,000
Reilly Financial Advisors, Llc $57,000

Peak6 Investments, L.P.

$2,780,000
Appleton Partners Inc/Ma $283,000

Mufg Americas Holdings Corp

$1,526,000
Private Advisor Group, Llc $2,572,000
Riverpoint Capital Management, Llc $258,000
Signaturefd, Llc $102,000
Schnieders Capital Management Llc $478,000
Loring Wolcott & Coolidge Fiduciary Advisors Llp/Ma $359,000

Wespac Advisors Socal, Llc

$86,000

Bank Of America Corp /De/

$476,734,000
Regentatlantic Capital Llc $383,000
Financial Advisory Group $34,222,000

Northwestern Mutual Wealth Management Co

$7,473,000
Blackrock Inc. $211,000
Commonwealth Financial Services, Llc $347,000
Aull & Monroe Investment Management Corp $828,000
South Texas Money Management Ltd $5,415,000

Sandy Spring Bank

$265,000

Iowa State Bank

$4,127,000

First United Bank Trust/

$244,000
Neumann Capital Management, Llc $223,000
Metlife Securities, Inc $3,642,000
Wealthfront Inc $270,000
North Star Investment Management Corp. $194,000
Fdx Advisors, Inc. $337,000

Hl Financial Services Llc

$425,000
Mission Wealth Management, Llc $575,000

Jones Financial Companies Lllp

$99,945,000

Security National Trust Co

$17,000
Roundview Capital Llc $1,000,000
Bingham Osborn & Scarborough Llc $1,202,000
Colony Group Llc $26,000

Bank Of New York Mellon Corp

$3,952,000
Howe & Rusling Inc $5,217,000

B. Riley Financial, Inc.

$763,000
Woodmont Investment Counsel Llc $33,000
Moody Lynn & Lieberson, Inc. $1,293,000
Asset Advisors Corp $12,000
Mv Capital Management, Inc. $668,000

Citizens Financial Group Inc/Ri

$238,000

Sunbelt Securities, Inc.

$13,000
Cetera Advisor Networks Llc $1,306,000

Pictet & Cie (Europe) Sa

$618,000
Investment Centers Of America Inc $1,953,000

Commerce Bank

$335,000

At Bancorp

$496,000

Hsbc Holdings Plc

$39,682,000
Gamble Jones Investment Counsel $905,000
Duncker Streett & Co Inc $813,000
First National Bank Of Omaha $562,000
Lakeview Capital Partners, Llc $233,000

Alpha Omega Wealth Management Llc

$27,000
Voya Financial Advisors, Inc. $421,000
Court Place Advisors, Llc $535,000
Cambridge Investment Research Advisors, Inc. $11,177,000
Verity Asset Management, Inc. $241,000
First Republic Investment Management, Inc. $5,236,000
Essex Financial Services, Inc. $235,000

Edmond De Rothschild Holding S.A.

$1,951,000
Archford Capital Strategies, Llc $182,000
Hightower Advisors, Llc $8,690,000

Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet Ltd

$80,000
Beaumont Financial Partners, Llc $224,000
Alexandria Capital, Llc $21,000
Eqis Capital Management, Inc. $1,134,000
Macroview Investment Management Llc $21,000
Patten Group, Inc. $67,000

Motco

$1,219,000

Fifth Third Bancorp

$320,000
Sawtooth Asset Management, Inc. $964,000

Psagot Investment House Ltd.

$22,117,000
Parallax Volatility Advisers, Llc $7,000
Raymond James Financial Services Advisors, Inc. $10,262,000
Citigroup Inc $292,566,000

Select Asset Management & Trust

$15,573,000
Inverness Counsel Inc /Ny/ $204,000
Telemus Capital, Llc $285,000
Investors Capital Advisory Services $569,000

American International Group Inc

$6,503,000
Next Financial Group, Inc $568,000
Geneva Advisors, Llc $248,000

Bank Hapoalim Bm

$251,000
Sol Capital Management Co $958,000
Donaldson Capital Management, Llc $467,000
Winfield Associates, Inc. $596,000
Bridgewater Wealth & Financial Management, Llc $1,151,000
Northern Trust Corp $21,131,000
Bbk Capital Partners, Llc $46,000

Ladenburg Thalmann Financial Services Inc

$27,957,000
Beck Capital Management, Llc $103,000
Morgan Stanley $562,312,000
Plante Moran Financial Advisors, Llc $1,208,000

Ledyard National Bank

$10,000

Nomura Holdings Inc

$157,591,000

Sg Americas Securities, Llc

$61,906,000
Capital Advisors, Ltd. Llc $642,000
Cue Financial Group, Inc. $974,000
Annex Advisory Services, Llc $304,000
Sns Financial Group, Llc $21,331,000

United Bank, Inc.

$338,000
Meridian Investment Counsel Inc. $306,000

Bessemer Group Inc

$2,470,000

Segall Bryant & Hamill, Llc

$550,000
Alesco Advisors Llc $685,000
Nuveen Asset Management, Llc $24,359,000
Carlton Hofferkamp & Jenks Wealth Management, Llc $865,000

Amg National Trust Bank

$5,368,000

Partners Capital Investment Group Llc

$1,032,000

Pnc Financial Services Group, Inc.

$59,261,000
Aviance Capital Management, Llc $53,077,000

Arvest Trust Co

$4,822,000
National Asset Management, Inc. $580,000
Cutter & Co Brokerage, Inc. $411,000
Us Bancorp \De\ $2,572,000
Drexel Morgan & Co. $348,000
Greenwood Capital Associates Llc $3,272,000
Wealthcare Capital Management Llc $8,000

Asset Dedication, Llc

$816,000
Montag A & Associates Inc $1,816,000
Brown Brothers Harriman & Co $418,000
Feltz Wealth Plan Inc. $26,151,000
Miracle Mile Advisors, Llc $1,303,000
Butensky & Cohen Financial Security, Inc $69,000
Tocqueville Asset Management L.P. $710,000
Stokes & Hubbell Capital Management, Llc $1,564,000
Atherton Lane Advisers, Llc $880,000

Harel Insurance Investments & Financial Services Ltd.

$478,000
Emery Howard Portfolio Management, Inc. $951,000
Pinnacle Wealth Management Advisory Group, Llc $3,363,000
Capital Wealth Planning, Llc $1,462,000
Ftb Advisors, Inc. $1,383,000
Oppenheimer & Co Inc $1,182,000
Pinnacle Associates Ltd $4,524,000
Cim, Llc $338,000
Vigilant Capital Management, Llc $56,000
Hoxton Financial, Inc. $226,000
Cornerstone Investment Partners, Llc $596,000
Thrivent Financial For Lutherans $7,000

Concorde Asset Management, Llc

$730,000

Huntington National Bank

$2,945,000
Valley National Advisers Inc $98,000

Keybank National Association/Oh

$21,645,000

Nbt Bank N A /Ny

$1,583,000

Parkside Financial Bank & Trust

$36,000
Captrust Financial Advisors $60,000
Assetmark, Inc $52,000
Benin Management Corp $6,842,000
Wfg Advisors, Lp $577,000

Genovese Burford & Brothers Wealth & Retirement Plan Management, Llc

$60,000
10-15 Associates, Inc. $3,476,000
Narwhal Capital Management $1,174,000
Edge Wealth Management Llc $18,000

Central Trust & Investment Co

$670,000
Signalpoint Asset Management, Llc $387,000
Cambridge Advisors Inc. $1,106,000
Advisory Services Network, Llc $2,615,000
Sigma Planning Corp $901,000
Busey Trust Co $209,000
Berkshire Money Management, Inc. $204,000

City Holding Co

$130,000
Financial Partners Capital Management Llc $361,000
Blue Fin Capital, Inc. $373,000
Interocean Capital, Llc $540,000

Suntrust Banks Inc

$9,746,000
Endurance Wealth Management, Inc. $50,000

M&T Bank Corp

$8,364,000
Mai Capital Management $936,000
Aldebaran Financial Inc. $648,000
New England Investment & Retirement Group, Inc. $3,595,000

First Hawaiian Bank

$395,000
Bernicke & Associates, Ltd $1,464,000
Neuberger Berman Group Llc $1,414,000

Bronfman E.L. Rothschild, L.P.

$79,000
Stratos Wealth Partners, Ltd. $472,000
Norris Perne & French Llp/Mi $847,000

First Midwest Bank Trust Division

$265,000

People's United Financial, Inc.

$104,000
National Planning Corp $7,351,000
Integrated Wealth Management $521,000

Susquehanna International Group, Llp

$33,689,000
Transamerica Financial Advisors, Inc. $475,000
Burns J W & Co Inc/Ny $533,000
Millennium Management Llc $5,281,000
Paradigm Financial Advisors, Llc $272,000
Concert Wealth Management Inc. $454,000
Livingston Group Asset Management Co (Operating As Southport Capital Management) $2,256,000

Barclays Plc

$39,567,000
Janney Montgomery Scott Llc $16,298,000

Credit Agricole S A

$4,665,000
Arkansas Financial Group, Inc. $42,611,000
Vantage Investment Advisors, Llc $6,703,000

Credit Suisse Ag/

$73,252,000

Mitsubishi Ufj Trust & Banking Corp

$10,387,000
Wells Fargo & Company/Mn $249,747,000
Donald L. Hagan, Llc $244,000
Quantitative Investment Management, Llc $21,070,000
Cetera Advisors Llc $3,247,000
Sfmg, Llc $244,000
Sheets Smith Wealth Management Inc $296,000

Financial Counselors Inc

$230,000
Brick & Kyle, Associates $17,000

Seaward Management Limited Partnership

$314,000
Chartist Inc /Ca/ $32,508,000
Capital Investment Advisors, Llc $313,000
Carroll Financial Associates, Inc. $26,000
Mark Sheptoff Financial Planning, Llc $17,000
Baird Financial Group, Inc. $5,675,000

Commerzbank Aktiengesellschaft /Fi

$323,000
Hudock Moyer Wealth Resources, Llc $48,000
Etrade Capital Management Llc $1,598,000

Ubs Group Ag

$116,346,000

Synovus Financial Corp

$192,000
Bb&T Corp $282,000

Ifp Advisors, Inc

$1,500,000

Summit Securities Group, Llc

$39,183,000
Jaffetilchin Investment Partners, Llc $227,000

Old National Bancorp /In/

$7,830,000

Trust Co Of Vermont

$2,000
Davidson D A & Co $12,000
Qci Asset Management Inc/Ny $299,000

First National Bank Sioux Falls

$123,000

Old Second National Bank Of Aurora

$315,000
Kistler-Tiffany Companies, Llc $35,000
Jpmorgan Chase & Co $16,813,000
Longer Investments Inc. $15,570,000

Allegis Investment Advisors, Llc

$5,000

Finemark National Bank & Trust

$201,000
Bb&T Securities, Llc $234,000
Quantitative Advantage Llc $2,011,000
Birinyi Associates Inc $5,109,000
Maryland Capital Management $449,000

Farmers & Merchants Investments Inc

$6,000

Amp Capital Investors Ltd

$706,000

Daiwa Securities Group Inc.

$435,000
Glenmede Trust Co Na $703,000
Cranbrook Wealth Management, Llc $8,000
Argentus Capital Management, Llc $92,000
Prospera Financial Services Inc $517,000
Gupta Wealth Management Llc $279,000
Creative Planning $4,711,000
Wade G W & Inc $962,000

Natixis

$38,617,000
Dowling & Yahnke Llc $634,000

Analyst Ims Investment Management Services Ltd.

$851,000

Banque Pictet & Cie Sa

$3,649,000
Envestnet Asset Management Inc $7,760,000
    Filing period ending Dec. 31, 2015

    Assets

    Net Assets

    Total Net Assets

    $16.26B

    (Through Feb 2017)
    There is no Assets data available to display at this time.

    Flows

    Net Flows

    1 Year Net Flows

    $1.02B

    (Through Feb 2017)
    There is no Flow data available to display at this time.
    * BrightScope's primary source for fund flow data is the SEC Form N-SAR filing.

    Fees

    Fee Comparison

    expense ratio

    0.17%

    Lowest
    There is no Fee data available to display at this time.

    Turnover

    turnover

    3%

    Lowest
    There is no Turnover data available to display at this time.

    Performance

    Growth of 10k

    1 Year Return

    24.40%

    There is no Performance data available to display at this time.
    Peer Group consists of 904 Large-Cap Core Funds funds distributed through Institutional channels.

    Risk

    Standard Deviation ¹ 3.08
    Sharpe Ratio ² 1.01
    R-Squared ³ 0.93
    Beta ³ 1.00
    ¹ Calculated using a 36 month sample population.
    ² Calculated using a 36 month sample population benchmarked to the U.S. 3-Month T-Bill Total Return Index.
    ³ Calculated using a 36 month sample population benchmarked to the S&P 500 Monthly Reinvest Index.

    Rank in Category

    YTD
    1y
    3y
    5y
    #[[rank]] out of [[total]]
    Large-Cap Core Funds

    [[percentile|ordinalNumber]]

    percentile

    N/A

    There is no Rank in Category data available to display at this time

    Managers

    Current Fund Managers